<?xml version='1.0' encoding='utf-8'?>
<baltimore-city-law heading="Part VI – Waivers">
  <section prefix="§" num="28-61" heading="Agency’s pre-solicitation request.">
    <para num="(a)" heading="In general.">A contracting agency may request that the Office waive or reduce the contract goals by submitting the reasons for the request in writing before bids are solicited.</para>
    <para num="(b)" heading="Criteria for granting.">The Office may grant the waiver or reduction if the Office determines that:<para num="(1)">the reasonable and necessary requirements of the contract render subcontracting or other participation of businesses other than the bidder infeasible; or</para>
      <para num="(2)">at least 2 qualified certified business enterprises capable of providing the goods or services required by the contract are unavailable in the Baltimore City Market Area despite every feasible attempt to locate them.</para>
    </para>
    <para num="(c)" heading="Amount to be specified.">Any reduction granted by the Office must specify the amount to which the goal has been reduced.</para>
    <para num="(d)" heading="Appeal of denial.">
      <para num="(1)">Whenever the Office denies a request to waive or reduce a goal, the contracting agency may appeal that denial to the Board of Estimates.</para>
      <para num="(2)">The Board’s decision on the request is final.</para>
    </para>
    <annotation type="History">Ord. 00-098</annotation>
    <annotation type="History">Ord. 07-606</annotation>
  </section>
  <section prefix="§" num="28-62" heading="Bidder’s pre-award request.">
    <para num="(a)" heading="In general.">If a bidder is unable to comply with the contract goals, the bidder may submit a request for a waiver at the time of bid opening.</para>
    <para num="(b)" heading="Documentation of efforts.">The request for a waiver must include documentation that demonstrates the bidder’s good faith efforts to meet the goals.</para>
    <annotation type="History">Ord. 00-098</annotation>
    <annotation type="History">Ord. 07-606</annotation>
  </section>
  <section prefix="§" num="28-63" heading="Contractor’s post-award request.">
    <para num="(a)" heading="Effort to substitute required.">
      <para num="(1)">If, after award of a contract, the contractor is unable to meet any contract goal by utilizing the certified business enterprises specified at bid opening, the contractor must seek a substitute certified business enterprise to fulfill its commitment.</para>
      <para num="(2)">The Office may approve the substitution only after consulting with the Mayor’s Office of Minority and Women’s Business Development.</para>
    </para>
    <para num="(b)" heading="Request for waiver.">
      <para num="(1)">If, after reasonable good faith efforts, the contractor is unable to find a substitute, the contractor must request a post-award waiver.</para>
      <para num="(2)">A contractor may not substitute an MBE or WBE subcontractor or perform the work designated for an MBE or WBE subcontractor with its own forces unless the Chief, after consulting with the contracting agency, approves the substitution in writing.</para>
    </para>
    <para num="(c)" heading="Documentation of reasons.">
      <para num="(1)">The request must be in writing and document the reasons for the contractor’s inability to meet the contract goal.</para>
      <para num="(2)">The contractor must negotiate with the MBE or WBE subcontractor to resolve the problem.</para>
      <para num="(3)">The Chief’s final decision to permit or deny a proposed substitution, and the basis of any denial, shall be communicated to the parties in writing by the Chief.</para>
      <para num="(4)">Where the contractor has established the basis for a substitution to the satisfaction of the Chief, the contractor must make good faith efforts to achieve the goals.  The contractor may seek the assistance of the Office in obtaining a new MBE or WBE.  If the contract goals cannot be reached and good faith efforts have been made, the contractor may substitute with a non-certified business.</para>
    </para>
    <annotation type="History">Ord. 00-098</annotation>
    <annotation type="History">Ord. 07-606</annotation>
    <annotation type="History">Ord. 14-265</annotation>
  </section>
  <section prefix="§" num="28-64" heading="Waiver by agency.">
    <para num="(a)" heading="In general.">A contracting agency may waive the utilization requirements for a specific contract as provided in this section.</para>
    <para num="(b)" heading="Sole source.">The agency may waive the utilization requirements if, with the advice of the Office, it finds that:<para num="(1)">needed goods or services are available only from a sole source; and</para>
      <para num="(2)">the prospective contractor is not currently disqualified from doing business with the City.</para>
    </para>
    <para num="(c)" heading="Emergency.">The agency may waive the utilization requirements if it certifies in writing to the Office that:<para num="(1)">an emergency exists that requires goods or services to be provided with such an immediacy that the agency is unable to comply with this chapter; and</para>
      <para num="(2)">the prospective contractor will make every good faith effort to subcontract to minority and women’s business enterprises if subcontracting is utilized.</para>
    </para>
    <annotation type="History">Ord. 00-098</annotation>
    <annotation type="History">Ord. 16-595</annotation>
  </section>
  <section prefix="§" num="28-65" reserved="true" />
</baltimore-city-law>
