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<section article="ggp" article_name="General Provisions" number="5-101" title_number="5" title_name="Maryland Public Ethics Law" subtitle_number="1" subtitle_name="Definitions; General Provisions">
  <level label="a">
    <text>In this title the following words have the meanings indicated unless:</text>
    <level label="1">
      <text>the context clearly requires a different meaning; or</text>
    </level>
    <level label="2">
      <text>a different definition is adopted for a particular provision.</text>
    </level>
  </level>
  <level label="b">
    <text>“Advisory body” means:</text>
    <level label="1">
      <text>a governmental unit designated by the Supreme Court of Maryland to give advice with respect to the application or interpretation of Subtitles 5 and 6 of this title to a State official of the Judicial Branch;</text>
    </level>
    <level label="2">
      <text>the Joint Ethics Committee, for questions arising under Subtitle 5 of this title regarding a State official of the Legislative Branch; or</text>
    </level>
    <level label="3">
      <text>the Ethics Commission, for all other questions.</text>
    </level>
  </level>
  <level label="c">
    <text>“Bicounty commission” means:</text>
    <level label="1">
      <text>the Maryland–National Capital Park and Planning Commission;</text>
    </level>
    <level label="2">
      <text>the Washington Suburban Sanitary Commission; or</text>
    </level>
    <level label="3">
      <text>the Washington Suburban Transit Commission.</text>
    </level>
  </level>
  <level label="d">
    <text>“Board” means an executive unit composed of at least two members, all of whom are appointed and serve on a part–time basis.</text>
  </level>
  <level label="e">
    <text>“Business entity” means a person engaged in business, whether profit or nonprofit, regardless of form.</text>
  </level>
  <level label="f">
    <text>“Compensation” means money or any other valuable thing, regardless of form, received or to be received by a person from an employer for services rendered.</text>
  </level>
  <level label="g">
    <level label="1">
      <text>“Employee” means an individual who is employed:</text>
      <level label="i">
        <text>by an executive unit;</text>
      </level>
      <level label="ii">
        <text>by the Legislative Branch; or</text>
      </level>
      <level label="iii">
        <text>in the Judicial Branch.</text>
      </level>
    </level>
    <level label="2">
      <text>“Employee” does not include:</text>
      <level label="i">
        <text>a public official; or</text>
      </level>
      <level label="ii">
        <text>a State official.</text>
      </level>
    </level>
  </level>
  <level label="h">
    <text>“Employer” means an entity that pays or agrees to pay compensation to another entity for services rendered.</text>
  </level>
  <level label="i">
    <text>“Entity” means:</text>
    <level label="1">
      <text>a person; or</text>
    </level>
    <level label="2">
      <text>a government or instrumentality of government.</text>
    </level>
  </level>
  <level label="j">
    <text>“Entity doing business with the State” means:</text>
    <level label="1">
      <text>a regulated lobbyist;</text>
    </level>
    <level label="2">
      <text>an entity regulated by the executive unit of the applicable official or employee; or</text>
    </level>
    <level label="3">
      <text>an entity that is a party to one or a combination of sales, purchases, leases, or contracts to, from, or with the State, or any unit of the State, involving consideration:</text>
      <level label="i">
        <text>of at least $5,000 on a cumulative basis during the calendar year for which a statement required by Subtitle 6 of this title is filed, regardless of when the consideration is to be paid; and</text>
      </level>
      <level label="ii">
        <text>which shall include, as of the award or execution of a contract or lease, the total consideration committed to be paid under the contract or lease, to the extent ascertainable when awarded or executed, regardless of the period over which payments are to be made.</text>
      </level>
    </level>
  </level>
  <level label="k">
    <text>“Ethics Commission” means the State Ethics Commission.</text>
  </level>
  <level label="l">
    <text>“Executive action” means an act:</text>
    <level label="1">
      <text>for which the Executive Branch of State government is responsible; and</text>
    </level>
    <level label="2">
      <text>that is taken by an official or employee of the Executive Branch.</text>
    </level>
  </level>
  <level label="m">
    <level label="1">
      <text>“Executive unit” means a department, agency, commission, board, council, or other body of State government that:</text>
      <level label="i">
        <text>is established by law; and</text>
      </level>
      <level label="ii">
        <text>is not in the Legislative Branch or the Judicial Branch of State government.</text>
      </level>
    </level>
    <level label="2">
      <text>“Executive unit” includes:</text>
      <level label="i">
        <text>a county health department unless the officials and employees of the department are expressly designated as local officials in § 5–801 of this title;</text>
      </level>
      <level label="ii">
        <text>the office of the sheriff in each county; and</text>
      </level>
      <level label="iii">
        <text>the office of the State’s Attorney in each county.</text>
      </level>
    </level>
  </level>
  <level label="n">
    <text>“Financial interest” means:</text>
    <level label="1">
      <text>ownership of an interest as the result of which the owner has received within the past 3 years, is currently receiving, or in the future is entitled to receive, more than $1,000 per year; or</text>
    </level>
    <level label="2">
      <level label="i">
        <text>ownership of more than 3% of a business entity by:</text>
        <level label="1">
          <text>an official;</text>
        </level>
        <level label="2">
          <text>an employee; or</text>
        </level>
        <level label="3">
          <text>the spouse of an official or employee; or</text>
        </level>
      </level>
      <level label="ii">
        <text>ownership of securities of any kind that represent, or are convertible into, ownership of more than 3% of a business entity by:</text>
        <level label="1">
          <text>an official;</text>
        </level>
        <level label="2">
          <text>an employee; or</text>
        </level>
        <level label="3">
          <text>the spouse of an official or employee.</text>
        </level>
      </level>
    </level>
  </level>
  <level label="o">
    <text>“General Assembly” includes a member, committee, or subcommittee of the General Assembly.</text>
  </level>
  <level label="p">
    <level label="1">
      <text>“Gift” means the transfer of anything of economic value, regardless of form, without adequate and lawful consideration.</text>
    </level>
    <level label="2">
      <text>“Gift” does not include the solicitation, acceptance, receipt, or regulation of a political contribution that is regulated in accordance with:</text>
      <level label="i">
        <text>the Election Law Article; or</text>
      </level>
      <level label="ii">
        <text>any other State law regulating:</text>
        <level label="1">
          <text>the conduct of elections; or</text>
        </level>
        <level label="2">
          <text>the receipt of political contributions.</text>
        </level>
      </level>
    </level>
  </level>
  <level label="q">
    <text>“Governmental unit” means a department, an agency, a commission, a board, a council, or any other body of State government that is established by law.</text>
  </level>
  <level label="r">
    <level label="1">
      <text>“Honorarium” means the payment of money or anything of value for:</text>
      <level label="i">
        <text>speaking to, participating in, or attending a meeting or other function; or</text>
      </level>
      <level label="ii">
        <text>writing an article that has been or is intended to be published.</text>
      </level>
    </level>
    <level label="2">
      <text>“Honorarium” does not include payment for writing a book that has been or is intended to be published.</text>
    </level>
  </level>
  <level label="s">
    <text>“Immediate family” means an individual’s spouse and dependent children.</text>
  </level>
  <level label="t">
    <level label="1">
      <text>“Interest” means a legal or equitable economic interest that is owned or held wholly or partly, jointly or severally, or directly or indirectly, whether or not the economic interest is subject to an encumbrance or condition.</text>
    </level>
    <level label="2">
      <text>“Interest” does not include:</text>
      <level label="i">
        <text>an interest held in the capacity of agent, custodian, fiduciary, personal representative, or trustee, unless the holder has an equitable interest in the subject matter;</text>
      </level>
      <level label="ii">
        <text>an interest in a time or demand deposit in a financial institution;</text>
      </level>
      <level label="iii">
        <text>an interest in an insurance policy, endowment policy, or annuity contract under which an insurer promises to pay a fixed amount of money in a lump sum or periodically for life or a specified period;</text>
      </level>
      <level label="iv">
        <text>a common trust fund or a trust that forms part of a pension or a profit–sharing plan that:</text>
        <level label="1">
          <text>has more than 25 participants; and</text>
        </level>
        <level label="2">
          <text>is determined by the Internal Revenue Service to be a qualified trust under the Internal Revenue Code or a qualified tuition plan established pursuant to Section 529 of the Internal Revenue Code;</text>
        </level>
      </level>
      <level label="v">
        <text>a mutual fund or exchange–traded fund that is publicly traded on a national scale unless the mutual fund or exchange–traded fund is composed primarily of holdings of stocks and interests in a specific sector or area that is regulated by the individual’s governmental unit; or</text>
      </level>
      <level label="vi">
        <text>for § 5–501.1 of this title, any residence of the Governor from which no income was derived in the immediately preceding year.</text>
      </level>
    </level>
  </level>
  <level label="u">
    <text>“Joint Ethics Committee” means the Joint Committee on Legislative Ethics.</text>
  </level>
  <level label="v">
    <level label="1">
      <text>“Legislative action” means an official action or nonaction relating to:</text>
      <level label="i">
        <text>a bill, a resolution, an amendment, a nomination, an appointment, a report, or any other matter within the jurisdiction of the General Assembly;</text>
      </level>
      <level label="ii">
        <text>a bill presented to the Governor for signature or veto; or</text>
      </level>
      <level label="iii">
        <text>testimony or other advocacy in an official capacity as a member of the General Assembly before a unit of State or local government.</text>
      </level>
    </level>
    <level label="2">
      <text>“Legislative action” includes:</text>
      <level label="i">
        <text>introduction;</text>
      </level>
      <level label="ii">
        <text>sponsorship;</text>
      </level>
      <level label="iii">
        <text>consideration;</text>
      </level>
      <level label="iv">
        <text>debate;</text>
      </level>
      <level label="v">
        <text>amendment;</text>
      </level>
      <level label="vi">
        <text>passage;</text>
      </level>
      <level label="vii">
        <text>defeat;</text>
      </level>
      <level label="viii">
        <text>approval; and</text>
      </level>
      <level label="ix">
        <text>veto.</text>
      </level>
    </level>
  </level>
  <level label="w">
    <text>“Legislative unit” means:</text>
    <level label="1">
      <text>the General Assembly;</text>
    </level>
    <level label="2">
      <text>either house of the General Assembly;</text>
    </level>
    <level label="3">
      <text>a standing committee of the General Assembly, provided that the presiding officer of the House of Delegates and the presiding officer of the Senate shall be deemed an ex officio member of any standing committee of the presiding officer’s chamber; or</text>
    </level>
    <level label="4">
      <text>a county or regional delegation of members of the General Assembly that is recognized by a presiding officer of the General Assembly.</text>
    </level>
  </level>
  <level label="x">
    <text>“Lobbying” means performing any act that requires registration under § 5–702 of this title.</text>
  </level>
  <level label="y">
    <text>“Local official”, subject to § 5–801 of this title, means an official, officer, or employee of a county or municipal corporation that the governing body of the county or municipal corporation determines is subject to Subtitle 8, Part II of this title.</text>
  </level>
  <level label="z">
    <text>“Member of household” means:</text>
    <level label="1">
      <text>if sharing an individual’s legal residence, the individual’s:</text>
      <level label="i">
        <text>spouse;</text>
      </level>
      <level label="ii">
        <text>child;</text>
      </level>
      <level label="iii">
        <text>ward;</text>
      </level>
      <level label="iv">
        <text>financially dependent parent; or</text>
      </level>
      <level label="v">
        <text>other financially dependent relative; or</text>
      </level>
    </level>
    <level label="2">
      <text>an individual’s spouse, child, ward, parent, or other relative, over whose financial affairs the individual has legal or actual control.</text>
    </level>
  </level>
  <level label="aa">
    <text>“Municipal corporation” means a municipality governed by Article XI–E of the Maryland Constitution.</text>
  </level>
  <level label="bb">
    <text>“Official” means either a State official or a public official.</text>
  </level>
  <level label="cc">
    <text>“Political contribution” means a contribution as defined in § 1–101 of the Election Law Article.</text>
  </level>
  <level label="dd">
    <text>“Principal political party” means the State Democratic Party or the State Republican Party.</text>
  </level>
  <level label="ee">
    <text>“Procurement contract” has the meaning stated in § 11–101 of the State Finance and Procurement Article.</text>
  </level>
  <level label="ff">
    <text>“Public official” means an individual determined to be a public official under § 5–103 of this subtitle.</text>
  </level>
  <level label="gg">
    <text>“Qualifying relative” means a spouse, parent, child, brother, or sister.</text>
  </level>
  <level label="gg–1">
    <text>“Quasi–governmental entity” means an entity that is created by State statute, that performs a public function, and that is supported in whole or in part by the State but is managed privately.</text>
  </level>
  <level label="hh">
    <text>“Regulated lobbyist” means an entity that is required to register with the Ethics Commission under § 5–702(a) of this title.</text>
  </level>
  <level label="ii">
    <text>“Respondent” means any of the following that is the subject of a complaint before the Ethics Commission:</text>
    <level label="1">
      <text>an official;</text>
    </level>
    <level label="2">
      <text>an employee;</text>
    </level>
    <level label="3">
      <text>a candidate for office as a State official;</text>
    </level>
    <level label="4">
      <text>an entity subject to Subtitle 7 of this title; or</text>
    </level>
    <level label="5">
      <text>an entity subject to § 5–512 of this title.</text>
    </level>
  </level>
  <level label="jj">
    <text>“School board” means a county board of education and includes the Baltimore City Board of School Commissioners.</text>
  </level>
  <level label="kk">
    <text>“School system” means the educational system under the authority of a school board.</text>
  </level>
  <level label="ll">
    <text>“State official” means:</text>
    <level label="1">
      <text>a constitutional officer or officer–elect in an executive unit;</text>
    </level>
    <level label="2">
      <text>a member or member–elect of the General Assembly;</text>
    </level>
    <level label="3">
      <text>a judge or judge–elect of a court under Article IV, § 1 of the Maryland Constitution;</text>
    </level>
    <level label="4">
      <text>a judicial appointee as defined in Maryland Rule 18–200.3;</text>
    </level>
    <level label="5">
      <text>a State’s Attorney;</text>
    </level>
    <level label="6">
      <text>a clerk of the circuit court;</text>
    </level>
    <level label="7">
      <text>a register of wills; or</text>
    </level>
    <level label="8">
      <text>a sheriff.</text>
    </level>
  </level>
  <level label="mm">
    <text>“Superintendent” means a county superintendent as defined in § 1–101 of the Education Article.</text>
  </level>
</section>
