§ 11–506
Statutes in effect as of October 1, 2026.
Md. Code Ann., Corps. & Ass'ns § 11-506 (2026)
Title 11. Maryland Securities Act
Subtitle 5. Registration of Securities
§ 11–506LinkCopy Citation
(a)
Except as provided in § 11–510.1 of this subtitle, a person filing an application to register securities shall pay a fee of 0.1 percent of the maximum aggregate offering price at which the securities are to be offered in this State, but the fee may not be less than $500 or more than $1,500.
(b)
(1)
Except as provided in paragraph (2) of this subsection, a person required to submit a filing in accordance with an exemption granted under this title shall pay a fee of $400 for each filing.
(2)
A person required to submit a filing in accordance with the exemption granted under § 11–601(16) of this title shall pay a fee of $100 for each filing.
(3)
A person required to submit a notice of the offer or sale of federal covered securities under § 11–503.1(c) of this subtitle shall pay:
(i)
A fee of $100 for each filing; and
(ii)
An additional fee of $150 for each filing made after the filing due date.
(c)
The Commissioner shall retain the fee, if:
(1)
An application to register securities is withdrawn before the effective date;
(2)
A notice of the offer or sale of a federal covered security is withdrawn; or
(3)
A preeffective stop order is entered under §§ 11–511 through 11–513 of this subtitle.