<?xml version='1.0' encoding='utf-8'?>
<section article="gho" article_name="Health Occupations" number="2-3A-01" title_number="2" title_name="Audiologists, Hearing Aid Dispensers, Speech–language Pathologists, and Music Therapists" subtitle_number="3A" subtitle_name="Licensing of Audiology Assistants">
  <text>The Audiology and Speech–Language Pathology Interstate Compact is enacted into law and entered into with all other states legally joining in it in the form substantially as it appears in this section as follows: </text>
  <text>SECTION 1. PURPOSE </text>
  <text>The purpose of this Compact is to facilitate interstate practice of audiology and speech–language pathology with the goal of improving public access to audiology and speech–language pathology services. The practice of audiology and speech–language pathology occurs in the state where the patient is located at the time of the patient encounter. The Compact preserves the regulatory authority of states to protect public health and safety through the current system of state licensure. This Compact is designed to achieve the following objectives: </text>
  <level label="1">
    <text>Increase public access to audiology and speech–language pathology services by providing for the mutual recognition of other member state licenses;</text>
  </level>
  <level label="2">
    <text>Enhance the ability of states to protect the public’s health and safety;</text>
  </level>
  <level label="3">
    <text>Encourage the cooperation of member states in regulating multistate audiology and speech–language pathology practice;</text>
  </level>
  <level label="4">
    <text>Support spouses of relocating active duty military personnel;</text>
  </level>
  <level label="5">
    <text>Enhance the exchange of licensure, investigative, and disciplinary information among member states;</text>
  </level>
  <level label="6">
    <text>Allow a remote state to hold a provider of services with a Compact privilege in that state accountable to the practice standards of that state; and</text>
  </level>
  <level label="7">
    <text>Allow for the use of telehealth technology to facilitate increased access to audiology and speech–language pathology services.</text>
    <text>SECTION 2. DEFINITIONS </text>
    <text>As used in this Compact, and except as otherwise provided, the following definitions shall apply: </text>
  </level>
  <level label="a">
    <text>“Active duty military” means full–time duty status in the active uniformed service of the United States, including members of the National Guard and Reserve on active duty orders in accordance with 10 U.S.C. §§ 1209 and 1211.</text>
  </level>
  <level label="b">
    <text>“Adverse action” means any administrative, civil, equitable, or criminal action authorized by a state’s laws that is imposed by a licensing board or other authority against an audiologist or a speech–language pathologist, including actions against an individual’s license or privilege to practice such as revocation, suspension, probation, monitoring of the licensee, or restriction on the licensee’s practice.</text>
  </level>
  <level label="c">
    <text>“Alternative program” means a nondisciplinary monitoring process approved by an audiology or speech–language pathology licensing board to address impaired practitioners.</text>
  </level>
  <level label="d">
    <text>“Audiologist” means an individual who is licensed by a state to practice audiology.</text>
  </level>
  <level label="e">
    <text>“Audiology” means the care and services provided by a licensed audiologist as set forth in the member state’s statutes and rules.</text>
  </level>
  <level label="f">
    <text>“Audiology and Speech–Language Pathology Compact Commission” or “Commission” means the national administrative body established under Section 8 whose membership consists of all states that have enacted the Compact.</text>
  </level>
  <level label="g">
    <text>“Audiology or speech–language pathology licensing board”, “audiology licensing board”, “speech–language pathology licensing board”, or “licensing board” means the agency of a state that is responsible for the licensing and regulation of audiologists or speech–language pathologists.</text>
  </level>
  <level label="h">
    <text>“Compact privilege” means the authorization granted by a remote state to allow a licensee from another member state to practice as an audiologist or a speech–language pathologist in the remote state under its laws and rules. The practice of audiology or speech–language pathology occurs in the member state where the patient is located at the time of the patient encounter.</text>
  </level>
  <level label="i">
    <text>“Current significant investigative information” means investigative information that a licensing board, after an inquiry or investigation that includes notification and an opportunity for the audiologist or speech–language pathologist to respond, if required by state law, has reason to believe is not groundless and, if proved true, would indicate more than a minor infraction.</text>
  </level>
  <level label="j">
    <text>“Data system” means a repository of information about licensees established under Section 9, including, but not limited to, continuing education, examination, licensure, investigative, Compact privilege, and adverse action.</text>
  </level>
  <level label="k">
    <text>“Encumbered license” means a license in which an adverse action restricts the practice of audiology or speech–language pathology by the licensee and said adverse action has been reported to the National Practitioners Data Bank.</text>
  </level>
  <level label="l">
    <text>“Executive Committee” means a group of directors elected or appointed to act on behalf of, and within the powers granted to them by, the Commission.</text>
  </level>
  <level label="m">
    <text>“Home state” means the member state that is the licensee’s primary state of residence.</text>
  </level>
  <level label="n">
    <text>“Impaired practitioner” means an individual whose professional practice is adversely affected by substance abuse, addiction, or other health–related conditions.</text>
  </level>
  <level label="o">
    <text>“Licensee” means an individual who currently holds an authorization from a state licensing board to practice as an audiologist or a speech–language pathologist.</text>
  </level>
  <level label="p">
    <text>“Member state” means a state that has enacted the Compact.</text>
  </level>
  <level label="q">
    <text>“Privilege to practice” means a legal authorization authorizing the practice of audiology or speech–language pathology in a remote state.</text>
  </level>
  <level label="r">
    <text>“Remote state” means a member state other than the home state where a licensee is exercising or seeking to exercise the Compact privilege.</text>
  </level>
  <level label="s">
    <text>“Rule” means a regulation, principle, or directive adopted by the Commission that has the force of law.</text>
  </level>
  <level label="t">
    <text>“Single–state license” means an audiology or speech–language pathology license issued by a member state that authorizes practice only within the issuing state and does not include a privilege to practice in any other member state.</text>
  </level>
  <level label="u">
    <text>“Speech–language pathologist” means an individual who is licensed by a state to practice speech–language pathology.</text>
  </level>
  <level label="v">
    <text>“Speech–language pathology” means the care and services provided by a licensed speech–language pathologist as set forth in the member state’s statutes and rules.</text>
  </level>
  <level label="w">
    <text>“State” means any state, commonwealth, district, or territory of the United States of America that regulates the practice of audiology and speech–language pathology.</text>
  </level>
  <level label="x">
    <text>“State practice laws” means the laws, rules, and regulations of a member state that govern the practice of audiology or speech–language pathology, define the scope of audiology or speech–language pathology practice, and create the methods and grounds for imposing discipline.</text>
  </level>
  <level label="y">
    <text>“Telehealth” means the application of telecommunication, audio–visual, or other information technologies that meets the applicable standard of care to deliver audiology or speech–language pathology services or information at a distance for assessment, intervention, or consultation.</text>
    <text>SECTION 3. STATE PARTICIPATION IN THE COMPACT </text>
  </level>
  <level label="a">
    <text>A license issued to an audiologist or a speech–language pathologist by a home state to a resident in that state shall be recognized by each member state as authorizing an audiologist or a speech–language pathologist to practice audiology or speech–language pathology, under a privilege to practice, in each member state where the licensee obtains such a privilege.</text>
  </level>
  <level label="b">
    <level label="1">
      <text>A state must implement or use procedures for considering the criminal history records of applicants for initial privilege to practice. These procedures shall include the submission of fingerprints or other biometric–based information by applicants for the purpose of obtaining an applicant’s criminal history record information from the Federal Bureau of Investigation and the agency responsible for retaining that state’s criminal records.</text>
    </level>
    <level label="2">
      <text>A member state must fully implement a criminal background check requirement, within a time frame established by rule, by receiving the results of the Federal Bureau of Investigation record search on criminal background checks and use the results in making licensure decisions.</text>
    </level>
    <level label="3">
      <text>Communication between a member state and the Commission, and among member states regarding the verification of eligibility for licensure through the Compact may not include any information received from the Federal Bureau of Investigation relating to a federal criminal records check performed by a member state under Public Law 92–544.</text>
    </level>
  </level>
  <level label="c">
    <text>On application for a privilege to practice, the licensing board in the issuing remote state shall ascertain, through the data system, whether the applicant has ever held, or is the holder of, a license issued by any other state, whether there are any encumbrances on any license or privilege to practice held by the applicant, and whether any adverse action has been taken against any license or privilege to practice held by the applicant.</text>
  </level>
  <level label="d">
    <text>Each member state shall require an applicant to obtain or retain a license in the home state and meet the home state’s qualifications for licensure or renewal of licensure, as well as all other applicable state laws.</text>
  </level>
  <level label="e">
    <text>An audiologist must:</text>
    <level label="1">
      <text>Meet one of the following educational requirements:</text>
      <level label="i">
        <text>On or before December 31, 2007, have graduated with a master’s degree or doctorate in audiology, or equivalent degree regardless of degree name, from a program that is accredited by an accrediting agency recognized by the Council for Higher Education Accreditation, or its successor, or by the United States Department of Education and operated by a college or university accredited by a regional or national accrediting organization recognized by a state licensing board;</text>
      </level>
      <level label="ii">
        <text>On or after January 1, 2008, have graduated with a doctoral degree in audiology, or equivalent degree, regardless of degree name, from a program that is accredited by an accrediting agency recognized by the Council for Higher Education Accreditation, or its successor, or by the United States Department of Education and operated by a college or university accredited by a regional or national accrediting organization recognized by a state licensing board; or</text>
      </level>
      <level label="iii">
        <text>Have graduated from an audiology program that is housed in an institution of higher education outside the United States:</text>
        <level label="1">
          <text>For which the program and institution have been approved by the authorized accrediting body in the applicable country; and</text>
        </level>
        <level label="2">
          <text>Whose degree program has been verified by an independent credentials review agency to be comparable to a state licensing board–approved program;</text>
        </level>
      </level>
    </level>
    <level label="2">
      <text>Have completed a supervised clinical practicum experience from an accredited educational institution or its cooperating programs as required by the Commission;</text>
    </level>
    <level label="3">
      <text>Have successfully passed a national examination approved by the Commission;</text>
    </level>
    <level label="4">
      <text>Hold an active, unencumbered license;</text>
    </level>
    <level label="5">
      <text>Have not been convicted or found guilty of, and have not entered into an agreed disposition regarding, a felony related to the practice of audiology, under applicable state or federal criminal law; and</text>
    </level>
    <level label="6">
      <text>Have a valid United States Social Security or National Practitioner Identification number.</text>
    </level>
  </level>
  <level label="f">
    <text>A speech–language pathologist must:</text>
    <level label="1">
      <text>Meet one of the following educational requirements:</text>
      <level label="i">
        <text>Have graduated with a master’s degree from a speech–language pathology program that is accredited by an organization recognized by the United States Department of Education and operated by a college or university accredited by a regional or national accrediting organization recognized by a licensing board; or</text>
      </level>
      <level label="ii">
        <text>Have graduated from a speech–language pathology program that is housed in an institution of higher education outside the United States:</text>
        <level label="1">
          <text>For which the program and institution have been approved by the authorized accrediting body in the applicable country; and</text>
        </level>
        <level label="2">
          <text>Whose degree program has been verified by an independent credentials review agency to be comparable to a state licensing board–approved program;</text>
        </level>
      </level>
    </level>
    <level label="2">
      <text>Have completed a supervised clinical practicum experience from an educational institution or its cooperating programs as required by the Commission;</text>
    </level>
    <level label="3">
      <text>Have completed a supervised postgraduate professional experience as required by the Commission;</text>
    </level>
    <level label="4">
      <text>Have successfully passed a national examination approved by the Commission;</text>
    </level>
    <level label="5">
      <text>Hold an active, unencumbered license;</text>
    </level>
    <level label="6">
      <text>Have not been convicted or found guilty of, and have not entered into an agreed disposition regarding, a felony related to the practice of speech–language pathology, under applicable state or federal criminal law; and</text>
    </level>
    <level label="7">
      <text>Have a valid United States Social Security or National Practitioner Identification number.</text>
    </level>
  </level>
  <level label="g">
    <text>The privilege to practice is derived from the home state license.</text>
  </level>
  <level label="h">
    <text>An audiologist or a speech–language pathologist practicing in a member state must comply with the state practice laws of the state in which the patient is located at the time service is provided. The practice of audiology and speech–language pathology shall include all audiology and speech–language pathology practice as defined by the state practice laws of the member state in which the patient is located. The practice of audiology and speech–language pathology in a member state under a privilege to practice shall subject an audiologist or a speech–language pathologist to the jurisdiction of the licensing board, the courts, and the laws of the member state in which the patient is located at the time service is provided.</text>
  </level>
  <level label="i">
    <text>Individuals not residing in a member state shall continue to be able to apply for a member state’s single–state license as provided under the laws of each member state. However, the single–state license granted to these individuals may not be recognized as granting the privilege to practice audiology or speech–language pathology in any other member state. Nothing in this Compact shall affect the requirements established by a member state for the issuance of a single–state license.</text>
  </level>
  <level label="j">
    <text>Member states may charge a fee for granting a Compact privilege.</text>
  </level>
  <level label="k">
    <text>Member states must comply with the bylaws and rules and regulations of the Commission.</text>
    <text>SECTION 4. COMPACT PRIVILEGE </text>
  </level>
  <level label="a">
    <text>To exercise the Compact privilege under the terms and provisions of the Compact, the audiologist or speech–language pathologist shall:</text>
    <level label="1">
      <text>Hold an active license in the home state;</text>
    </level>
    <level label="2">
      <text>Have no encumbrance on any state license;</text>
    </level>
    <level label="3">
      <text>Be eligible for a Compact privilege in any member state in accordance with Section 3;</text>
    </level>
    <level label="4">
      <text>Have not had any adverse action against any license or Compact privilege within the previous 2 years from date of application;</text>
    </level>
    <level label="5">
      <text>Notify the Commission that the licensee is seeking the Compact privilege within a remote state;</text>
    </level>
    <level label="6">
      <text>Pay any applicable fees, including any state fee, for the Compact privilege; and</text>
    </level>
    <level label="7">
      <text>Report to the Commission adverse action taken by any nonmember state within 30 days from the date the adverse action is taken.</text>
    </level>
  </level>
  <level label="b">
    <text>For the purposes of the Compact privilege, an audiologist or a speech–language pathologist may hold only one home state license at a time.</text>
  </level>
  <level label="c">
    <text>Except as provided in Section 6, if an audiologist or a speech–language pathologist changes primary state of residence by moving between two member states, the audiologist or speech–language pathologist must apply for licensure in the new home state, and the license issued by the prior home state shall be deactivated in accordance with applicable rules adopted by the Commission.</text>
  </level>
  <level label="d">
    <text>The audiologist or speech–language pathologist may apply for licensure in advance of a change in primary state of residence.</text>
  </level>
  <level label="e">
    <text>A license may not be issued by the new home state until the audiologist or speech–language pathologist provides satisfactory evidence of a change in primary state of residence to the new home state and satisfies all applicable requirements to obtain a license from the new home state.</text>
  </level>
  <level label="f">
    <text>If an audiologist or a speech–language pathologist changes primary state of residence by moving from a member state to a nonmember state, the license issued by the prior home state shall convert to a single–state license, valid only in the former home state, and the Compact privilege in any member state is deactivated in accordance with rules adopted by the Commission.</text>
  </level>
  <level label="g">
    <text>The Compact privilege is valid until the expiration date of the home state license. The licensee must comply with the requirements of subsection (a) of this section to maintain the Compact privilege in the remote state.</text>
  </level>
  <level label="h">
    <text>A licensee providing audiology or speech–language pathology services in a remote state under the Compact privilege shall function within the laws and regulations of the remote state.</text>
  </level>
  <level label="i">
    <text>A licensee providing audiology or speech–language pathology services in a remote state is subject to the regulatory authority of that state. A remote state may, in accordance with due process and the laws of that state, remove a licensee’s Compact privilege in the remote state for a specific period of time, impose fines, or take any other necessary actions to protect the health and safety of its citizens.</text>
  </level>
  <level label="j">
    <text>If a home state license is encumbered, the licensee shall lose the Compact privilege in any remote state until the following occur:</text>
    <level label="1">
      <text>The home state license is no longer encumbered; and</text>
    </level>
    <level label="2">
      <text>2 years have elapsed from the date of the adverse action.</text>
    </level>
  </level>
  <level label="k">
    <text>Once an encumbered license in the home state is restored to good standing, the licensee must meet the requirements of subsection (a) of this section to obtain a Compact privilege in any remote state.</text>
  </level>
  <level label="l">
    <text>Once the requirements of subsection (j) of this section have been met, the licensee must meet the requirements in subsection (a) of this section to obtain a Compact privilege in a remote state.</text>
    <text>SECTION 5. COMPACT PRIVILEGE TO PRACTICE TELEHEALTH </text>
  </level>
  <level label="a">
    <text>Member states shall recognize the right of an audiologist or a speech–language pathologist, licensed by a home state in accordance with Section 3 and under rules promulgated by the Commission, to practice audiology or speech–language pathology in any member state via telehealth under a privilege to practice as provided in the Compact and rules promulgated by the Commission.</text>
  </level>
  <level label="b">
    <text>A licensee providing audiology or speech–language pathology services in a remote state under the Compact privilege shall function within the laws and regulations of the remote state.</text>
    <text>SECTION 6. ACTIVE DUTY MILITARY PERSONNEL OR THEIR SPOUSES </text>
    <text>Active duty military personnel, or their spouses, shall designate a home state where the individual has a current license in good standing. The individual may retain the home state designation during the period the service member is on active duty. Subsequent to designating a home state, the individual shall change the home state of the individual only through application for licensure in the new state. </text>
    <text>SECTION 7. ADVERSE ACTIONS </text>
  </level>
  <level label="a">
    <level label="1">
      <text>In addition to the other powers conferred by state law, a remote state shall have the authority, in accordance with existing state due process law, to:</text>
      <level label="i">
        <text>Take adverse action against an audiologist’s or a speech–language pathologist’s privilege to practice within that member state; and</text>
      </level>
      <level label="ii">
        <text>Issue subpoenas for both hearings and investigations that require the attendance and testimony of witnesses as well as the production of evidence.</text>
      </level>
    </level>
    <level label="2">
      <text>Subpoenas issued by a licensing board in a member state for the attendance and testimony of witnesses or the production of evidence from another member state shall be enforced in the latter state by any court of competent jurisdiction, according to the practice and procedure of that court applicable to subpoenas issued in proceedings pending before it. The issuing authority shall pay any witness fees, travel expenses, mileage, and other fees required by the service statutes of the state in which the witnesses or evidence are located.</text>
    </level>
    <level label="3">
      <text>Only the home state shall have the power to take adverse action against an audiologist’s or a speech–language pathologist’s license issued by the home state.</text>
    </level>
  </level>
  <level label="b">
    <text>For purposes of taking adverse action, the home state shall give the same priority and effect to reported conduct received from a member state as it would if the conduct had occurred within the home state. In so doing, the home state shall apply its own state laws to determine appropriate action.</text>
  </level>
  <level label="c">
    <text>The home state shall complete any pending investigations of an audiologist or a speech–language pathologist who changes primary state of residence during the course of the investigations. The home state shall also have the authority to take appropriate action and shall promptly report the conclusions of the investigations to the administrator of the data system. The administrator of the data system shall promptly notify the new home state of any adverse actions.</text>
  </level>
  <level label="d">
    <text>If otherwise authorized by state law, the member state may recover from the affected audiologist or speech–language pathologist the costs of investigations and disposition of cases resulting from any adverse action taken against that audiologist or speech–language pathologist.</text>
  </level>
  <level label="e">
    <text>The member state may take adverse action based on the factual findings of the remote state, provided that the member state follows its own procedures for taking the adverse action.</text>
  </level>
  <level label="f">
    <level label="1">
      <text>In addition to the authority granted to a member state by its respective audiology or speech–language pathology practice act or other applicable state law, any member state may participate with other member states in joint investigations of licensees.</text>
    </level>
    <level label="2">
      <text>Member states shall share any investigative, litigation, or compliance materials in furtherance of any joint or individual investigation initiated under the Compact.</text>
    </level>
  </level>
  <level label="g">
    <text>If adverse action is taken by the home state against an audiologist’s or a speech–language pathologist’s license, the audiologist’s or speech–language pathologist’s privilege to practice in all other member states shall be deactivated until all encumbrances have been removed from the state license. All home state disciplinary orders that impose adverse action against an audiologist’s or a speech–language pathologist’s license shall include a statement that the audiologist’s or speech–language pathologist’s privilege to practice is deactivated in all member states during the pendency of the order.</text>
  </level>
  <level label="h">
    <text>If a member state takes adverse action against a licensee, it shall promptly notify the administrator of the data system. The administrator of the data system shall promptly notify the home state, and any remote state in which the licensee has a privilege to practice, of any adverse actions by the home state or remote states.</text>
  </level>
  <level label="i">
    <text>Nothing in this Compact shall override a member state’s decision that participation in an alternative program may be used in lieu of adverse action.</text>
    <text>SECTION 8. ESTABLISHMENT OF THE AUDIOLOGY AND SPEECH–LANGUAGE PATHOLOGY COMPACT COMMISSION </text>
  </level>
  <level label="a">
    <level label="1">
      <text>The Compact member states hereby create and establish a joint public agency known as the Audiology and Speech–Language Pathology Compact Commission.</text>
    </level>
    <level label="2">
      <text>The Commission is an instrumentality of the Compact states.</text>
    </level>
    <level label="3">
      <text>Venue is proper and judicial proceedings by or against the Commission shall be brought solely and exclusively in a court of competent jurisdiction where the principal office of the Commission is located. The Commission may waive venue and jurisdictional defenses to the extent it adopts or consents to participate in alternative dispute resolution proceedings.</text>
    </level>
    <level label="4">
      <text>Nothing in this Compact shall be construed to be a waiver of sovereign immunity.</text>
    </level>
  </level>
  <level label="b">
    <level label="1">
      <text>Each member state shall have two delegates selected by the licensing board of that member state. The delegates shall be current members of the licensing board. One shall be an audiologist and one shall be a speech–language pathologist.</text>
    </level>
    <level label="2">
      <text>An additional five delegates, who are either public members or board administrators from state licensing boards, shall be chosen by the Executive Committee from a pool of nominees provided by the Commission at large.</text>
    </level>
    <level label="3">
      <text>Any delegate may be removed or suspended from office as provided by the law of the state from which the delegate is appointed.</text>
    </level>
    <level label="4">
      <text>The member state board shall fill any vacancy occurring on the Commission within 90 days.</text>
    </level>
    <level label="5">
      <text>Each delegate shall be entitled to one vote with regard to the promulgation of rules and creation of bylaws and shall otherwise have an opportunity to participate in the business and affairs of the Commission.</text>
    </level>
    <level label="6">
      <text>A delegate shall vote in person or by other means as provided in the bylaws. The bylaws may provide for the participation of the delegates in meetings by telephone or other means of communication.</text>
    </level>
    <level label="7">
      <text>The Commission shall meet at least once during each calendar year. Additional meetings shall be held as set forth in the bylaws.</text>
    </level>
  </level>
  <level label="c">
    <text>The Commission shall have the following powers and duties:</text>
    <level label="1">
      <text>Establish the fiscal year of the Commission;</text>
    </level>
    <level label="2">
      <text>Establish bylaws;</text>
    </level>
    <level label="3">
      <text>Establish a Code of Ethics;</text>
    </level>
    <level label="4">
      <text>Maintain its financial records in accordance with the bylaws;</text>
    </level>
    <level label="5">
      <text>Meet and take actions as are consistent with the provisions of this Compact and the bylaws;</text>
    </level>
    <level label="6">
      <text>Promulgate uniform rules to facilitate and coordinate implementation and administration of this Compact that shall have the force and effect of law and shall be binding in all member states to the extent and manner provided for in this Compact;</text>
    </level>
    <level label="7">
      <text>Bring and prosecute legal proceedings or actions in the name of the Commission, provided that the standing of any state audiology or speech–language pathology licensing board to sue or be sued under applicable law shall not be affected;</text>
    </level>
    <level label="8">
      <text>Purchase and maintain insurance and bonds;</text>
    </level>
    <level label="9">
      <text>Borrow, accept, or contract for services of personnel, including, but not limited to, employees of a member state;</text>
    </level>
    <level label="10">
      <text>Hire employees, elect or appoint officers, fix compensation, define duties, grant individuals appropriate authority to carry out the purposes of the Compact, and establish the Commission’s personnel policies and programs relating to conflicts of interest, qualifications of personnel, and other related personnel matters;</text>
    </level>
    <level label="11">
      <text>Accept any and all appropriate donations and grants of money, equipment, supplies, materials, and services, and receive, utilize, and dispose of the same, provided that at all times the Commission shall avoid any appearance of impropriety or conflict of interest;</text>
    </level>
    <level label="12">
      <text>Lease, purchase, accept appropriate gifts or donations of, or otherwise own, hold, improve, or use any property, real, personal, or mixed, provided that at all times the Commission shall avoid any appearance of impropriety;</text>
    </level>
    <level label="13">
      <text>Sell, convey, mortgage, pledge, lease, exchange, abandon, or otherwise dispose of any property, real, personal, or mixed;</text>
    </level>
    <level label="14">
      <text>Establish a budget and make expenditures;</text>
    </level>
    <level label="15">
      <text>Borrow money;</text>
    </level>
    <level label="16">
      <text>Appoint committees, including standing committees composed of members and other interested persons as may be designated in this Compact and the bylaws;</text>
    </level>
    <level label="17">
      <text>Provide and receive information from, and cooperate with, law enforcement agencies;</text>
    </level>
    <level label="18">
      <text>Establish and elect an Executive Committee; and</text>
    </level>
    <level label="19">
      <text>Perform other functions as may be necessary or appropriate to achieve the purposes of this Compact consistent with state regulation of audiology and speech–language pathology licensure and practice.</text>
    </level>
  </level>
  <level label="d">
    <text>The Commission has no authority to change or modify the laws of the member states which define the practice of audiology or speech–language pathology in the respective states.</text>
  </level>
  <level label="e">
    <level label="1">
      <text>The Executive Committee shall have the power to act on behalf of the Commission, within the powers of the Commission, according to the terms of this Compact.</text>
    </level>
    <level label="2">
      <text>The Executive Committee shall be composed of the following members:</text>
      <level label="i">
        <text>Seven voting members who are elected by the Commission from the current membership of the Commission;</text>
      </level>
      <level label="ii">
        <text>Two ex officio members, consisting of one nonvoting member from a recognized national audiology professional association and one nonvoting member from a recognized national speech–language pathology association; and</text>
      </level>
      <level label="iii">
        <text>One ex officio, nonvoting member from the recognized membership organization of the audiology or speech–language pathology licensing boards.</text>
      </level>
    </level>
    <level label="3">
      <text>The ex officio members shall be selected by their respective organizations.</text>
    </level>
  </level>
  <level label="f">
    <level label="1">
      <text>The Commission may remove any member of the Executive Committee as provided in the bylaws.</text>
    </level>
    <level label="2">
      <text>The Executive Committee shall meet at least annually.</text>
    </level>
    <level label="3">
      <text>The Executive Committee shall have the following duties and responsibilities:</text>
      <level label="i">
        <text>Recommend to the entire Commission changes to the rules or bylaws, changes to this Compact legislation, fees paid by Compact member states, such as annual dues, and any Commission Compact fee charged to licensees for the Compact privilege;</text>
      </level>
      <level label="ii">
        <text>Ensure Compact administration services are appropriately provided, contractual or otherwise;</text>
      </level>
      <level label="iii">
        <text>Prepare and recommend the budget;</text>
      </level>
      <level label="iv">
        <text>Maintain financial records on behalf of the Commission;</text>
      </level>
      <level label="v">
        <text>Monitor Compact compliance of member states and provide compliance reports to the Commission;</text>
      </level>
      <level label="vi">
        <text>Establish additional committees as necessary; and</text>
      </level>
      <level label="vii">
        <text>Other duties as provided in rules or bylaws.</text>
      </level>
    </level>
    <level label="4">
      <text>All meetings shall be open to the public, and public notice of meetings shall be given in the same manner as required under the rulemaking provisions in Section 10.</text>
    </level>
    <level label="5">
      <text>The Commission, the Executive Committee, or other committees of the Commission may convene in a closed, nonpublic meeting if the Commission or Executive Committee or other committees of the Commission must discuss:</text>
      <level label="i">
        <text>Noncompliance of a member state with its obligations under the Compact;</text>
      </level>
      <level label="ii">
        <text>The employment, compensation, discipline or other matters, practices or procedures related to specific employees, or other matters related to the Commission’s internal personnel practices and procedures;</text>
      </level>
      <level label="iii">
        <text>Current, threatened, or reasonably anticipated litigation;</text>
      </level>
      <level label="iv">
        <text>Negotiation of contracts for the purchase, lease, or sale of goods, services, or real estate;</text>
      </level>
      <level label="v">
        <text>Accusing any person of a crime or formally censuring any person;</text>
      </level>
      <level label="vi">
        <text>Disclosure of trade secrets or commercial or financial information that is privileged or confidential;</text>
      </level>
      <level label="vii">
        <text>Disclosure of information of a personal nature where disclosure would constitute a clearly unwarranted invasion of personal privacy;</text>
      </level>
      <level label="viii">
        <text>Disclosure of investigative records compiled for law enforcement purposes;</text>
      </level>
      <level label="ix">
        <text>Disclosure of information related to any investigative reports prepared by or on behalf of or for use of the Commission or other committee charged with responsibility of investigation or determination of compliance issues pursuant to the Compact; or</text>
      </level>
      <level label="x">
        <text>Matters specifically exempted from disclosure by federal or member state statute.</text>
      </level>
    </level>
    <level label="6">
      <text>If a meeting, or portion of a meeting, is closed in accordance with this provision, the Commission’s legal counsel or designee shall certify that the meeting may be closed and shall reference each relevant exempting provision.</text>
    </level>
    <level label="7">
      <text>The Commission shall keep minutes that fully and clearly describe all matters discussed in a meeting and shall provide a full and accurate summary of actions taken, and the reasons therefore, including a description of the views expressed. All documents considered in connection with an action shall be identified in minutes. All minutes and documents of a closed meeting shall remain under seal, subject to release by a majority vote of the Commission or order of a court of competent jurisdiction. All minutes and documents of meetings other than a closed meeting shall be made available to members of the public upon request at the requesting person’s expense.</text>
    </level>
    <level label="8">
      <level label="i">
        <text>The Commission shall pay, or provide for the payment of, the reasonable expenses of its establishment, organization, and ongoing activities.</text>
      </level>
      <level label="ii">
        <text>The Commission may accept any and all appropriate revenue sources, donations, and grants of money, equipment, supplies, materials, and services.</text>
      </level>
      <level label="iii">
        <text>The Commission may levy on and collect an annual assessment from each member state or impose fees on other parties to cover the cost of the operations and activities of the Commission and its staff, which must be in a total amount sufficient to cover its annual budget as approved each year for which revenue is not provided by other sources. The aggregate annual assessment amount shall be allocated based on a formula to be determined by the Commission, which shall promulgate a rule binding on all member states.</text>
      </level>
    </level>
    <level label="9">
      <text>The Commission may not incur obligations of any kind prior to securing the funds adequate to meet the same, nor shall the Commission pledge the credit of any of the member states, except by and with the authority of the member state.</text>
    </level>
    <level label="10">
      <text>The Commission shall keep accurate accounts of all receipts and disbursements. The receipts and disbursements of the Commission shall be subject to the audit and accounting procedures established under its bylaws. However, all receipts and disbursements of funds handled by the Commission shall be audited yearly by a certified or licensed public accountant, and the report of the audit shall be included in and become part of the annual report of the Commission.</text>
    </level>
  </level>
  <level label="g">
    <level label="1">
      <text>The members, officers, executive director, employees, and representatives of the Commission shall be immune from suit and liability, either personally or in their official capacity, for any claim for damage to or loss of property or personal injury or other civil liability caused by or arising out of any actual or alleged act, error, or omission that occurred, or that the person against whom the claim is made had a reasonable basis for believing occurred within the scope of Commission employment, duties, or responsibilities, provided that nothing in this paragraph shall be construed to protect any person from suit or liability for any damage, loss, injury, or liability caused by the intentional or willful or wanton misconduct of that person.</text>
    </level>
    <level label="2">
      <text>The Commission shall defend any member, officer, executive director, employee, or representative of the Commission in any civil action seeking to impose liability arising out of any actual or alleged act, error, or omission that occurred within the scope of Commission employment, duties, or responsibilities, or that the person against whom the claim is made had a reasonable basis for believing occurred within the scope of Commission employment, duties, or responsibilities, provided that nothing herein shall be construed to prohibit that person from retaining his or her own counsel, and provided further, that the actual or alleged act, error, or omission did not result from that person’s intentional or willful or wanton misconduct.</text>
    </level>
    <level label="3">
      <text>The Commission shall indemnify and hold harmless any member, officer, executive director, employee, or representative of the Commission for the amount of any settlement or judgment obtained against that person arising out of any actual or alleged act, error, or omission that occurred within the scope of Commission employment, duties, or responsibilities, or that person had a reasonable basis for believing occurred within the scope of Commission employment, duties, or responsibilities, provided that the actual or alleged act, error, or omission did not result from the intentional or willful or wanton misconduct of that person.</text>
      <text>SECTION 9. DATA SYSTEM </text>
    </level>
  </level>
  <level label="a">
    <text>The Commission shall provide for the development, maintenance, and utilization of a coordinated database and reporting system containing licensure, adverse action, and investigative information on all licensed individuals in member states.</text>
  </level>
  <level label="b">
    <text>Notwithstanding any other provision of state law to the contrary, a member state shall submit a uniform data set to the data system on all individuals to whom this Compact is applicable as required by the rules of the Commission, including:</text>
    <level label="1">
      <text>Identifying information;</text>
    </level>
    <level label="2">
      <text>Licensure data;</text>
    </level>
    <level label="3">
      <text>Adverse actions against a license or Compact privilege;</text>
    </level>
    <level label="4">
      <text>Nonconfidential information related to alternative program participation;</text>
    </level>
    <level label="5">
      <text>Any denial of application for licensure, and the reason for the denial; and</text>
    </level>
    <level label="6">
      <text>Other information that may facilitate the administration of this Compact, as determined by the rules of the Commission.</text>
    </level>
  </level>
  <level label="c">
    <text>Investigative information pertaining to a licensee in any member state may be available only to other member states.</text>
  </level>
  <level label="d">
    <text>The Commission shall promptly notify all member states of any adverse action taken against a licensee or an individual applying for a license. Adverse action information pertaining to a licensee in any member state shall be available to any other member state.</text>
  </level>
  <level label="e">
    <text>Member states contributing information to the data system may designate information that may not be shared with the public without the express permission of the contributing state.</text>
  </level>
  <level label="f">
    <text>Any information submitted to the data system that is subsequently required to be expunged by the laws of the member state contributing the information shall be removed from the data system.</text>
    <text>SECTION 10. RULEMAKING </text>
  </level>
  <level label="a">
    <text>The Commission shall exercise its rulemaking powers in accordance with the criteria set forth in this section and the rules adopted thereunder. Rules and amendments shall become binding as of the date specified in each rule or amendment.</text>
  </level>
  <level label="b">
    <text>If a majority of the legislatures of the member states rejects a rule, by enactment of a statute or resolution in the same manner used to adopt the Compact within 4 years after the date of adoption of the rule, the rule shall have no further force and effect in any member state.</text>
  </level>
  <level label="c">
    <text>Rules or amendments to the rules shall be adopted at a regular or special meeting of the Commission.</text>
  </level>
  <level label="d">
    <text>Prior to promulgation and adoption of a final rule or rules by the Commission, and at least 30 days in advance of the meeting at which the rule shall be considered and voted on, the Commission shall file a Notice of Proposed Rulemaking:</text>
    <level label="1">
      <text>On the website of the Commission or other publicly accessible platform; and</text>
    </level>
    <level label="2">
      <text>On the website of each member state audiology or speech–language pathology licensing board or other publicly accessible platform or the publication in which each state would otherwise publish proposed rules.</text>
    </level>
  </level>
  <level label="e">
    <text>The Notice of Proposed Rulemaking shall include:</text>
    <level label="1">
      <text>The proposed time, date, and location of the meeting during which the rule shall be considered and voted on;</text>
    </level>
    <level label="2">
      <text>The text of the proposed rule or amendment and the reason for the proposed rule;</text>
    </level>
    <level label="3">
      <text>A request for comments on the proposed rule from any interested person; and</text>
    </level>
    <level label="4">
      <text>The manner in which interested persons may submit notice to the Commission of their intention to attend the public hearing and any written comments.</text>
    </level>
  </level>
  <level label="f">
    <text>Prior to the adoption of a proposed rule, the Commission shall allow persons to submit written data, facts, opinions, and arguments, which shall be made available to the public.</text>
  </level>
  <level label="g">
    <text>The Commission shall grant an opportunity for a public hearing before it adopts a rule or amendment if a hearing is requested by:</text>
    <level label="1">
      <text>At least 25 persons;</text>
    </level>
    <level label="2">
      <text>A state or federal governmental subdivision or agency; or</text>
    </level>
    <level label="3">
      <text>An association having at least 25 members.</text>
    </level>
  </level>
  <level label="h">
    <level label="1">
      <text>If a hearing is held on the proposed rule or amendment, the Commission shall publish the place, time, and date of the scheduled public hearing. If the hearing is held via electronic means, the Commission shall publish the mechanism for accessing the electronic hearing.</text>
    </level>
    <level label="2">
      <text>All persons wishing to be heard at the hearing shall notify the executive director of the Commission or other designated member in writing of their desire to appear and testify at the hearing not less than 5 business days before the scheduled date of the hearing.</text>
    </level>
    <level label="3">
      <text>Hearings shall be conducted in a manner providing each person who wishes to comment a fair and reasonable opportunity to comment orally or in writing.</text>
    </level>
    <level label="4">
      <text>All hearings shall be recorded. A copy of the recording shall be made available to any person on request and at the requesting person’s expense.</text>
    </level>
    <level label="5">
      <text>Nothing in this subsection shall be construed as requiring a separate hearing on each rule. Rules may be grouped for the convenience of the Commission at hearings required by this subsection.</text>
    </level>
  </level>
  <level label="i">
    <text>Following the scheduled hearing date, or by the close of business on the scheduled hearing date if the hearing was not held, the Commission shall consider all written and oral comments received.</text>
  </level>
  <level label="j">
    <text>If no written notice of intent to attend the public hearing by interested parties is received, the Commission may proceed with promulgation of the proposed rule without a public hearing.</text>
  </level>
  <level label="k">
    <text>The Commission shall, by majority vote of all members, take final action on the proposed rule and shall determine the effective date of the rule, if any, based on the rulemaking record and the full text of the rule.</text>
  </level>
  <level label="l">
    <text>On determination that an emergency exists, the Commission may consider and adopt an emergency rule without prior notice, opportunity for comment, or hearing, provided that the usual rulemaking procedures provided in the Compact and in this section shall be retroactively applied to the rule as soon as reasonably possible, in no event later than 90 days after the effective date of the rule. For the purposes of this provision, an emergency rule is one that must be adopted immediately in order to:</text>
    <level label="1">
      <text>Meet an imminent threat to public health, safety, or welfare;</text>
    </level>
    <level label="2">
      <text>Prevent a loss of Commission or member state funds; or</text>
    </level>
    <level label="3">
      <text>Meet a deadline for the promulgation of an administrative rule that is established by federal law or rule.</text>
    </level>
  </level>
  <level label="m">
    <text>The Commission or an authorized committee of the Commission may direct revisions to a previously adopted rule or amendment for purposes of correcting typographical errors, errors in format, errors in consistency, or grammatical errors. Public notice of any revisions shall be posted on the website of the Commission. The revision shall be subject to challenge by any person for a period of 30 days after posting. The revision may be challenged only on grounds that the revision results in a material change to a rule. A challenge shall be made in writing and delivered to the chair of the Commission prior to the end of the notice period. If no challenge is made, the revision shall take effect without further action. If the revision is challenged, the revision may not take effect without the approval of the Commission.</text>
    <text>SECTION 11. OVERSIGHT, DISPUTE RESOLUTION, AND ENFORCEMENT </text>
  </level>
  <level label="a">
    <level label="1">
      <text>On request by a member state, the Commission shall attempt to resolve disputes related to the Compact that arise among member states and between member and nonmember states.</text>
    </level>
    <level label="2">
      <text>The Commission shall promulgate a rule providing for both mediation and binding dispute resolution for disputes as appropriate.</text>
    </level>
  </level>
  <level label="b">
    <level label="1">
      <text>The Commission, in the reasonable exercise of its discretion, shall enforce the provisions and rules of this Compact.</text>
    </level>
    <level label="2">
      <text>By majority vote, the Commission may initiate legal action in the United States District Court for the District of Columbia or the federal district where the Commission has its principal offices against a member state in default to enforce compliance with the provisions of the Compact and its promulgated rules and bylaws. The relief sought may include both injunctive relief and damages. In the event judicial enforcement is necessary, the prevailing member shall be awarded all costs of litigation, including reasonable attorney’s fees.</text>
    </level>
    <level label="3">
      <text>The remedies herein shall not be the exclusive remedies of the Commission. The Commission may pursue any other remedies available under federal or state law.</text>
      <text>SECTION 12. DATE OF IMPLEMENTATION OF THE AUDIOLOGY AND SPEECH–LANGUAGE PATHOLOGY INTERSTATE COMPACT AND ASSOCIATED RULES, WITHDRAWAL, AND AMENDMENT </text>
    </level>
  </level>
  <level label="a">
    <text>The Compact shall come into effect on the date on which the Compact statute is enacted into law in the 10th member state. The provisions, which become effective at that time, shall be limited to the powers granted to the Commission relating to assembly and the promulgation of rules. Thereafter, the Commission shall meet and exercise rulemaking powers necessary to the implementation and administration of the Compact.</text>
  </level>
  <level label="b">
    <text>Any state that joins the Compact subsequent to the initial adoption of the rules by the Commission shall be subject to the rules as they exist on the date on which the Compact becomes law in that state. Any rule that has been previously adopted by the Commission shall have the full force and effect of law on the day the Compact becomes law in that state.</text>
  </level>
  <level label="c">
    <level label="1">
      <text>Any member state may withdraw from this Compact by enacting a statute repealing the same.</text>
    </level>
    <level label="2">
      <text>A member state’s withdrawal shall not take effect until 6 months after enactment of the repealing statute.</text>
    </level>
    <level label="3">
      <text>Withdrawal shall not affect the continuing requirement of the withdrawing state’s audiology or speech–language pathology licensing board to comply with the investigative and adverse action reporting requirements of this act prior to the effective date of withdrawal.</text>
    </level>
  </level>
  <level label="d">
    <text>Nothing contained in this Compact shall be construed to invalidate or prevent any audiology or speech–language pathology licensure agreement or other cooperative arrangement between a member state and a nonmember state that does not conflict with the provisions of this Compact.</text>
  </level>
  <level label="e">
    <text>This Compact may be amended by the member states. No amendment to this Compact shall become effective and binding on any member state until it is enacted into the laws of all member states.</text>
    <text>SECTION 13. CONSTRUCTION AND SEVERABILITY </text>
    <text>This Compact shall be liberally construed so as to effectuate the purposes thereof. The provisions of this Compact shall be severable and if any phrase, clause, sentence, or provision of this Compact is declared to be contrary to the constitution of any member state or of the United States or the applicability thereof to any government, agency, person, or circumstance is held invalid, the validity of the remainder of this Compact and the applicability thereof to any government, agency, person, or circumstance shall not be affected thereby. If this Compact shall be held contrary to the constitution of any member state, the Compact shall remain in full force and effect as to the remaining member states and in full force and effect as to the member state affected as to all severable matters. </text>
    <text>SECTION 14. BINDING EFFECT OF COMPACT AND OTHER LAWS </text>
  </level>
  <level label="a">
    <text>Nothing herein prevents the enforcement of any other law of a member state that is not inconsistent with the Compact.</text>
  </level>
  <level label="b">
    <text>All laws in a member state in conflict with the Compact are superseded to the extent of the conflict.</text>
  </level>
  <level label="c">
    <text>All lawful actions of the Commission, including all rules and bylaws promulgated by the Commission, are binding on the member states.</text>
  </level>
  <level label="d">
    <text>All agreements between the Commission and the member states are binding in accordance with their terms.</text>
  </level>
  <level label="e">
    <text>In the event any provision of the Compact exceeds the constitutional limits imposed on the legislature of any member state, the provision shall be ineffective to the extent of the conflict with the constitutional provision in question in that member state.</text>
  </level>
</section>
