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<baltimore-city-law heading="Subtitle 8 – Whistleblower Rights and Responsibilities">
  <section prefix="§" num="8-1" heading="Definitions.">
    <para num="(a)" heading="In general.">In this subtitle, the following words have the meanings indicated.</para>
    <para num="(b)" heading="Abuse of authority.">“Abuse of authority” means the arbitrary or capricious exercise of power by a City official or employee that adversely affects the rights of any person or that results in personal gain or advantage to the City official or employee or to preferred other individuals.</para>
    <para num="(c)" heading="Affiliated entity.">“Affiliated entity” refers to the following entities:<para num="(1)">Baltimore City Parking Authority;</para>
      <para num="(2)">Baltimore Development Corporation; and</para>
      <para num="(3)">South Baltimore Gateway Community Impact District Management Authority.</para>
    </para>
    <para num="(d)" heading="Agency.">“Agency” means any department, board, commission, council, authority, committee, office, or other unit of City government or of any affiliated entity.</para>
    <para num="(e)" heading="Covered disclosure.">
      <para num="(1)" heading="In general.">“Covered disclosure” means a disclosure:<para num="(i)">made by an employee;</para>
        <para num="(ii)">concerning actions arising within the Baltimore City government;</para>
        <para num="(iii)">initially made to a personnel officer or to the Inspector General; and</para>
        <para num="(iv)">that the employee reasonably believes to be evidence of:<para num="(A)">fraud;</para>
          <para num="(B)">gross misuse or waste of public resources;</para>
          <para num="(C)">abuse of authority;</para>
          <para num="(D)">violation of law; or</para>
          <para num="(E)">a substantial and specific threat to health, safety, or security.</para>
        </para>
      </para>
      <para num="(2)" heading="Inclusions.">“Covered disclosure” includes a disclosure made during participation in an investigation by the Office of the Inspector General.</para>
      <para num="(3)" heading="Exclusions.">“Covered disclosure” does not include a disclosure that is prohibited by law.</para>
    </para>
    <para num="(f)" heading="Employee.">“Employee” means an employee of a City agency, whether employed full-time, part-time, seasonal, contractual, or otherwise, including any member of a City board or commission, regardless of whether the member is compensated.</para>
    <para num="(g)" heading="Notice of declination.">“Notice of declination” means the notice sent by the Office of the Inspector General that informs the whistleblower their complaint is insufficient for the Office of the Inspector General to investigate.</para>
    <para num="(h)" heading="Notice of investigation.">“Notice of investigation” means the notice sent by the Office of the Inspector General that informs the whistleblower the Office of the Inspector General will be initiating a whistleblower investigation based on the complaint.</para>
    <para num="(i)" heading="Personnel action.">“Personnel action” means an act or omission by a supervisor that has a significant adverse impact on an employee, including dismissal, demotion, suspension, punitive transfer or assignment, disciplinary action, negative performance evaluation, failure to appoint, failure to promote, failure to transfer, or failure to assign.</para>
    <para num="(j)" heading="Personnel officer.">“Personnel officer” means an employee of the agency associated with the complaint who is responsible for administering personnel functions.</para>
    <para num="(k)" heading="Supervisor.">“Supervisor” means any individual who directly or indirectly oversees the work of an employee who files a complaint pursuant to this subtitle.</para>
    <para num="(l)" heading="Whistleblower.">“Whistleblower” means an employee who makes a covered disclosure.</para>
    <annotation type="History">Ord. 19-308</annotation>
    <annotation type="History">Ord. 21-068</annotation>
  </section>
  <section prefix="§" num="8-2" reserved="true" />
  <section prefix="§" num="8-3" heading="Whistleblower protection against retaliatory personnel action.">
    <para num="(a)" heading="In general.">Unless a disclosure is specifically prohibited by law, a supervisor may not take retaliatory personnel action against a whistleblower for making a covered disclosure.</para>
    <para num="(b)" heading="Exceptions.">This section  does not prohibit a supervisor from taking any personnel action against a whistleblower if the supervisor would have taken the personnel action regardless of whether the employee made the covered disclosure.</para>
    <annotation type="History">Ord. 19-308</annotation>
  </section>
  <section prefix="§" num="8-4" reserved="true" />
  <section prefix="§" num="8-5" heading="Applicability of complaint procedures.">
    <para num="(a)" heading="In general.">This complaint procedures provisions in § 8-6 et seq. of this subtitle do not apply to any non-probationary member of the Civil Service who has been discharged from the Civil Service, reduced in pay or position, or suspended for longer than 30 days.</para>
    <para num="(b)" heading="Jurisdiction of Civil Service Commission.">
      <para num="(1)">The Civil Service Commission has jurisdiction over personnel actions described in subsection (a) of this section, as provided in &lt;cite data-doc="City of Baltimore, Md., Charter" data-path="VII"&gt;City Charter Article VII&lt;/cite&gt; §§ 94 through 104.</para>
      <para num="(2)">On the Civil Service Commission’s request, the Office of the Inspector General may investigate allegations made to the Civil Service Commission regarding retaliatory personnel actions and provide the Office’s findings to the Commission at or before a Commission hearing to the extent permitted by &lt;cite data-doc="City of Baltimore, Md., Charter" data-path="X"&gt;Article X of the Charter of Baltimore City&lt;/cite&gt;.  The Inspector General’s findings shall state whether the Inspector General believes the personnel actions were in violation of &lt;cite data-path="|1|§8-3"&gt;§ 8-3 of this subtitle&lt;/cite&gt;.</para>
    </para>
    <para num="(c)" heading="Civil Service Commission findings.">
      <para num="(1)">During a Civil Service Commission hearing, the Commission may find that the personnel action described in subsection (a) of this section violates &lt;cite data-path="|1|§8-3"&gt;§ 8-3 of this subtitle&lt;/cite&gt;.</para>
      <para num="(2)">If the Commission finds that the personnel action described in subsection (a) of this section violates &lt;cite data-path="|1|§8-3"&gt;§ 8-3 of this subtitle&lt;/cite&gt;, this finding may be considered by the Commission in disposing of the matter before it.</para>
    </para>
    <annotation type="History">Ord. 19-308</annotation>
  </section>
  <section prefix="§" num="8-6" heading="Complaint process.">
    <para num="(a)" heading="Filing complaint with Human Services.">
      <para num="(1)">A whistleblower who believes he or she has been retaliated against for making a covered disclosure shall file a written complaint with the personnel officer.</para>
      <para num="(2)">The complaint must be filed within 30 days from when the whistleblower knew or reasonably should have known about the violation.</para>
    </para>
    <para num="(b)" heading="Personnel officer’s responsibilities.">
      <para num="(1)">Within 5 business days after receiving a complaint under this section, the personnel officer who received the complaint must give the whistleblower written notice of the complaint’s receipt.</para>
      <para num="(2)">Within 10 business days after receiving a complaint under this section, the personnel officer who received the complaint must notify the agency head or the appropriate appointing authority of the agency to the complaint &lt;em&gt;{sic}&lt;/em&gt;.</para>
      <para num="(3)">Within 60 business &lt;em&gt;{days} &lt;/em&gt;after the supervisor &lt;em&gt;{personnel officer} &lt;/em&gt;received the complaint, the personnel officer must conduct an investigation and provide written findings to the whistleblower and to the agency head or the appropriate appointing authority of the agency.</para>
    </para>
    <para num="(c)" heading="Filing complaint with Inspector General.">A whistleblower may choose to file a covered disclosure directly with the Office of the Inspector General if the whistleblower possesses a reasonable and articulable belief that any personnel officer cannot competently investigate the covered disclosure due to a conflict of interest or other specified reason.</para>
    <para num="(d)" heading="Timing of the complaint.">
      <para num="(1)">A whistleblower must file a complaint within 30 calendar days, by close of business on the 30&lt;sup&gt;th&lt;/sup&gt; day, from when the whistleblower knew or should have reasonably known of the retaliation.</para>
      <para num="(2)">If the 30&lt;sup&gt;th&lt;/sup&gt; day falls on a weekend or holiday or if City offices are closed for an emergency, the next business day when City offices are open shall count as the final day to file a complaint by close of business.</para>
    </para>
    <para num="(e)" heading="Ethical requirements.">When making a covered disclosure, the whistleblower:<para num="(1)">must act in good faith;</para>
      <para num="(2)">must make reasonable efforts to verify all information; and</para>
      <para num="(3)">may not knowingly report false information or allegations to the Office of the Inspector General.</para>
    </para>
    <para num="(f)" heading="Filing with Inspector General as appeal from personnel officer.">
      <para num="(1)">If the whistleblower initially filed a complaint with a personnel officer, the whistleblower may appeal to the Inspector General if:<para num="(i)">the personnel officer who received the complaint failed to provide the whistleblower with written findings of the personnel officer’s investigation; or</para>
        <para num="(ii)">the whistleblower does not agree with the personnel officer’s written findings.</para>
      </para>
      <para num="(2)">An appeal filed with the Inspector General under either paragraph (1)(i) or paragraph (1)(ii) of this subsection must be filed within 30 days from when the personnel officer should have presented or actually presented the whistleblower with the written findings of the personnel officer’s investigation.</para>
    </para>
    <annotation type="History">Ord. 19-308</annotation>
    <annotation type="History">Ord. 19-332</annotation>
    <annotation type="History">Ord. 21- 068</annotation>
  </section>
  <section prefix="§" num="8-7" heading="Investigation by Inspector General.">
    <para num="(a)" heading="Notice of receipt of complaint.">Within 5 business days after receiving a written complaint or appeal under § 8-6(c) or (f) of this subtitle, the Office of the Inspector General must give the whistleblower written notice of the complaint’s or appeal’s receipt.</para>
    <para num="(b)" heading="Initiating an investigation.">
      <para num="(1)">Within 30 calendar days of receiving a complaint, the Office of the Inspector General shall provide the whistleblower with a written notice of investigation or a notice of declination depending on the timing and legal sufficiency of the complaint.</para>
      <para num="(2)">If initiating an investigation, the Office of the Inspector General shall send a Memorandum of Protected Activity to the whistleblower’s supervisor.</para>
    </para>
    <para num="(c)" heading="Completing investigation.">
      <para num="(1)" heading="Presentation of written findings.">Within 150 days of receipt of the complaint, the Office of the Inspector General will present its written findings, including recommendations for action based on the investigation, to:<para num="(i)">the City Administrator;</para>
        <para num="(ii)">the relevant agency head; and</para>
        <para num="(iii)">the whistleblower.</para>
      </para>
      <para num="(2)" heading="Required meeting.">Within 14 days of receipt of the Office of the Inspector General’s written findings, the City Administrator must meet with the relevant agency head and the Inspector General to discuss the recommendations included in the written findings.</para>
    </para>
    <annotation type="History">Ord. 19-308</annotation>
    <annotation type="History">Ord. 21-068</annotation>
  </section>
  <section prefix="§" num="8-8" heading="Remedies.">
    <text>To remedy any violation of this subtitle, an agency head may:</text>
    <para num="(1)">order the removal of detrimental information in the whistleblower’s employment record put there due to retaliation related to the complaint;</para>
    <para num="(2)">require the relevant supervisor to:<para num="(i)">hire, promote, or reinstate the whistleblower;</para>
      <para num="(ii)">end the whistleblower’s suspension from employment; or</para>
      <para num="(iii)">award the whistleblower back pay to the date of the violation; or</para>
    </para>
    <para num="(3)">provide any other remedy consistent with the agency’s mission.</para>
    <annotation type="History">Ord. 21-068</annotation>
  </section>
  <section prefix="§" num="8-9" reserved="true" />
  <section prefix="§" num="8-10" heading="Rules and regulations.">
    <text>Subject to Title 4 {“Administrative Procedure Act – Regulations”} of the &lt;cite data-path="|general"&gt;City General Provisions Article&lt;/cite&gt;, the Inspector General must adopt rules and regulations to carry out this subtitle.</text>
    <annotation type="History">Ord. 19-308</annotation>
    <annotation type="History">Text Conformed 02/09/21</annotation>
    <annotation type="Editor's Notes">By authority of Ordinance 20-431, Section 5, the Director of Legislative Reference, in consultation with the Law Department, has conformed the text of this section to refer expressly to the requirements of the recently-enacted Administrative Procedure Act that, effective January 15, 2021, governs the proposal, adoption, and publication of administrative rules and regulations.</annotation>
  </section>
  <section prefix="§" num="8-11" heading="Judicial and appellate review.">
    <para num="(a)" heading="Judicial review.">Any person aggrieved by a final action under this subtitle may seek judicial review of that action by petition to the Circuit Court for Baltimore City in accordance with the Maryland Rules of Procedure.</para>
    <para num="(b)" heading="Appellate review.">Any party to the judicial review may appeal the court’s final judgment to the Court of Special Appeals in accordance with the Maryland Rules of Procedure.</para>
    <annotation type="History">Ord. 19-308</annotation>
  </section>
  <section prefix="§" num="8-12" heading="Other remedies not affected.">
    <text>Nothing in this subtitle affects:</text>
    <para num="(1)">any action for defamation or invasion of privacy;</para>
    <para num="(2)">employee protections or employee grievance procedures provided by law or contract; or</para>
    <para num="(3)">any other remedy provided by law.</para>
    <annotation type="History">Ord. 19-308</annotation>
  </section>
  <section prefix="§" num="8-13" heading="Training.">
    <text>The Department of Human Resources, with the assistance of the Office of the Inspector General and the Law Department, must conduct trainings regarding this subtitle to inform employees and supervisors of their rights and responsibilities.</text>
    <annotation type="History">Ord. 19-308</annotation>
  </section>
  <section prefix="§" num="8-14" heading="Administrative manual.">
    <text>The Office of the Inspector General must create an administrative manual that outlines procedures and other information relative to the handling of complaints under this subtitle.</text>
    <annotation type="History">Ord. 19-308</annotation>
  </section>
</baltimore-city-law>
