§ 11–403
Statutes in effect as of October 1, 2026.
Md. Code Ann., Corps. & Ass'ns § 11-403 (2026)
Title 11. Maryland Securities Act
Subtitle 4. Requirements of Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Advisers
§ 11–403LinkCopy Citation
Unless sooner terminated under other provisions of this title, the registration of each broker-dealer, agent, investment adviser, and investment adviser representative and the notice filing of each federal covered adviser expires December 31, unless renewed.