<section article="gsp" article_name="State Personnel and Pensions" number="12-101" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <level label="a"> <text>In this title the following words have the meanings indicated.</text> </level> <level label="b"> <text>“Employer” means one or more of the following:</text> <level label="1"> <text>an employee’s appointing authority;</text> </level> <level label="2"> <text>an employee’s principal unit; or</text> </level> <level label="3"> <text>the Department of Budget and Management.</text> </level> </level> <level label="c"> <text>“Exclusive representative” has the meaning stated in § 3–101 of this article.</text> </level> <level label="d"> <level label="1"> <text>“Grievance” means a dispute between an employee and the employee’s employer about the interpretation of and application to the employee of:</text> <level label="i"> <text>a personnel policy or regulation adopted by the Secretary;</text> </level> <level label="ii"> <text>any other policy or regulation over which management has control; or</text> </level> <level label="iii"> <text>any term or condition of a memorandum of understanding between the State and the exclusive representative.</text> </level> </level> <level label="2"> <text>“Grievance” does not include a dispute about:</text> <level label="i"> <text>a pay grade or range for a class;</text> </level> <level label="ii"> <text>the amount or the effective date of a statewide pay increase;</text> </level> <level label="iii"> <text>the establishment of a class;</text> </level> <level label="iv"> <text>the assignment of a class to a service category;</text> </level> <level label="v"> <text>the establishment of classification standards;</text> </level> <level label="vi"> <text>a mid–year performance appraisal; or</text> </level> <level label="vii"> <text>an oral reprimand or counseling.</text> </level> </level> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-102" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <level label="a"> <text>Except as otherwise provided by law, this title applies to all employees in the State Personnel Management System within the Executive Branch and independent personnel systems.</text> </level> <level label="b"> <text>This title does not apply to:</text> <level label="1"> <text>an employee who is appointed by the Governor whose appointment requires the Governor’s approval;</text> </level> <level label="2"> <text>an employee in the executive service of the State Personnel Management System;</text> </level> <level label="3"> <text>a temporary employee;</text> </level> <level label="4"> <text>an attorney in the Office of the Attorney General;</text> </level> <level label="5"> <text>a State Police officer;</text> </level> <level label="6"> <text>an employee under § 7–601 of the Transportation Article who is subject to a collective bargaining agreement that contains another grievance procedure;</text> </level> <level label="7"> <text>an employee, including a member of a faculty, who is subject to a contract or regulation governing teacher tenure;</text> </level> <level label="8"> <text>a member of the faculty, an officer, or an administrative employee of Baltimore City Community College;</text> </level> <level label="9"> <text>a student employee;</text> </level> <level label="10"> <text>an individual who, as an incarcerated individual or patient in an institution, is employed by the State; or</text> </level> <level label="11"> <text>an administrative law judge in the Office of Administrative Hearings.</text> </level> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-103" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <level label="a"> <text>An employee with a grievance or the grievant's representative may present the grievance free from coercion, discrimination, interference, reprisal, or restraint.</text> </level> <level label="b"> <text>Unless another procedure is provided for by this article, the grievance procedure is the exclusive remedy through which a nontemporary employee in the State Personnel Management System may seek an administrative remedy for violations of the provisions of this article.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-104" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <text>For employees of the Department, the Secretary shall provide separate grievance procedures that are similar to the grievance procedures specified in this title.</text> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-105" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <level label="a"> <text>A grievant may choose any person to assist or represent the grievant at any time during the grievance process and shall notify the employer of that choice.</text> </level> <level label="b"> <text>The appointing authority, the head of the principal unit, or the Secretary may designate an individual to assist or represent them at any step of the grievance process and shall notify the grievant of that designation.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-106" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <level label="a"> <text>Except as otherwise provided in this title, if a grievant fails to appeal a decision in accordance with this title to the next step in the grievance procedure, the grievant is considered to have accepted the decision.</text> </level> <level label="b"> <text>Except as otherwise provided in this title, a failure to decide a grievance at any step in the grievance procedure in accordance with this title is considered a denial from which an appeal may be made.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-107" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <level label="a"> <text>The parties may agree to waive any time limitations specified in this title.</text> </level> <level label="b"> <text>If the individual responsible to prepare a decision to a grievance at Step One or Step Two of the grievance procedure cannot respond within the time specified in this title because the individual is on approved leave for 3 or more days:</text> <level label="1"> <text>the period for the decision shall be extended by the number of days of the approved leave, up to a maximum of 14 days; and</text> </level> <level label="2"> <text>the grievant shall be notified of the extension of time.</text> </level> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-108" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <level label="a"> <text>The Secretary shall:</text> <level label="1"> <text>provide for forms for initiating and processing grievances; and</text> </level> <level label="2"> <text>make the forms available on the Department’s website.</text> </level> </level> <level label="b"> <text>The grievant shall complete the forms provided in accordance with subsection (a) of this section in sufficient detail that will allow for the expeditious resolution of the grievance.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-109" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="1" subtitle_name="Definitions and General Provisions"> <text>Each party to a grievance shall make every effort to resolve the grievance at the lowest level possible.</text> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-201" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="2" subtitle_name="Grievance Procedure"> <level label="a"> <level label="1"> <text>Except as provided in paragraph (2) of this subsection, the three steps available to a grievant in the grievance procedure are:</text> <level label="i"> <text>Step One: the initiation of a grievance procedure;</text> </level> <level label="ii"> <text>Step Two: an appeal to the head of the principal unit; and</text> </level> <level label="iii"> <text>Step Three: an appeal to the Secretary.</text> </level> </level> <level label="2"> <text>If a grievance is based on a performance rating of satisfactory or better:</text> <level label="i"> <text>the grievant may appeal the grievance only at Steps One and Two of the grievance procedure; and</text> </level> <level label="ii"> <text>a decision at Step Two of the grievance procedure is final.</text> </level> </level> </level> <level label="b"> <level label="1"> <text>When a grievant's appointing authority is also the head of the principal unit, the grievant shall appeal the Step One decision directly to Step Three of the grievance procedure.</text> </level> <level label="2"> <text>If the basis of a grievance is an action taken by the principal unit or by the Department, the parties may agree to proceed to Step Two or Step Three of the grievance procedure as appropriate.</text> </level> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-202" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="2" subtitle_name="Grievance Procedure"> <text>Before initiating a grievance procedure, an employee shall present the matter orally to the employee's supervisor for informal discussion.</text> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-203" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="2" subtitle_name="Grievance Procedure"> <level label="a"> <text>A grievant may initiate a grievance proceeding by filing a written grievance with the grievant's appointing authority. The grievant shall provide a copy of the grievance to the grievant's supervisor when the grievance is filed.</text> </level> <level label="b"> <text>A grievance procedure must be initiated by an employee within 20 days after:</text> <level label="1"> <text>the occurrence of the alleged act that is the basis of the grievance; or</text> </level> <level label="2"> <text>the employee first knew of or reasonably should have known of the alleged act that is the basis of the grievance.</text> </level> </level> <level label="c"> <text>Within 10 days after receiving a grievance, the appointing authority shall hold a conference with the grievant and they shall attempt to resolve the grievance.</text> </level> <level label="d"> <text>Within 10 days after the conference, the appointing authority shall issue a written decision to the grievant and may grant any appropriate remedy under § 12-402(a) of this title.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-204" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="2" subtitle_name="Grievance Procedure"> <level label="a"> <level label="1"> <text>Within 10 days after receiving a decision under § 12-203 of this subtitle, a grievant or a grievant's representative may appeal the decision in writing to the head of the grievant’s principal unit or designee.</text> </level> <level label="2"> <text>An appeal shall include a copy of the decision being appealed.</text> </level> </level> <level label="b"> <text>Within 10 days after receiving an appeal, the head of the principal unit or designee shall:</text> <level label="1"> <text>review the grievance record; and</text> </level> <level label="2"> <text>confer with the grievant and they shall attempt to resolve the grievance.</text> </level> </level> <level label="c"> <text>Within 10 days after the conference, the head of the principal unit or designee shall issue a written decision to the grievant and may grant any appropriate remedy under § 12-402(a) of this title.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-205" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="2" subtitle_name="Grievance Procedure"> <level label="a"> <level label="1"> <text>Within 10 days after receiving a decision under § 12-204 of this subtitle, a grievant or a grievant’s representative may appeal the decision in writing to the Secretary.</text> </level> <level label="2"> <text>An appeal shall include a copy of the decision being appealed and any prior decisions.</text> </level> </level> <level label="b"> <level label="1"> <text>Within 30 days after an appeal is received, the Secretary or designee shall:</text> <level label="i"> <text>review the grievance record;</text> </level> <level label="ii"> <text>if the grievance is based on a position reclassification, order an audit of the position if it has not been audited within the last year; and</text> </level> <level label="iii"> <text>take the action described in paragraph (2) of this subsection and give the parties written notice of that action.</text> </level> </level> <level label="2"> <level label="i"> <text>If the Secretary or designee does not concur with the decision of the unit, the Secretary or designee shall attempt to resolve the grievance with a settlement that is binding on all parties.</text> </level> <level label="ii"> <text>The Secretary or designee shall determine whether the principal unit that employs the grievant will accept a settlement.</text> </level> <level label="iii"> <text>If the grievance is not settled, the Secretary or designee shall refer the grievance to the Office of Administrative Hearings.</text> </level> </level> </level> <level label="c"> <level label="1"> <level label="i"> <text>The Office of Administrative Hearings shall dispose of the grievance or conduct a hearing on each grievance received from the Secretary in accordance with Title 10, Subtitle 2 of the State Government Article.</text> </level> <level label="ii"> <text>The Office is bound by any regulation, declaratory ruling, prior adjudication, or other settled, preexisting policy, to the same extent as the Department is or would have been bound if it were hearing the case.</text> </level> <level label="iii"> <text>The employee has the burden of proof by a preponderance of the evidence.</text> </level> </level> <level label="2"> <level label="i"> <text>Within 45 days after the close of the hearing record, the Office of Administrative Hearings shall issue a written decision to the parties and may grant any appropriate remedy under § 12-402 of this title.</text> </level> <level label="ii"> <text>The decision of the Office of Administrative Hearings is the final administrative decision.</text> </level> </level> <level label="3"> <text>Any costs the Office of Administrative Hearings incurs for the appeal of a grievance to the Office of Administrative Hearings shall be paid by the principal unit that employs the grievant.</text> </level> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-301" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="3" subtitle_name="Alternate Use of Peer Review Panel"> <text>If a grievant's principal unit has established a peer review panel for grievances in accordance with regulations adopted by the Secretary, the grievant may elect to:</text> <level label="1"> <text>waive Step Two and Step Three of the grievance procedure; and</text> </level> <level label="2"> <text>submit the grievance to the peer review panel after Step One of the grievance procedure.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-302" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="3" subtitle_name="Alternate Use of Peer Review Panel"> <text>The peer review panel shall review each grievance submitted to it in accordance with established procedures.</text> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-303" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="3" subtitle_name="Alternate Use of Peer Review Panel"> <level label="a"> <text>After a review, the panel shall issue a written decision to the parties and may grant any appropriate remedy under § 12-402(a) of this title.</text> </level> <level label="b"> <text>The decision of the peer review panel is the final administrative decision.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-401" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="4"> <text>A decision maker at any step in the grievance procedure shall determine the:</text> <level label="1"> <text>proper interpretation or application of the policy, procedure, or regulation involved in the grievance; and</text> </level> <level label="2"> <text>appropriate remedy.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-402" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="4"> <level label="a"> <text>Except as provided in subsection (b) of this section, the remedies available to a grievant under this title are limited to the restoration of the rights, pay, status, or benefits that the grievant otherwise would have had if the contested policy, procedure, or regulation had been applied appropriately as determined by the final decision maker.</text> </level> <level label="b"> <level label="1"> <text>A decision maker at Step Two or Step Three of the grievance procedure:</text> <level label="i"> <text>may order an appointing authority to grant back pay; and</text> </level> <level label="ii"> <text>on a finding that wages were withheld in violation of §§ 2–402 and 2–407 of this article, shall order the payment of damages in accordance with § 2–407(c) of this article.</text> </level> </level> <level label="2"> <level label="i"> <text>In a reclassification grievance back pay may be awarded for a period not exceeding 1 year before the grievance procedure was initiated.</text> </level> <level label="ii"> <text>A back pay order under this paragraph is in the discretion of the Secretary and the Office of Administrative Hearings.</text> </level> </level> <level label="3"> <text>Subject to the limitations in Title 14, Subtitle 2 of this article, an appointing authority shall carry out a back pay order or damages order issued under this subsection.</text> </level> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-403" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="4"> <level label="a"> <text>On conclusion of each step of a grievance proceeding, a copy of the grievance and its disposition shall be given to the grievant and the grievant’s representative.</text> </level> <level label="b"> <text>A copy of the grievance and disposition required to be provided under subsection (a) of this section may be transmitted electronically.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-404" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="4"> <level label="a"> <text>An appointing authority, the head of a principal unit, or the Secretary may consolidate multiple grievances filed by one employee and process the grievances in a single proceeding.</text> </level> <level label="b"> <text>If the grievants agree, an appointing authority, the head of a principal unit, or the Secretary may consolidate similar grievances and process the grievances together in a single proceeding.</text> </level> <level label="c"> <text>The Office of Administrative Hearings may consolidate and process in a single proceeding multiple grievances filed by one employee or similar grievances filed by more than one grievant.</text> </level> </section> <section article="gsp" article_name="State Personnel and Pensions" number="12-405" title_number="12" title_name="Grievance Procedures in State Personnel Management System" subtitle_number="4"> <level label="a"> <text>A grievant and the grievant's representative shall be given reasonable time during work to investigate and process the grievance and to participate at any conference or hearing relating to the grievance.</text> </level> <level label="b"> <text>An employee shall be granted release time from the employee's normal work schedule to attend a grievance conference or hearing as a witness.</text> </level> <level label="c"> <text>Expenses incurred in connection with attendance by an employee at grievance conferences or hearings, whether as a grievant, as a grievant's representative, or as a witness, shall be borne by that employee's unit.</text> </level> </section>