§ 11–417
Statutes in effect as of October 1, 2026.
Md. Code Ann., Corps. & Ass'ns § 11-417 (2026)
Title 11. Maryland Securities Act
Subtitle 4. Requirements of Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Advisers
§ 11–417LinkCopy Citation
On notice and hearing as provided in § 11-416 of this subtitle, the Commissioner may fine any broker-dealer, agent, investment adviser, or investment adviser representative up to a maximum amount of $5,000 for any single violation of this title.