<?xml version='1.0' encoding='utf-8'?>
<baltimore-city-law heading="Subtitle 1 – Auctions">
  <section prefix="§" num="1-1" reserved="true">
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §2</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History" />
  </section>
  <section prefix="§" num="1-2" reserved="true">
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §6</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History" />
  </section>
  <section prefix="§" num="1-3" heading="Auctioneers to be appointed and licensed.">
    <text>No person or business organization shall conduct any auction sales in the City of Baltimore before being appointed and licensed in accordance with the provisions of this subtitle.</text>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §1</annotation>
    <annotation type="History">Ord. 77-494</annotation>
  </section>
  <section prefix="§" num="1-4" heading="Maximum appointees; applications.">
    <para num="(a)" heading="In general.">In accordance with the terms of this subtitle, the Director of the Department of Consumer Protection and Business Licensing shall appoint as many auctioneers in the City of Baltimore as the Director may deem proper, not to exceed 50.</para>
    <para num="(b)" heading="Application.">Applications for appointment shall be under oath on a form approved by the Director of the Department of Consumer Protection and Business Licensing and shall contain the applicant’s qualifications for appointment.</para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §3</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History" />
  </section>
  <section prefix="§" num="1-5" heading="Qualifications for appointment.">
    <text>Each applicant for appointment as an auctioneer shall:</text>
    <para num="(1)">state all criminal convictions, other than traffic violation, and all pending criminal charges;</para>
    <para num="(2)">certify that, for 5 years immediately preceding his application, he has not been convicted of forgery, embezzlement, larceny after trust, false pretenses, extortion, fraud, or like offenses;</para>
    <para num="(3)">state whether a license of this type has been refused, suspended, or revoked in this or any other jurisdiction;</para>
    <para num="(4)">verify graduation from high school or its equivalency;</para>
    <para num="(5)">verify:<para num="(i)">2 years practical experience auctioning goods or real estate; or</para>
      <para num="(ii)">1 year apprenticeship under an auctioneer licensed hereunder; or</para>
      <para num="(iii)">graduation from an auction school accredited and approved by the National Auctioneers Association;</para>
    </para>
    <para num="(6)">submit with the application, at least 3 statements under oath from persons vouching for the applicant’s reputation for honesty, fair dealing, competency, and financial responsibility; and</para>
    <para num="(7)">verify that he has been a resident of the State of Maryland for 2 years immediately preceding the application.</para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §4</annotation>
    <annotation type="History">Ord. 77-494</annotation>
  </section>
  <section prefix="§" num="1-6" heading="Designation of associates.">
    <text>Within 30 days of his appointment, and upon any change thereafter, every auctioneer shall deposit with the Director of the Department of Consumer Protection and Business Licensing the names of all officers, associates, partners, or employees designated by him to conduct auction sales.</text>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §7</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History" />
  </section>
  <section prefix="§" num="1-7" heading="License and surety bond required.">
    <text>No auctioneer appointed under this subtitle shall conduct auction sales unless he first posts a surety bond and is issued a license therefor.</text>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §8</annotation>
    <annotation type="History">Ord. 77-494</annotation>
  </section>
  <section prefix="§" num="1-8" heading="Surety bond.">
    <para num="(a)" heading="Amount and tenor.">A surety bond, in the amount of $25,000, with a surety approved by the City Comptroller, conditioned on the auctioneer’s performance in accordance with the provisions and intent of this subtitle, shall be posted prior to the issuance of any license and shall remain in effect during its term.</para>
    <para num="(b)" heading="Filing.">Said bond shall be filed in duplicate with the Director of the Department of Consumer Protection and Business Licensing, and the duplicate shall be forwarded to the City Comptroller for his signatory approval and returned to the Director.</para>
    <para num="(c)" heading="Loss of surety.">
      <para num="(1)">In the event the surety leaves the State or becomes insolvent, the Director of the Department of Consumer Protection and Business Licensing shall demand a substitute surety.</para>
      <para num="(2)">If the auctioneer fails to provide other security within 15 days after such demand, the license issued thereupon shall become null and void and the Director of the Department of Consumer Protection and Business Licensing shall give notice thereof in 2 or more daily newspapers.</para>
    </para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §9</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History" />
  </section>
  <section prefix="§" num="1-9" heading="License.">
    <para num="(a)" heading="Fee; term.">
      <para num="(1)">Upon the receipt of an approved surety bond and of a $1,600-license fee paid to the Director of Finance, the Director of the Department of Consumer Protection and Business Licensing shall issue a license to a duly appointed auctioneer for the term of 1 year.</para>
      <para num="(2)">At the request of the applicant, the license may be dated back to the expiration date of his prior license, but such action shall not affect prosecutions commenced prior to such request.</para>
      <para num="(3)">The failure of the auctioneer to pay the license fee and post bond within 30 days of his appointment shall render such appointment null and void.</para>
    </para>
    <para num="(b)" heading="Death of licensee.">Upon the death of any auctioneer prior to the expiration of his license, his personal representative or a person named in &lt;cite data-path="|2|§1-6"&gt;§ 1-6 of this subtitle&lt;/cite&gt; may continue to act under the license for its unexpired term, or for a period of 30 days, whichever is greater.</para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §10</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History">Ord. 84-249</annotation>
    <annotation type="History">Ord. 90-504</annotation>
    <annotation type="History" />
  </section>
  <section prefix="§" num="1-10" heading="Commissions.">
    <para num="(a)" heading="In general.">In court-ordered sales, and in all other sales unless otherwise agreed in writing by the parties, licensed auctioneers shall be entitled to the following commissions on the final selling price of all sales conducted by them.</para>
    <para num="(b)" heading="Real estate interest.">Real estate or any interest therein:<para num="(1)">5% of the price to $5,000;</para>
      <para num="(2)">4% of the price from $5,000 to $20,000;</para>
      <para num="(3)">3% of the price from $20,000 to $100,000; and</para>
      <para num="(4)">2½% of the price over $100,000.</para>
    </para>
    <para num="(c)" heading="Personalty.">Goods or personal property:<para num="(1)">15% of the price to $15,000, and</para>
      <para num="(2)">10% of the price over $15,000.</para>
    </para>
    <para num="(d)" heading="Minimum fees.">
      <para num="(1)">The minimum fee in any sale or in any sale cancelled prior to its scheduled date is $50.</para>
      <para num="(2)">The minimum fee for any sale cancelled on its scheduled date is $100.</para>
    </para>
    <para num="(e)" heading="How computed.">Commissions shall be computed on the basis of each property, lot, article, or item, and not on the aggregate items offered for sale.</para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §11</annotation>
    <annotation type="History">Ord. 77-494</annotation>
  </section>
  <section prefix="§" num="1-11" heading="License suspension or revocation.">
    <para num="(a)" heading="In general.">On timely notice and hearing by the Board of Consumer Protection and Business Licensing, and receipt of the Board’s recommendation, the Director of the Department of Consumer Protection and Business Licensing may suspend or revoke the license of any auctioneer for any violation of this subtitle for which a civil liability or criminal penalty may be imposed.</para>
    <para num="(b)" heading="Judicial and appellate review.">
      <para num="(1)">An auctioneer whose license is suspended or revoked under this subtitle may seek judicial review of that action by petition to the Circuit Court for Baltimore City in accordance with the Maryland Rules of Procedure.</para>
      <para num="(2)">A party to the judicial review may appeal the court’s final judgment to the Court of Special Appeals in accordance with the Maryland Rules of Procedure.</para>
    </para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §5</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History">Ord. 04-672</annotation>
    <annotation type="History">Ord. 19-332</annotation>
    <annotation type="History" />
  </section>
  <section prefix="§" num="1-12" heading="Civil violations — City enforcement.">
    <para num="(a)" heading="Violations subject to penalties.">The following acts are violations of this subtitle for which civil liability may be imposed:<para num="(1)">the offering or performance of frequent or regular services as an auctioneer to any person or organization to evade the provisions of this subtitle;</para>
      <para num="(2)">permitting the use of the licensed auctioneer’s name or his flag by any auctioneer not licensed herein.  The infrequent or irregular use of the name or flag by an auctioneer licensed in another jurisdiction and employed by a person or organization located in or regularly doing business in said jurisdiction is not a violation of this subsection, provided further that the aforegoing exception has reciprocal effect in said jurisdiction;</para>
      <para num="(3)">failing to designate persons as provided in &lt;cite data-path="|2|§1-6"&gt;§ 1-6 of this subtitle&lt;/cite&gt;; and</para>
      <para num="(4)">violations of any other provisions of this subtitle for which no criminal penalties or civil liabilities are specifically imposed.</para>
    </para>
    <para num="(b)" heading="Penalties; enforcement.">
      <para num="(1)">Liability for violations of this section shall not exceed $250 for the 1&lt;sup&gt;st&lt;/sup&gt; offense and $500 for 2&lt;sup&gt;nd&lt;/sup&gt; and subsequent offenses.</para>
      <para num="(2)">Enforcement of said liability shall be made on behalf of the City in a court of competent jurisdiction.</para>
    </para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §12</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History">Ord. 04-672</annotation>
  </section>
  <section prefix="§" num="1-13" heading="Civil violations — private action.">
    <para num="(a)" heading="Violations subject to penalties.">The following additional acts are violations of this subtitle for which civil liability may be imposed:<para num="(1)">receipt of commissions in an amount greater than authorized under &lt;cite data-path="|2|§1-10"&gt;§ 1-10 of this subtitle&lt;/cite&gt;.</para>
      <para num="(2)">failure to account for the proceeds of sale within a reasonable time of the sale transaction.</para>
    </para>
    <para num="(b)" heading="Penalties; enforcement.">Any person or organization aggrieved by a violation of this section may file civil suit for liability in an amount not exceeding $500 for each offense, ½ to the City and ½ to the use of the aggrieved party, in addition to any other damages awarded to said party.</para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §13</annotation>
    <annotation type="History">Ord. 77-494</annotation>
  </section>
  <section prefix="§" num="1-14" heading="Criminal violations.">
    <para num="(a)" heading="Violations subject to penalties.">The following acts are criminal violations of this subtitle:<para num="(1)">the conduct of auction sales without first being appointed and licensed as provided in this subtitle; and</para>
      <para num="(2)">the use of fraud, deceit, or flagrant misrepresentation in the conduct of auction sales.</para>
    </para>
    <para num="(b)" heading="Criminal penalties.">Upon conviction of the offenses in this section a person may be fined in an amount not exceeding $500 for the 1&lt;sup&gt;st&lt;/sup&gt; offense, and may be fined and imprisoned for a term not exceeding 3 months for any subsequent offense in the discretion of the Court.</para>
    <para num="(c)" heading="Civil penalties.">Any person convicted of an offense contained in this section shall, in addition to criminal penalties imposed, be liable to any party aggrieved as a result of such offense, in an amount double the amount unlawfully received, retained, or withheld in such criminal act.</para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §14</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History">Ord. 04-672</annotation>
  </section>
  <section prefix="§§" num="1-15 to 1-16" reserved="true" />
  <section prefix="§" num="1-17" heading="Auction sales of jewelry — restrictions.">
    <para num="(a)" heading="General prohibition.">It shall be unlawful for any person or persons or corporation to sell, dispose of, or offer for sale, in the City of Baltimore, at public auction, or to cause or permit to be sold, disposed of, or offered for sale, in the City of Baltimore, at public auction, any new articles of gold, silver, plated ware, precious stones, watches, clocks, or jewelry, whether the same shall be their own property or whether they sell the same as agents or employees of others.</para>
    <para num="(b)" heading="When permitted.">Provided, however, that this section shall not apply:<para num="(1)">to judicial sale or sales by executors or administrators; nor</para>
      <para num="(2)">to sales by or on behalf of licensed pawnbrokers of unredeemed pledges in manner provided by law; nor</para>
      <para num="(3)">to the sale at public auction of the stock on hand of any person or persons or corporation that shall, for the period of 1 year next preceding such sale have been continuously in business in the City of Baltimore as a retail or wholesale merchant of gold, silver, plated ware, precious stones, watches, clocks, or jewelry, and that shall also have held trader’s license for such business during said period; provided, further, that such sale at public auction of the stock on hand of such merchant or merchants shall be held only subject strictly to the conditions in  &lt;cite data-path="|2|§1-18"&gt;§ 1-18 of this subtitle&lt;/cite&gt;.</para>
    </para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §15(1st par.)</annotation>
    <annotation type="History">Ord. 77-494</annotation>
  </section>
  <section prefix="§" num="1-18" heading="Auction sales of jewelry — merchant’s stock.">
    <para num="(a)" heading="Days; frequency.">
      <para num="(1)">It must be held on successive days, Sundays and legal holidays excepted, and shall not continue for more than 30 days in all.</para>
      <para num="(2)">A period of at least 365 days must have elapsed after the conclusion of any auction sale, conducted either before or after the enactment of this subtitle, before another auction sale shall be commenced by the same merchant.</para>
    </para>
    <para num="(b)" heading="Hours.">It must be held only between the hours of 8 a.m. and 6 p.m., and at no time within the hours beginning at 6 p.m. and ending at 8 a.m.</para>
    <para num="(c)" heading="Location.">Such auction sale must be held:<para num="(1)">either:<para num="(i)">at a place at which the merchant so selling his or its goods at auction conducted the jewelry business in Baltimore, for the period of at least 90 days immediately prior to the commencement of said auction sale; or</para>
        <para num="(ii)">at the regular and usual auction rooms of some duly licensed auctioneer; and</para>
      </para>
      <para num="(2)">at no other place or places.</para>
    </para>
    <para num="(d)" heading="Statement by merchant.">
      <para num="(1)">Not more than 15 nor less than 10 days before commencing any sale, the merchant must file with the Police Commissioner of Baltimore City and the Director of the Department of Consumer Protection and Business Licensing a statement setting forth:<para num="(i)">the name and address of the merchant so intending to conduct said sale;</para>
        <para num="(ii)">the place or places at which for the year next preceding said date of sale such merchant has conducted his or its business;</para>
        <para num="(iii)">the date or dates on which the merchant secured a trader’s license for said business;</para>
        <para num="(iv)">the locations of and purpose of the proposed sale;</para>
        <para num="(v)">the probable duration thereof;</para>
        <para num="(vi)">the name and address of the auctioneer who will conduct said sale;</para>
        <para num="(vii)">an inventory showing in detail the quality, quantity, kind, or grade of the goods, wares, and other articles proposed to be sold; and</para>
        <para num="(viii)">that no items or articles belonging to any other person or corporation than said merchant are included in said inventory.</para>
      </para>
      <para num="(2)">Said statement must be subscribed by such merchant or an officer thereof (if a corporation), and verified by the oath before a notary public of the person so subscribing.</para>
    </para>
    <para num="(e)" heading="Affidavit and report by auctioneer.">
      <para num="(1)">At least 2 days before the commencement of such sale the auctioneer named in the foregoing statement shall file with said Police Commissioner and the Director of the Department of Consumer Protection and Business Licensing an affidavit subscribed and sworn to by him:<para num="(i)">referring to said statement; and</para>
        <para num="(ii)">setting forth<para num="(A)">that he has been employed to conduct said sale at the time and place named therein; and</para>
          <para num="(B)">that he will keep a true record of any and all lots or items sold at said sale, and the prices obtained therefor.</para>
        </para>
      </para>
      <para num="(2)">Within 10 days after the conclusion of said sale, said auctioneer shall file with said Police Commissioner and the Director of the Department of Consumer Protection and Business Licensing a report subscribed by said auctioneer and sworn to by him before a notary public:<para num="(i)">showing all the articles so sold at said auction sale, and the price at which sold; and</para>
        <para num="(ii)">certifying that no articles were sold which were not included in the foregoing statement.</para>
      </para>
    </para>
    <para num="(f)" heading="Sale limited as in statement; signs.">
      <para num="(1)">No items or articles not set forth in the statement and inventory filed by such merchant in accordance with the provisions of subsection (d) preceding shall be sold or offered for sale at said auction sale.</para>
      <para num="(2)">All articles so sold must be sold at the property of and under the name of the merchant so conducting said sale.</para>
      <para num="(3)">During the conduct of said sale, a sign or signs must be maintained at the place of said sale plainly visible to persons attending the same, showing the name and address of the merchant whose goods are so being sold at auction.</para>
    </para>
    <para num="(g)" heading="Other business prohibited during sale.">Except in the case of auction sales conducted at the rooms of some duly licensed auctioneer, as set forth in subsection (c) preceding, during the time when and while such auction sale is being conducted, no business other than the jewelry business which had been conducted for the period of 90 days immediately prior to the commencement of said auction sale, shall be conducted or engaged in at and in the place so designated in the statement filed with the Police Commissioner of Baltimore City and the Director of the Department of Consumer Protection and Business Licensing.</para>
    <para num="(h)" heading="Subdivided premises as “place”.">For the purpose of this section, should any person or persons or corporation erect, construct, or install, either temporarily or permanently, any mere partition, shade, blind, or any other similar device which may divide or separate that part of said building so used for the purpose of sale, repair, or dealing in gold, silver, plated ware, precious stones, watches, clocks, or jewelry, and so holding a trader’s license for such business, from the remaining part of the same building, then said entire premises so divided or separated shall be construed and defined as “place”.</para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §15(a) - (h)</annotation>
    <annotation type="History">Ord. 77-494</annotation>
    <annotation type="History">Ord. 04-672</annotation>
    <annotation type="History" />
  </section>
  <section prefix="§" num="1-19" heading="Auction sales of jewelry — penalties.">
    <para num="(a)" heading="In general.">Any person or persons or corporation convicted of a violation of § 1-17 or § 1-18 shall be fined the sum of $10 for the 1&lt;sup&gt;st&lt;/sup&gt; offense and $20 for every subsequent offense.</para>
    <para num="(b)" heading="Each sale a separate offense.">Each separate sale, at public auction, of an article or articles of gold, silver, plated ware, precious stones, watches, clocks, or jewelry in violation of the preceding section shall constitute a separate offense hereunder.</para>
    <annotation type="Prior Codifications">City Code, 1976/83, art. 2, §16</annotation>
    <annotation type="History">Ord. 77-494</annotation>
  </section>
</baltimore-city-law>
