§ 11–306
Statutes in effect as of October 1, 2026.
Md. Code Ann., Corps. & Ass'ns § 11-306 (2026)
Title 11. Maryland Securities Act
Subtitle 3. Fraudulent and Other Prohibited Practices
§ 11–306LinkCopy Citation
A person who engages in the business of effecting transactions in securities for the account of others or for the person’s own account or who acts as a broker–dealer or agent may not engage in dishonest or unethical practices in the securities or investment advisory business.