<?xml version='1.0' encoding='utf-8'?>
<section article="gin" article_name="Insurance" number="10-215" title_number="10" title_name="Regulation of Insurance Professions" subtitle_number="2" subtitle_name="Advisers">
  <level label="a">
    <text>An agreement between an adviser and another person that relates to the giving of advice or information of the type given by advisers is not enforceable by or for the adviser unless:</text>
    <level label="1">
      <text>the agreement is in writing;</text>
    </level>
    <level label="2">
      <text>the agreement is executed personally in duplicate by the person to be charged or by the legal representative of the person;</text>
    </level>
    <level label="3">
      <text>a duplicate of the agreement is delivered to and kept by the person when it is signed by that person;</text>
    </level>
    <level label="4">
      <text>the agreement plainly states the amount of the fee paid or to be paid by the person and the services to be performed by the adviser; and</text>
    </level>
    <level label="5">
      <text>the agreement is in the form that the Commissioner currently approves.</text>
    </level>
  </level>
  <level label="b">
    <level label="1">
      <text>All forms of statements, receipts, and agreements used by licensees must be filed with and approved by the Commissioner as:</text>
      <level label="i">
        <text>conforming to the requirements of this section;</text>
      </level>
      <level label="ii">
        <text>not inconsistent with law; and</text>
      </level>
      <level label="iii">
        <text>not misleading in any way.</text>
      </level>
    </level>
    <level label="2">
      <text>The Commissioner may disapprove a form if the Commissioner finds that the form:</text>
      <level label="i">
        <text>contains any provision or any title, heading, backing, or other indication of its contents that is likely to be misleading; or</text>
      </level>
      <level label="ii">
        <text>omits any provision that the Commissioner requires to make the form clear and not misleading.</text>
      </level>
    </level>
  </level>
</section>
