<?xml version='1.0' encoding='utf-8'?>
<baltimore-city-law heading="Subtitle 3 – Administration">
  <container prefix="Part" num="I" heading="Ethics Board">
    <section prefix="§" num="3-1" heading="Establishment.">
      <text>There is a Baltimore City Board of Ethics, as established under &lt;cite data-doc="City of Baltimore, Md., Charter" data-path="VII|§106"&gt;Article VII, § 106 of the City Charter&lt;/cite&gt; and this subtitle.</text>
      <annotation type="History">Ord. 04-795</annotation>
    </section>
    <section prefix="§" num="3-2" heading="Appointment and qualifications.">
      <para num="(a)" heading="Composition.">The Ethics Board comprises the following 5 members, appointed by the Mayor in accordance with &lt;cite data-doc="City of Baltimore, Md., Charter" data-path="IV|§6"&gt;City Charter Article IV, § 6&lt;/cite&gt;:<para num="(1)">1 member nominated by the President of the City Council;</para>
        <para num="(2)">1 member nominated by the City Comptroller; and</para>
        <para num="(3)">3 members named by the Mayor, at least 2 of whom must be members of the Maryland Bar.</para>
      </para>
      <para num="(b)" heading="Qualifications.">
        <para num="(1)">Each member of the Ethics Board must be:<para num="(i)">an individual of known personal integrity;</para>
          <para num="(ii)">someone who possesses a recognized knowledge and interest in government and civics; and</para>
          <para num="(iii)">a resident of the City of Baltimore.</para>
        </para>
        <para num="(2)">No person may be appointed to the Board or, once appointed, continue to serve on the Board if the person:<para num="(i)">is or becomes a lobbyist under the State Public Ethics Law, Subtitle 8 of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;, or the ethics code of any political subdivision of this State;</para>
          <para num="(ii)">is or becomes an officer or employee of the State, the City, or any other political subdivision of the State, or of any of their respective agencies, instrumentalities, or other units (other than a State college, university, or other institution of higher education); or</para>
          <para num="(iii)">is or becomes a candidate for elected public office of the State, the City, or any other political subdivision of the State.</para>
        </para>
      </para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 10-272</annotation>
      <annotation type="Defined Terms">Employee	§2-9</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Defined Terms">Lobbyist	§2-20</annotation>
      <annotation type="Defined Terms">Official	§2-21</annotation>
      <annotation type="Defined Terms">Person	§2-22</annotation>
    </section>
    <section prefix="§" num="3-3" heading="Tenure; removal.">
      <para num="(a)" heading="Tenure.">
        <para num="(1)">In accordance with &lt;cite data-doc="City of Baltimore, Md., Charter" data-path="VII|§108|(a)"&gt;City Charter Article VII, § 108(a)&lt;/cite&gt;, the term of a member is 5 years.</para>
        <para num="(2)">The terms of the members are staggered as required by the terms for the members first appointed under the 2010 amendments to this subtitle.</para>
        <para num="(3)">At the end of a term, a member continues to serve until a successor is appointed and qualifies.</para>
      </para>
      <para num="(b)" heading="Removal.">
        <para num="(1)">The Mayor may remove an appointed member as provided in &lt;cite data-doc="City of Baltimore, Md., Charter" data-path="IV|§6"&gt;City Charter Article IV, § 6&lt;/cite&gt;, but only for the following causes:<para num="(i)">neglect of duty;</para>
          <para num="(ii)">misconduct in office;</para>
          <para num="(iii)">a disability that makes the member unable to discharge the powers and duties of the office; or</para>
          <para num="(iv)">a violation of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;.</para>
        </para>
        <para num="(2)">Before seeking City Council approval for a removal, the Mayor must give the member:<para num="(i)">written notice of the charges; and</para>
          <para num="(ii)">an opportunity to reply to the charges.</para>
        </para>
      </para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 10-272</annotation>
      <annotation type="Editor's Notes">
            Section 2 of Ordinance 10-272, which changed the composition and terms of the Board, provides for the following initial terms
            
              (1)
              the member nominated by the Council President shall be appointed for a term ending December 31, 2015;
            
            
              (2)
              the member nominated by the Comptroller shall be appointed for a term ending December 31, 2014; and
            
            
              (3)
              of the remaining 3 members:
              
                (i)
                1 shall be appointed for a term ending December 31, 2013;
              
              
                (ii)
                1 shall be appointed for a term ending December 31, 2012; and
              
              
                (iii)
                1 shall be appointed for a term ending December 31, 2011.
              
            
          </annotation>
    </section>
    <section prefix="§" num="3-4" heading="Officers.">
      <para num="(a)" heading="Chair.">
        <para num="(1)">The Ethics Board must elect a Chair from among its members.</para>
        <para num="(2)">The term of the Chair is 1 year.</para>
        <para num="(3)">The Chair may be reelected.</para>
      </para>
      <para num="(b)" heading="Others.">The Ethics Board may elect a Vice-Chair and other officers from among its members.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 10-272</annotation>
      <annotation type="History">Ord. 11-520</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
    </section>
    <section prefix="§" num="3-5" heading="Meetings; compensation.">
      <para num="(a)" heading="Quorum.">3 Members of the Ethics Board are a quorum.</para>
      <para num="(b)" heading="Voting.">
        <para num="(1)">An affirmative vote of at least 3 members is needed for any action by the Ethics Board.</para>
        <para num="(2)">The Board’s records must show how each member voted on each question.</para>
      </para>
      <para num="(c)" heading="Open meetings.">All meetings of the Ethics Board must be conducted in accordance with the State Open Meetings Act, Title 3 of the State &lt;cite data-path="|general"&gt;General Provisions Article&lt;/cite&gt;.</para>
      <para num="(d)" heading="Compensation; expenses.">The members of the Ethics Board:<para num="(1)">serve without compensation; but</para>
        <para num="(2)">are entitled to reimbursement for reasonable expenses incurred in the performance of their duties, as provided in the Ordinance of Estimates.</para>
      </para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 16-503</annotation>
      <annotation type="Defined Terms">Compensation	§2-7</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
    </section>
    <section prefix="§" num="3-6" heading="Rules and regulations; orders.">
      <para num="(a)" heading="Rules and regulations.">Subject to Title 4 {“Administrative Procedure Act – Regulations”} of the &lt;cite data-path="|general"&gt;City General Provisions Article&lt;/cite&gt;, the Ethics Board may adopt rules and regulations to carry out the provisions of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;.</para>
      <para num="(b)" heading="Orders.">The Ethics Board may issue orders necessary or appropriate to carry out the provisions of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Text Conformed 02/16/21</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Editor's Notes">By authority of Ordinance 20-431, Section 5, the Director of Legislative Reference, in consultation with the Law Department, has conformed the text of subsection (a) to refer to and reflect the requirements of the recently-enacted Administrative Procedure Act that, effective January 15, 2021, governs the proposal, adoption, and publication of administrative rules and regulations.</annotation>
    </section>
    <section prefix="§§" num="3-7 to 3-10" reserved="true" />
  </container>
  <container prefix="Part" num="II" heading="Staff and Other Assistance">
    <section prefix="§" num="3-11" heading="Executive Director and staff.">
      <para num="(a)" heading="Director.">The Inspector General serves as the Executive Director of the Ethics Board and is responsible for assisting the Board in performing its responsibilities.</para>
      <para num="(b)" heading="Staff.">In consultation with the Board, the Executive Director may assign staff from the Office of the Inspector General to assist the Board and Executive Director.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 20-354</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Defined Terms">Executive Director	§2-11</annotation>
      <annotation type="Editor's Notes">This section was amended by Ordinance 20-354, effective October 10, 2020, designating the Inspector General to serve ex officio as the Executive Director of the Ethics Board.</annotation>
    </section>
    <section prefix="§" num="3-12" heading="Other assistance.">
      <text>At the request of the Ethics Board, the Baltimore Police Department, City Solicitor, City Comptroller, and all other City officials and agencies must provide reasonable investigative or other professional assistance to the Board.</text>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="Defined Terms">Agency	§2-2</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Defined Terms">Official	§2-21</annotation>
    </section>
    <section prefix="§§" num="3-13 to 3-15" reserved="true" />
  </container>
  <container prefix="Part" num="III" heading="General Administration">
    <section prefix="§" num="3-16" heading="Forms.">
      <text>The Ethics Board must prepare and distribute all forms required by &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;.</text>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
    </section>
    <section prefix="§" num="3-17" heading="Review of statements and reports.">
      <text>As required by the Ethics Board from time to time, the Executive Director must:</text>
      <para num="(1)">review statements and reports filed in accordance with Subtitle 7 {”Financial Disclosure”} and Subtitle 8 {”Lobbying”} of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;; and</para>
      <para num="(2)">notify individuals who submit documents under those subtitles of any omissions or deficiencies.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Defined Terms">Executive Director	§2-11</annotation>
    </section>
    <section prefix="§" num="3-18" heading="Records.">
      <para num="(a)" heading="Board to maintain.">The Ethics Board must retain all documents filed with it and all other records of the Board for at least:<para num="(1)">4 years; or</para>
        <para num="(2)">if longer, the period set by the Archives and Records Management Committee in consultation with the Ethics Board.</para>
      </para>
      <para num="(b)" heading="Public access.">The Ethics Board must make these documents and other records available for public inspection and copying during regular office hours.</para>
      <para num="(c)" heading="Fees and procedures.">The Ethics Board may charge a reasonable fee for the examination and copying of documents or other records.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
    </section>
    <section prefix="§" num="3-19" heading="Public awareness.">
      <text>The Ethics Board must publish and make publicly available information that explains the provisions of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;, the duties imposed by it, and the means for enforcing it.</text>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
    </section>
    <section prefix="§" num="3-20" heading="Training courses.">
      <para num="(a)" heading="Board to offer.">The Ethics Board must develop and offer a training course of not less than 2 hours on the requirements of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;.</para>
      <para num="(b)" heading="Officials required to take.">
        <para num="(1)">Except as provided in paragraph (2) of this subsection, every official must complete the training course within 6 months of his or her appointment or reappointment to office.</para>
        <para num="(2)">The training requirements of this subsection do not apply to:<para num="(i)">an official who, within the 3 years preceding his or her appointment or reappointment, completed a training course provided under this section; or</para>
          <para num="(ii)">an individual who is an official only by virtue of being a board member, unless the board:<para num="(A)">is  one of the entities listed in &lt;cite data-path="|8|§7-8"&gt;§ 7-8 {“[Disclosures statements] – Agency officials and staff”} of this article&lt;/cite&gt;; or</para>
            <para num="(B)">performs one of the functions described in &lt;cite data-path="|8|§7-9"&gt;§ 7-9 {“[Disclosure statements] – Procurement, legislative liaison, and enforcement personnel”} of this article&lt;/cite&gt;.</para>
          </para>
        </para>
      </para>
      <para num="(c)" heading="Availability to others.">
        <para num="(1)">After consultation with the Board, an agency head may authorize or require one or more classes of agency employees to attend the training course.</para>
        <para num="(2)">On request of the agency head, the Board must offer the training course to those employees as soon as practicable.</para>
        <para num="(3)">The Board must annually notify agency heads of the availability of the training course under this subsection.</para>
      </para>
      <para num="(d)" heading="Assistance.">The Department of Human Resources must provide the Ethics Board with:<para num="(1)">appropriate facilities for conducting the training course;</para>
        <para num="(2)">timely notice of the appointment of all officials subject to the training requirements; and</para>
        <para num="(3)">administrative and other assistance.</para>
      </para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 04-822</annotation>
      <annotation type="History">Ord. 10-272</annotation>
      <annotation type="History">Ord. 16-585</annotation>
      <annotation type="Defined Terms">Agency	§2-2</annotation>
      <annotation type="Defined Terms">Board	§2-3</annotation>
      <annotation type="Defined Terms">Employee	§2-9</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Defined Terms">Official	§2-21</annotation>
    </section>
    <section prefix="§" num="3-21" heading="Conflicts affidavit.">
      <para num="(a)" heading="Officials to file.">Each official must, within 6 months of his or her initial appointment to office, complete and file with the Ethics Board and with that official’s appointing authority, an affidavit that certifies, under penalties of perjury, that the official:<para num="(1)">has read and understands the provisions of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt; governing conflicts of interest;</para>
        <para num="(2)">is not then in violation of those provisions; and</para>
        <para num="(3)">obligates himself or herself to comply with those provisions in all future activities.</para>
      </para>
      <para num="(b)" heading="Form.">The affidavit must be in the form that the Ethics Board requires.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 17-068</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Defined Terms">Official	§2-21</annotation>
    </section>
    <section prefix="§" num="3-22" heading="Oaths and subpoenas.">
      <para num="(a)" heading="In general.">The Ethics Board and Executive Director each may:<para num="(1)">administer oaths; and</para>
        <para num="(2)">issue subpoenas for the attendance of witnesses to testify or to produce other evidence.</para>
      </para>
      <para num="(b)" heading="Judicial enforcement.">A subpoena issued under this section may be judicially enforced.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Defined Terms">Executive Director	§2-11</annotation>
    </section>
    <section prefix="§" num="3-23" heading="Filing fees.">
      <para num="(a)" heading="In general.">Except as otherwise specified in &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;, the Ethics Board may charge reasonable filing fees for statements, reports, and other documents filed under &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;.</para>
      <para num="(b)" heading="No fee for timely disclosure statement.">The Board may not charge a fee for a disclosure statement timely filed under Subtitle 7 {“Financial Disclosure”} of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;.</para>
      <para num="(c)" heading="Late fees.">The fees charged may include late fees for any document that is filed after the applicable deadline.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 13-180</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
    </section>
    <section prefix="§" num="3-24" heading="Notices to new appointees.">
      <para num="(a)" heading="General – Notice required.">An individual who is appointed to fill a vacancy in a position must be given written notice, in a form approved by the Ethics Board, of the requirements of:<para num="(1)">§ 3-20 {“Training courses”};</para>
        <para num="(2)">§ 3-21 {“Conflicts affidavit”}; and</para>
        <para num="(3)">§ 7-12 {“Financial Disclosure: Appointee to vacancy”}.</para>
      </para>
      <para num="(b)" heading="General – By whom given.">
        <para num="(1)">For Board members and uncompensated appointees of the Mayor, the notice required by subsection (a) of this section must be given by the Mayor or the Mayor’s designee.</para>
        <para num="(2)">For all other appointees, the notice must be given by the appointee’s agency head or the agency head’s designee.</para>
      </para>
      <para num="(c)" heading="General – When to be given.">The notice  required by subsection (a) of this section must be given within 5 days after the appointment.</para>
      <para num="(d)" heading="General – Notice to be signed.">
        <para num="(1)">To evidence receipt by the appointee and understanding of the appointee’s responsibilities, the notice required by subsection (a) must be signed by both the appointee and the official providing the appointee the notice.</para>
        <para num="(2)">Within 5 days of signing, a copy of the signed notice required under this subsection must be:<para num="(i)">placed in the appointee’s agency personnel file; and</para>
          <para num="(ii)">provided to the Ethics Board.</para>
        </para>
      </para>
      <para num="(e)" heading="Board members – Special pre-appointment notice.">
        <para num="(1)">An individual who is nominated to fill a vacancy on a City board must also be given written notice, in a form approved by the Ethics Board, of the provisions of &lt;cite data-path="|8|§6-14"&gt;§ 6-14 {“Exceptions – New board members”} of this article&lt;/cite&gt;.</para>
        <para num="(2)">The notice required by paragraph (1) of this subsection must be given by the Mayor or the Mayor’s designee at least 14 days before the appointment is to be confirmed.</para>
      </para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="History">Ord. 04-822</annotation>
      <annotation type="History">Ord. 16-585</annotation>
      <annotation type="History">Ord. 19-287</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
      <annotation type="Editor's Notes">Subsection (d) was added by Ordinance 19-287, effective February 25, 2020.</annotation>
    </section>
    <section prefix="§" num="3-25" heading="Exemptions for boards.">
      <para num="(a)" heading="In general.">The Ethics Board may exempt from &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;, or modify the applicability of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt; to, a board or 1 or more members of a board if the Ethics Board determines that, because of the nature of the board, the application of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt; to the board or member:<para num="(1)">would significantly reduce the availability of qualified individuals for public service; and</para>
        <para num="(2)">is not needed to preserve the purposes of &lt;cite data-path="|8"&gt;this article&lt;/cite&gt;.</para>
      </para>
      <para num="(b)" heading="Written request required.">An exemption under this section may be granted only on the written request of the board involved.</para>
      <annotation type="History">Ord. 04-795</annotation>
      <annotation type="Defined Terms">Board	§2-3</annotation>
      <annotation type="Defined Terms">Ethics Board	§2-10</annotation>
    </section>
    <section prefix="§" num="3-26" heading="Reports.">
      <text>The Ethics Board must submit to the Mayor and the City Council:</text>
      <para num="(1)">an annual report on its activities; and</para>
      <para num="(2)">as appropriate from time to time, based on its investigations and studies, special reports with recommendations for legislation.</para>
      <annotation type="History">Ord. 10-272</annotation>
    </section>
  </container>
</baltimore-city-law>
