<?xml version='1.0' encoding='utf-8'?>
<baltimore-city-law heading="Subtitle 10 – Records Management">
  <section prefix="§" num="10-1" heading="Definitions.">
    <para num="(a)" heading="In general.">In this subtitle, the following terms have the meanings indicated.</para>
    <para num="(b)" heading="Agency.">“Agency” means any department, board, commission, council, authority, committee, office, or other unit of City government in either the executive or legislative branches, including all elected officials.</para>
    <para num="(c)" />
    <para num="(d)" heading="Non-permanent record.">
      <para num="(1)" heading="In general.">“Non-permanent record” means a public record with temporary value that may be destroyed after the passage of a specified period of time.</para>
      <para num="(2)" heading="Inclusions.">“Non-permanent record” includes:<para num="(i)">extra copies of documents that:<para num="(A)">have no separate administrative purpose or value; and</para>
          <para num="(B)">are preserved only for convenience or reference;</para>
        </para>
        <para num="(ii)">informational copies of correspondence, directives, forms, or other similar documents on which no administrative action is recorded or taken;</para>
        <para num="(iii)">library and museum materials made or acquired for reference or exhibition purposes;</para>
        <para num="(iv)">personal papers or papers of a private or non-official character that pertain to an individual’s private affairs;</para>
        <para num="(v)">duplicate copies of documents maintained in the same file;</para>
        <para num="(vi)">extra copies of printed or processed materials for which complete record sets exists, including current and superceded manuals maintained outside the agency responsible for maintaining the manual;</para>
        <para num="(vii)">catalogs, trade journals, and other publications received from government agencies, commercial firms, or private institutions that require no further action by the agency; or</para>
        <para num="(viii)">physical exhibits, artifacts, and other material objects lacking evidential value.</para>
      </para>
    </para>
    <para num="(e)" heading="Record.">
      <para num="(1)" heading="In general.">“Record” means any documentary material in any form created or received by an agency in connection with the transaction of public business.</para>
      <para num="(2)" heading="Inclusions.">“Record” includes:<para num="(i)">written materials, email, books, photographs, photocopies, publications, forms, microfilms, tapes, computerized records, maps, drawings, and other materials in any format;</para>
        <para num="(ii)">data generated, stored, received, or communicated by electronic means for use by, or storage in, an information system or for transmission from one information system to another; and</para>
        <para num="(iii)">non-permanent records.</para>
      </para>
    </para>
    <para num="(f)" heading="Record inventory.">“Record inventory” means a survey of all records series maintained by an agency resulting in a detailed, itemized compilation of the records in the possession of that agency.</para>
    <para num="(g)" heading="Retention period.">“Retention period” means the period of time that a record must be retained in accordance with an approved Records Retention and Disposition Schedule.</para>
    <para num="(h)" heading="State Archivist.">“State Archivist” means the individual appointed under Maryland &lt;cite data-doc="Md. Code" data-path="gsg|9-1005"&gt;State Government Article, § 9-1005, &lt;/cite&gt;or that individual’s designee.</para>
    <annotation type="History">Ord. 20-407</annotation>
    <annotation type="History">Ord. 22-125</annotation>
  </section>
  <section prefix="§" num="10-2" reserved="true" />
  <section prefix="§§" num="10-3 to 10-4" reserved="true" />
  <section prefix="§" num="10-5" heading="City Records Management Officer: In general.">
    <text>There is a City Records Management Officer appointed by the Director of the Department of Legislative Reference.</text>
    <annotation type="History">Ord. 20-407</annotation>
  </section>
  <section prefix="§" num="10-6" heading="City Records Management Officer: Duties.">
    <para num="(a)" heading="In general.">The City Records Management Officer shall direct the development and administration of a continuing records management, archival, and disposal program for the records of all City agencies.</para>
    <para num="(b)" heading="Specific duties.">The City Records Management Officer must:<para num="(1)">establish standards, procedures, and techniques for the effective management of City records;</para>
      <para num="(2)">prepare, for the approval of the State Archivist, Record Retention and Disposition Schedules providing for:<para num="(i)">the retention of City and agency records of continuing value for a specific retention period;</para>
        <para num="(ii)">the orderly disposal of City and agency records no longer possessing sufficient administrative, legal, fiscal, or historical value to warrant further preservation; and</para>
        <para num="(iii)">the identification and preservation of records no longer needed by an agency that are of historical significance;</para>
      </para>
      <para num="(3)">review all proposals for the digitization of records, whether or not the ultimate destruction of the original record is involved;</para>
      <para num="(4)">assist agency heads in the preparation of agency record inventories;</para>
      <para num="(5)">periodically inspect records and records management practices of agencies; and</para>
      <para num="(6)">organize and administer a City records storage center or centers for the City’s inactive and historical records.</para>
    </para>
    <para num="(c)" heading="Rules and regulations.">Subject to Title 4 {“Administrative Procedure Act – Regulations”} of the &lt;cite data-path="|general"&gt;City General Provisions Article&lt;/cite&gt;, the City Records Management Officer must adopt rules and regulations to carry out this subtitle.</para>
    <annotation type="History">Ord. 20-407</annotation>
    <annotation type="History">Text Conformed 02/09/21</annotation>
    <annotation type="Editor's Notes">By authority of Ordinance 20-431, Section 5, the Director of Legislative Reference, in consultation with the Law Department, has conformed the text of subsection (c) to refer expressly to the requirements of the recently-enacted Administrative Procedure Act that, effective January 15, 2021, governs the proposal, adoption, and publication of administrative rules and regulations.</annotation>
  </section>
  <section prefix="§§" num="10-7 to 10-8" reserved="true" />
  <section prefix="§" num="10-9" heading="Duties of agencies.">
    <text>Each agency head must:</text>
    <para num="(1)">designate an Agency Records Officer to:<para num="(i)">serve as the agency liaison to the City Records Management officer; and</para>
      <para num="(ii)">assist the City Records Management Officer in carrying out the records management program for the agency;</para>
    </para>
    <para num="(2)">on the request of the City Records Management Officer, prepare a record inventory;</para>
    <para num="(3)">cooperate with the City Records Management Officer in the preparation of Record Retention and Disposition Schedules for the agency head’s agency; and</para>
    <para num="(4)">comply with the rules and regulations adopted by the City Records Management Officer with respect to the retention, disposal, storage, and digitization of agency records.</para>
    <annotation type="History">Ord. 20-407</annotation>
  </section>
  <section prefix="§" num="10-10" heading="Disposal of records.">
    <para num="(a)" heading="Scope of section.">Nothing in this section applies to any record that has been transferred to the custody of the Maryland State Archives.</para>
    <para num="(b)" heading="In general.">Except as provided in this section or in an approved Record Retention and Disposition Schedule, records created or received by an agency in the course of official City business are the property of the Mayor and City Council of Baltimore and may not be destroyed, sold, transferred, or otherwise disposed of.</para>
    <para num="(c)" heading="Agency compliance.">Each agency must comply with its Record Retention and Disposition Schedule and the disposal process set forth in &lt;cite data-doc="Md. Code" data-path="gsg"&gt;Title 10, Subtitle 6 of the State Government Article of the Maryland Code&lt;/cite&gt; to ensure:<para num="(1)">the orderly retention of records required for the operation of the agency; and</para>
      <para num="(2)">the prompt disposal of records having no further value.</para>
    </para>
    <para num="(d)" heading="Agency Certificate of Disposal.">
      <para num="(1)">An agency head must submit a Certificate of Disposal to the City Records Management Officer for any record disposed of in accordance with the agency’s Record Retention and Disposition Schedule.</para>
      <para num="(2)">The Certificate of Disposal required by this section must set forth a list of the disposed records and a certification that the records were disposed of in accordance with this subtitle.</para>
      <para num="(3)">The City Records Management Officer shall transmit a copy of any Certificate of Disposal received under this subsection to the State Archivist.</para>
    </para>
    <para num="(e)" heading="Disposal of records held at a records storage center.">
      <para num="(1)">At least 30 days before any records held at any City records storage center administered under this subtitle are destroyed, a list of the records proposed for destruction must be submitted to the City Solicitor and the City Auditor for review.</para>
      <para num="(2)">At any time during the 30-day review period, the City Solicitor or the City Auditor may submit to the City Records Management Officer a written objection to the destruction of a record or set of records on the list.</para>
      <para num="(3)">On receipt of a written objection under paragraph (2) of this subsection, the City Records Management Officer must retain the record.</para>
    </para>
    <annotation type="History">Ord. 20-407</annotation>
  </section>
  <section prefix="§" num="10-11" heading="Digitization.">
    <text>As provided in &lt;cite data-doc="City of Baltimore, Md., Charter" data-path="I|§7|(b)"&gt;City Charter Article I, § 7(b)&lt;/cite&gt;, any agency may substitute a digital image or file for any of its records, provided that:</text>
    <para num="(1)">the required Record Retention and Disposition Schedule has been approved; and</para>
    <para num="(2)">any digital surrogates have been produced in a manner consistent with the rules and regulations adopted under this subtitle.</para>
    <annotation type="History">Ord. 20-407</annotation>
  </section>
</baltimore-city-law>
