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<chapter num="19" heading="Certified Adult Residential Environment (CARE) Program" title_num="07" subtitle_num="02">
  <regulation prefix="Regulation" num=".01" heading="Scope and Purpose.">
    <text>The Certified Adult Residential Environment (CARE) Program, also known as Project Home, is a voluntary program that:</text>
    <paragraph num="A.">
      <text>Develops, certifies, and monitors protective CARE housing for individuals with disabilities;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Provides case management services to residents living in CARE housing; and</text>
    </paragraph>
    <paragraph num="C.">
      <text>Provides a long-term or permanent housing setting for a stable population of individuals with disabilities using an Adult Foster Family Model of Care and is not a tenant/landlord housing arrangement.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Administration” means the Social Services Administration of the Department of Human Services.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Adult Foster Family Model of Care” means a program of care where:</text>
        <paragraph num="(a)">
          <text>An adult with a disability is cared for as a member of the care provider's family;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Care is provided in the provider's home; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The provider functions as the resident's family as specified in Regulation .10 of this chapter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>“Adult Protective Services (APS)” means the program under COMAR 07.06.14 which protects vulnerable adults who are subject to abuse, neglect, exploitation, or self-neglect.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Behavioral health impairment” means a substance abuse, mental health or addictive disorder or a combination of these disorders.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>CARE Home.</text>
        <paragraph num="(a)">
          <text>“CARE home” means a certified adult residential environment home that provides a resident with a supportive housing arrangement, help in accessing community resources, and protective oversight.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“CARE home” includes a:</text>
          <paragraph num="(i)">
            <text>Private home which is the provider's residence, 24 hours a day, 7 days a week and serves a maximum of four residents;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Supervised home which is not the provider's residence but may have live-in staff and serves not more than four residents, if certified prior to January 1, 2007; or</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Group home which may be the provider's residence, may have live-in staff, and serves five to eight residents, if certified prior to January 1, 2007.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>“Case manager” means a local department of social services social worker or family services caseworker who provides a range of services that includes:</text>
        <paragraph num="(a)">
          <text>Assessing the resident's needs;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Defining goals with the resident;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Planning for and linking the resident to needed services and resources;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Monitoring the delivery of services; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Advocating for the development and delivery of service to the resident.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(7)">
        <text>“Individual with a disability” means an individual who is 18 years old or older and has a physical, medical, or behavioral health impairment which:</text>
        <paragraph num="(a)">
          <text>Prevents the individual from carrying out the necessary tasks of independent living; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Is not so severe or complex as to require specialized professional intervention from the CARE provider.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(8)">
        <text>“Institutionalized individual” means an inpatient at a psychiatric hospital, rehabilitation hospital, nursing home, or similar setting.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Licensed Health Care Provider” has the same meaning as Health Occupations Article, §4-301, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Linking” means the process of referring a resident to a specific service as part of a plan to meet the resident's needs and ensuring service delivery.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Local department” means the department of social services in a county or Baltimore City or the Montgomery County Department of Health and Human Services.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Protective oversight” means a service of the CARE provider which includes the following:</text>
        <paragraph num="(a)">
          <text>Daily awareness of the resident's functioning and whereabouts;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Requests to appropriate professionals for help in responding to an emergency situation;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Supervision of teaching and assisting with activities of daily living for a resident;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Provision of supportive services to a resident as defined in the resident's Individualized Service Plan Agreement; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Encouragement of a resident toward independence and appropriate activity to facilitate the resident's ability to plan and make decisions.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(13)">
        <text>Provider.</text>
        <paragraph num="(a)">
          <text>“Provider” means the individual whom a local department certifies for operation of a CARE home. A Provider is not considered an employee of the local department.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A provider may not accept payment for care of a resident other than that allowed in COMAR 07.03.07 as a reimbursement for the cost of care or any supplement established by federal, State, or local government.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A provider functions as a caregiver in an adult foster family model of care.</text>
        </paragraph>
        <paragraph num="(d)">
          <text>“Provider” does not mean the provider of:</text>
          <paragraph num="(i)">
            <text>Psychiatric treatment; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Specialized professional intervention.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(14)">
        <text>“Public Assistance to Adults (PAA)” means the funding to help cover the cost of the CARE placement for eligible individuals as specified under COMAR 07.03.07.</text>
      </paragraph>
      <paragraph num="(15)">
        <text>“Relative” means a spouse, parent, son, daughter, grandparent, grandchild, stepparent, stepchild, brother, or sister, domestic partner or anyone who is related to an individual by blood, adoption, or marriage.</text>
      </paragraph>
      <paragraph num="(16)">
        <text>“Resident” means an individual who:</text>
        <paragraph num="(a)">
          <text>Resides in a CARE home;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Requires the services of a CARE home; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Is not a relative of the provider.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(17)">
        <text>“Resident of Maryland” means an individual who at the time of application is physically present in the State, and has no immediate plans to leave Maryland for residence in another state.</text>
      </paragraph>
      <paragraph num="(18)">
        <text>“Individualized service plan agreement” means a written plan which describes:</text>
        <paragraph num="(a)">
          <text>A resident's service goals; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The provider's services for the resident and method of providing the services.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(19)">
        <text>“Service slot” means the resources, including funding and case management capacity, necessary to provide residential services for an individual with disabilities in a CARE home.</text>
      </paragraph>
      <paragraph num="(20)">
        <text>“Service team” means the case manager, provider, resident, and representatives of other agencies and disciplines who have a role in providing services to the resident.</text>
      </paragraph>
      <paragraph num="(21)">
        <text>“Specialized professional intervention” means health, nursing, social, psychological, or psychiatric services provided by an individual licensed in his or her profession by this State or another state.</text>
      </paragraph>
      <paragraph num="(22)">
        <text>“Supportive housing arrangement” in an adult foster family model of care means a housing arrangement that provides an individual with:</text>
        <paragraph num="(a)">
          <text>Room and board;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Assistance with the activities of daily living that are fundamental for self care (such as bathing, dressing, and eating) or instrumental activities of daily living that are not necessary for fundamental functioning (such as preparing meals, grocery shopping, and managing money);</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Protective oversight; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Assistance with medication administration, which means a client having the ability to take medication at the correct time, in the correct route, and in the correct dosage as prescribed by an authorized prescriber with the support of a provider or provider backup who can offer physical assistance and reminders.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Eligibility for CARE Services.">
    <paragraph num="A.">
      <text>An individual is eligible for CARE services if the individual:</text>
      <paragraph num="(1)">
        <text>Is a resident of Maryland;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Is an individual with a disability;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Is 18 years old or older;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Has no appropriate and willing relative who will provide a community placement;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Does not require the provider to take responsibility for services beyond the capacity of the CARE program's adult foster care model of housing, including health services, treatment regimens, and interventions that require specialized professional intervention;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Needs the CARE services provided in the CARE home;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Agrees to pay the cost of placement from personal resources or through public assistance;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Is not a relative of the provider; and</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Does not pose a risk or danger to him or herself and/or others.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Fee Consideration.</text>
      <paragraph num="(1)">
        <text>Case management service is available without regard to income for a resident placed by the CARE program.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A resident's income may determine whether the resident will be charged for certain supportive services provided or purchased by the local department.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Application for Services.">
    <paragraph num="A.">
      <text>The local department shall screen an applicant's completed application for CARE services on forms prescribed by the Administration. A complete application comprises the following information:</text>
      <paragraph num="(1)">
        <text>A completed Project Home application form.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A health history and the applicant's most recent health assessments; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Consent forms signed by the applicant for the release of information to the local department by:</text>
        <paragraph num="(a)">
          <text>Appropriate health professionals; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Legitimate sources of financial information.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If the applicant has been found not eligible, the local department shall send written notice to the applicant which shall include the reason for the decision.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If a service slot is not available for an eligible applicant, the local department shall:</text>
      <paragraph num="(1)">
        <text>Rank the applicant according to §E(1) of this regulation; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Notify the applicant in writing within 30 days of receipt of the complete application that the applicant:</text>
        <paragraph num="(a)">
          <text>Has been placed on a waiting list; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>May be eligible for referral to other services through the local department.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>If an applicant is found eligible and a service slot is available the local department shall assign a case manager to:</text>
      <paragraph num="(1)">
        <text>Complete a comprehensive assessment of the applicant's capacities and needs in a community living situation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Establish the level of care required by the applicant by considering the following characteristics of the applicant:</text>
        <paragraph num="(a)">
          <text>Illnesses and disabilities which may require medical or corrective treatment;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Ability to perform physical self-maintenance activities;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Ability to perform basic activities of daily life; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Level of cognitive functioning, emotional and behavioral controls, and social competence;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Determine the amount of income and other resources available to pay for placement;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Determine the availability of an appropriate CARE home;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Decide with the applicant whether CARE service is appropriate;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Send a written notice to the applicant, within 30 days of the case manager's assignment of the case, of the application decision which shall include:</text>
        <paragraph num="(a)">
          <text>For acceptance:</text>
          <paragraph num="(i)">
            <text>Decision;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Reason for the decision;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Level of care to be provided;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Fact that an appropriate CARE home is or is not available, or that the applicant agreed that the local department shall seek a placement for the applicant in another jurisdiction; and</text>
          </paragraph>
          <paragraph num="(v)">
            <text>The resident's right to appeal any part of the decision as provided in COMAR 07.01.04, and the method for obtaining a fair hearing; or</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>For denial:</text>
          <paragraph num="(i)">
            <text>Decision;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Reason for the decision;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Specific regulation supporting the decision; and</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Applicant's right to appeal the decision as provided in COMAR 07.01.04 and the method for obtaining a fair hearing; and</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(7)">
        <text>If the local department is unable to place an eligible applicant, refer to §E(1) of this regulation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Priority for Service.</text>
      <paragraph num="(1)">
        <text>Based on the applicant's situation at the time of application, an applicant is ranked on the following descending point system:</text>
        <paragraph num="(a)">
          <text>Applicant is in an abusive situation, or is under public guardianship (15 points);</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Applicant is at high risk of institutional placement or continued institutional placement without supervised housing (15 points);</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Relative caregiver is 60 years old or older (15 points);</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Applicant is dependent on an unreliable or overburdened caregiver for daily needs (10 points);</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Applicant is homeless or facing homelessness and is unable to use independent housing (10 points);</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Relative caregiver suffers from a physical or mental disability that is a barrier to caring for the applicant or the caregiver is caring for another disabled family member (10 points);</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Applicant's income is below the poverty level (10 points);</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Applicant is lacking family or community supports necessary for coping with daily living (5 points);</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Applicant is a recipient of Supplemental Security Income (SSI) (5 points); or</text>
        </paragraph>
        <paragraph num="(j)">
          <text>Applicant's income is below the State median income as specified in COMAR 07.02.04.08 (5 points).</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Applicants who have equal points under §E(1) of this regulation and are equally appropriate for an available slot shall be offered service in the order in which the local department received the applications for service.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Delivery of CARE Services by the Case Manager.">
    <paragraph num="A.">
      <text>Selection of a CARE Home.</text>
      <paragraph num="(1)">
        <text>The case manager shall identify an appropriate CARE home and, with the applicant and the provider, make a placement plan.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The selection of an appropriate CARE home shall include consideration of the following:</text>
        <paragraph num="(a)">
          <text>The possibility of a same room assignment for both spouses if both require CARE services;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Whether the CARE home can accommodate the needs of the applicant;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The location of the CARE home, and whether the CARE home is in:</text>
          <paragraph num="(i)">
            <text>The geographic area requested by the applicant;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The community where the applicant has established supports; or</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>A community which can provide access to specialized resources that the applicant wants or needs; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(d)">
          <text>Whether the care available from the provider is:</text>
          <paragraph num="(i)">
            <text>Sufficient to supervise the resident; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The least restrictive setting which meets the resident's needs.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>If the CARE home is located outside the jurisdiction served by the local department:</text>
        <paragraph num="(a)">
          <text>The local department in the jurisdiction where the home is located shall assign a case manager; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The new case manager shall work cooperatively with the original case manager to serve the applicant until:</text>
          <paragraph num="(i)">
            <text>Placement is made; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The case is transferred to the local department in the jurisdiction where the home is located.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Completed Application for Public Assistance to Adults (PAA). The case manager shall:</text>
      <paragraph num="(1)">
        <text>If needed, ensure that an application for PAA is made by, or on behalf of, the applicant;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Provide confirmation to the local department PAA worker of the placement plan including date, address of CARE home, and level of care; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Obtain a decision on eligibility for assistance.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Development of an Individualized Service Plan Agreement. The case manager, in consultation with the resident and service team, shall develop a service plan which includes the following:</text>
      <paragraph num="(1)">
        <text>The specific goals to be accomplished by the resident;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A list of the services needed to meet the goals as determined by the resident, the case manager, provider, and the service team;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The specific plan for completing the tasks to meet the service needs of the resident, including identifying the individual, either the service team member or the resident, who will perform the task;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>A time line for completing tasks;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The expected frequency of contact between the case manager and the resident; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>The schedule for the local department to:</text>
        <paragraph num="(a)">
          <text>Monitor the delivery of service;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Redetermine eligibility for service; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Reassess the resident's needs.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Facilitation of Placement. Before placing the applicant in the CARE home, the case manager shall establish a residential agreement with the applicant and provider which shall determine the:</text>
      <paragraph num="(1)">
        <text>Method and amount of payment;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Level and type of service to be provided by the CARE home; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Provider's specific house rules.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Facilitation of Agency Linkage. The case manager shall:</text>
      <paragraph num="(1)">
        <text>Complete referrals to services specified in the individualized service plan agreement following the resident's placement in the CARE home; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Follow-up on referrals as needed, until the delivery of service begins.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Monitoring the Implementation of the Individualized Service Plan Agreement. The case manager, with the resident, shall monitor the service plan through contact with the provider and others providing services, to ensure delivery and coordination of services and activities as specified in the service plan.</text>
    </paragraph>
    <paragraph num="G.">
      <text>Reconsideration of the Individualized Service Plan Agreement.</text>
      <paragraph num="(1)">
        <text>Reconsideration of the individualized service plan agreement shall occur:</text>
        <paragraph num="(a)">
          <text>Within 90 days after placement, and at least every 6 months thereafter; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>As required in Regulation .06B of this chapter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>At the time of reconsideration, the case manager with the resident and service team shall:</text>
        <paragraph num="(a)">
          <text>Reassess the resident's service needs; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Revise the individualized service plan agreement as needed.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>Advocating on Behalf of the Resident. The case manager:</text>
      <paragraph num="(1)">
        <text>Shall explore all possible community resources to provide needed services to the resident; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>May convey unmet needs and barriers to service delivery in writing to the local department's program supervisors or administrators.</text>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>Coordination of Resident Entitlements. The case manager shall coordinate all applications or reapplication activities necessary to ensure that the resident receives or retains federal and State benefits.</text>
    </paragraph>
    <paragraph num="J.">
      <text>Referral to Adult Protective Services (APS). The case manager shall report in writing to the local department's APS any instances of suspected abuse, neglect, self-neglect, or exploitation of a resident.</text>
    </paragraph>
    <paragraph num="K.">
      <text>Arrangement of a New CARE Placement.</text>
      <paragraph num="(1)">
        <text>The case manager, with the resident, shall arrange a new CARE placement when the:</text>
        <paragraph num="(a)">
          <text>Resident or the provider requests a change because difficulties in the placement cannot be resolved;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Local department finds the CARE home to be in violation of the requirements of this chapter, and revokes or does not recertify the home; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Case manager has determined that the current provider is unable to provide adequately for the resident's needs and safety.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Time Requirements of Local Department. The local department shall:</text>
        <paragraph num="(a)">
          <text>Pursue a new placement and provide appropriate transition planning and service for the resident within 30 days of the request or the decision to change the placement; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>In case of emergency, attempt to move the resident immediately.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Placement in Another Jurisdiction.</text>
        <paragraph num="(a)">
          <text>If the resident moves or intends to move to another local jurisdiction, the case manager shall consult with the local department serving the other local jurisdiction.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>If the other local department has an appropriate and available placement and a case management capacity to serve the resident, the other local department shall assign a case manager to work cooperatively with the resident's current case manager to arrange placement.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>If the new placement is arranged, the case shall be transferred to the local department in the jurisdiction where the new home is located.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="L.">
      <text>Maintaining Contact With the Resident and Provider.</text>
      <paragraph num="(1)">
        <text>The case manager shall have face-to-face visits individually with the resident and with the resident and provider together.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The case manager shall visit the resident:</text>
        <paragraph num="(a)">
          <text>At least every 2 weeks in the following circumstances:</text>
          <paragraph num="(i)">
            <text>During the first 3 months after placement;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>During the first month following the assignment of a new case manager; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>When the resident's case plan does not include contact at least every 2 weeks with other service providers or appropriate friends or relatives; or</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>At least once a month under all other circumstances unless a different schedule is warranted, in which case the case manager shall request a schedule change for approval by the Supervisor after the resident has been in placement for 90 days.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Under no circumstances shall the resident be seen less than every 2 months.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>During each 6-month period, the case manager shall visit the resident and the provider together in the CARE home at least once.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The case manager, with the supervisor's documented approval, may alter the required visitation schedule if the resident's situation requires or permits it.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Redetermination, Reconsideration, and Termination.">
    <paragraph num="A.">
      <text>Redetermination. The case manager shall redetermine eligibility and level of care:</text>
      <paragraph num="(1)">
        <text>Within 30 days after the local department obtains information about changes in the resident's circumstances which may affect the resident's eligibility; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Annually.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Reconsideration.</text>
      <paragraph num="(1)">
        <text>A reconsideration of a resident's case plan shall include:</text>
        <paragraph num="(a)">
          <text>Reassessment of the resident's needs and goals;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Evaluation of services provided; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Progress towards meeting the goals set out in the case plan.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The case manager shall reconsider a case plan:</text>
        <paragraph num="(a)">
          <text>If there is a significant change in the resident's circumstances which may affect the type or amount of service the resident needs; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Not less frequently than 90 days after placement, and thereafter at least every 6 months.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Termination.</text>
      <paragraph num="(1)">
        <text>The local department shall terminate CARE services when at least one of the following situations exists:</text>
        <paragraph num="(a)">
          <text>The resident is no longer eligible;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The resident, if competent to make the decision, requests termination or the resident's guardian requests termination;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The resident is unwilling to use available services and the service team can propose no further plan which is acceptable to the resident;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>The resident is no longer residing in a CARE home and the local department has no plan to arrange a CARE placement;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>The resident's conduct poses a risk to the safety or well-being of self, of the provider, or of other residents in the home;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>The provider has requested removal of the resident and the local department is unable to provide another appropriate placement; or</text>
        </paragraph>
        <paragraph num="(g)">
          <text>The resident refuses to reimburse the provider for service.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>When the local department terminates CARE services, the local department shall:</text>
        <paragraph num="(a)">
          <text>Refer the resident to the local department's Social Services to Adults (SSTA) program if the resident requests case management services; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>At least 15 days before termination, provide written notice to the resident which shall include the:</text>
          <paragraph num="(i)">
            <text>Decision to terminate the service;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Reason for the decision;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Regulation supporting the decision; and</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Resident's right to appeal the decision and the method of obtaining a fair hearing.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Following termination of CARE services, the case manager shall provide for one month:</text>
        <paragraph num="(a)">
          <text>Follow-up services; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Appropriate referrals to other community services including other services within the local department.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Immediate Suspension of Services to Resident.</text>
      <paragraph num="(1)">
        <text>If the conduct of the resident poses a threat to the safety or well-being of the provider or the residents in the home, the local department may, without giving 15 days notice, immediately suspend services to the resident for a period not to exceed 30 days. Within 72 hours of the suspension, the local department shall advise the resident in writing of the:</text>
        <paragraph num="(a)">
          <text>Grounds for the action taken; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Resident's right to appeal the suspension.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If the CARE Home Certificate is revoked or the case manager determines that the CARE Provider can no longer meet the needs of the resident and the resident refuses another CARE home placement, then the local department may terminate services to the resident.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>At the end of the suspension period, the local department shall either reinstate or terminate services. If the local department terminates services, it shall provide the resident with a notice of the termination at least 15 days before the effective date of termination.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Certification Requirements for CARE Homes.">
    <paragraph num="A.">
      <text>A provider and the CARE home operated by the provider shall meet standards set forth in this regulation, and have a separate certification for each site at which the provider applicant proposes to house CARE residents.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The provider or incorporated provider's designee shall:</text>
      <paragraph num="(1)">
        <text>Be 21 years old or older;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Document that the provider applicant has sufficient financial resources to establish and operate the CARE home;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Document the provider applicant's place of residence;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Have three satisfactory nonrelative character references;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Have no criminal record or Adult Protective Services or Child Protective Services history that indicates behavior potentially harmful to residents;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Have no household member 18 years old or older and not receiving CARE services who has a criminal record or history indicating potentially harmful behavior to residents;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Be willing to work with the local department and other appropriate agencies for the well-being of the resident;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Exhibit a genuine interest in the welfare of the resident and perform the provider responsibilities appropriate to meet the resident's physical and social needs;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Participate in CARE training programs as required by the local department or the Administration;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Submit a medical statement, from a licensed medical care provider, indicating that the applicant has the physical and mental capacity to provide care to residents; and</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Sign a provider agreement stating that the provider shall:</text>
        <paragraph num="(a)">
          <text>Accept as full reimbursement for care for a resident placed by the CARE program, an amount equal to the rates established in COMAR 07.03.07, and any supplement established or administered by federal, State, or local government;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Reimburse the resident for any payment the resident made for care not received due to the resident's removal from placement by the case manager for cause due to actions of the provider; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Maintain and make available to the local department, upon request, records pertaining to expenditures on behalf of the resident residing in the CARE home.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Providers must have at least one backup provider, or backup/substitute staff, who shall:</text>
      <paragraph num="(1)">
        <text>Be 21 years old or older, or 18 through 20 years old and supervised by a staff member 21 years old or older;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Have no criminal record or Adult Protective Services or Child Protective Services history that indicates behavior potentially harmful to residents;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Have three satisfactory nonrelative character references;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Be willing to work for the well-being of the resident with the local department staff and other agencies involved;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Exhibit a genuine interest in the welfare of the resident and be willing to perform provider responsibilities appropriate to meet the resident's physical and social needs;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Attend required CARE training as determined by the local department; and</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Submit a medical statement, from a licensed medical care provider, indicating that the backup provider(s) and/or staff has the physical and mental capacity to provide care to residents.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Requirements of a CARE Home. The CARE home shall:</text>
      <paragraph num="(1)">
        <text>Be owned, held, leased, or otherwise controlled by the provider;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Pass health and fire safety inspections conducted by local health and fire departments or fire marshals, unless the inspections are not available in the local jurisdiction of the residence;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Contain not more than three separate supervised apartment units if an individual home is divided into apartments, unless the supervised apartment units were certified prior to January 1, 2007, in which case the home may be certified as a CARE home with more than three separate supervised apartments;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Provide not more than double occupancy per bedroom for residents;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Provide a minimum of 70 square feet for single occupancy bedrooms and 60 square feet per bed for double occupancy for residents;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Have sleeping areas not used for any other purpose;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>When a basement is used as a bedroom, it shall be finished, adequately heated and lighted, have a window and fire egress and be enclosed for privacy;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Provide grab rails in bathrooms and stairways;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Provide a minimum temperature of 68° Fahrenheit in rooms used by residents;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Have toilets, lavatories, baths, and showers adequate in number, location, and size to accommodate the needs of residents and other household members;</text>
      </paragraph>
      <paragraph num="(11)">
        <text>When the condition of the resident requires it, have bathroom facilities on any floor where the resident is permitted;</text>
      </paragraph>
      <paragraph num="(12)">
        <text>Have an adequate water supply, with well water tested and approved by the local health authorities;</text>
      </paragraph>
      <paragraph num="(13)">
        <text>Provide an outside fire escape for a resident bedroom located on the third floor or higher;</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Have a minimum of one operable:</text>
        <paragraph num="(a)">
          <text>Smoke detector per floor;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Fire extinguisher rated for use against chemical and electrical fires that is readily accessible on each floor where residents are permitted and near hazardous areas;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A carbon monoxide alarm in homes where there is fossil fuel such as natural gas, propane, fuel oil and pellet stoves; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Landline telephone that is accessible to the resident;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(15)">
        <text>Post by each landline telephone the emergency telephone numbers for the police and fire department, and any backup support person;</text>
      </paragraph>
      <paragraph num="(16)">
        <text>Have safe and functioning systems for:</text>
        <paragraph num="(a)">
          <text>Heating and cooling;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Hot and cold running water;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Sewage;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Electricity;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Cooking;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Refrigeration;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Artificial and natural light; and</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Ventilation;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(17)">
        <text>Have clean and adequately furnished bedrooms and separate beds for each resident which include:</text>
        <paragraph num="(a)">
          <text>An individual bed, which may not be a rollaway cot or folding bed, for each resident;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Adequate closet and drawer space;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Linens for bedroom and bathroom; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>An adequate source of light for reading and other use in bedroom and in common areas;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(18)">
        <text>Have sufficient dishes, glassware, plates, and flatware to provide each resident with a complete set of eating utensils;</text>
      </paragraph>
      <paragraph num="(19)">
        <text>Have cleaning supplies, toilet paper, and soap available for use by the residents;</text>
      </paragraph>
      <paragraph num="(20)">
        <text>Have at least one comfortably furnished living room and a common dining area available for residents' use; and</text>
      </paragraph>
      <paragraph num="(21)">
        <text>Have a safe place to keep residents' valuables such as a locked box.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Application Process for Providers.">
    <paragraph num="A.">
      <text>A person who wishes to operate a CARE home shall apply at the local department and submit a completed application on a form prescribed by the Administration.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Processing of Application by the Local Department.</text>
      <paragraph num="(1)">
        <text>Except under circumstances set forth in Regulation .16 of this chapter, the local department shall evaluate the provider applicant and the residence through the following activities:</text>
        <paragraph num="(a)">
          <text>Visit to the residence and an interview with the provider applicant;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Review with law enforcement authorities any criminal record of:</text>
          <paragraph num="(i)">
            <text>The provider applicant;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Any household member 18 years old or older who will reside in the CARE home but not as a recipient of CARE services; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Any backup provider or providers who will care for residents;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(c)">
          <text>Contact, and evaluate the responses of, three references listed on the application regarding the applicant's suitability to be a CARE provider, including references who have:</text>
          <paragraph num="(i)">
            <text>Work experience directly related to the duties or requirements of the CARE provider or contact with the employers of the provider applicant; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Previously been licensed or certified by a State agency or a state agency from a state other than Maryland;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(d)">
          <text>Review the qualifications, including age, references, and criminal records of all backup provider or providers who will care for residents;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Determine the number of residents that may be cared for in the home;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Determine the level of care available from the provider to compute the rate of payment as set forth in COMAR 07.03.07;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Obtain and review required health and fire inspection reports;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Arrange for CARE training for the provider applicant, and the backup provider or providers, that is provided by the local department or the Administration; and</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Sign the provider agreement.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If an application is incomplete, the local department shall send a written notification to the provider applicant which shall include a:</text>
        <paragraph num="(a)">
          <text>List of missing or incomplete documentation; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Statement that if the completed application is not received by the local department within 30 days from the date of the notice, the local department shall deny the application according to §D of this regulation.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Notice of Decision.</text>
      <paragraph num="(1)">
        <text>Within 90 days of the start of the evaluation process as set forth in §B of this regulation, the local department shall notify the provider applicant in writing of the decision regarding the application.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the decision is to certify the provider applicant, the notice shall include the:</text>
        <paragraph num="(a)">
          <text>Decision;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Certificate to operate as a CARE home;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Expiration date of the certificate;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Number of CARE residents permitted in the home;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Level of care available from the provider;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Statement that the local department may make unannounced inspection visits; and</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Information of the provider applicant's right to appeal the decision as provided in COMAR 07.01.04 and of the method for obtaining a fair hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Temporary Certification.</text>
        <paragraph num="(a)">
          <text>The local department may issue or extend a temporary certificate if the residence does not fully comply with the regulations if the deficiencies:</text>
          <paragraph num="(i)">
            <text>Do not constitute a life, safety, or health hazard; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Can be corrected within 90 days of the temporary certificate date.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>The notice of the decision to issue a temporary certificate shall include:</text>
          <paragraph num="(i)">
            <text>Decision;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Temporary certificate to operate the CARE home for 90 days;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Expiration date of the certificate;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Deficiencies to be corrected;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Statement of notice that certification as a CARE home is available when the deficiencies are corrected; and</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Information indicated in §C(2)(d)—(g) of this regulation.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>If the decision is to deny the application, the notice shall include the:</text>
        <paragraph num="(a)">
          <text>Decision;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Reason for the decision;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Specific regulation supporting the decision; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Information of the applicant's right to appeal the decision and method for obtaining a fair hearing.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The local department shall deny the application if the:</text>
      <paragraph num="(1)">
        <text>Residence does not meet the requirements specified in Regulation .07 of this chapter; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Applicant:</text>
        <paragraph num="(a)">
          <text>Prevents the local department from completing its responsibility for determining whether to issue a certification;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Fails to complete the application within the time set forth in §B(1) of this regulation;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Has not corrected the deficiencies that prevented more than temporary certification as specified in §C(3) of this regulation;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Withdraws the application; or</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Provided false information on the application or during the evaluation process.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Local Department Responsibilities to the Provider.">
    <text>Local department responsibilities to the provider include:</text>
    <paragraph num="A.">
      <text>Referral to training offered by the Administration;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Consultation and supportive services;</text>
    </paragraph>
    <paragraph num="C.">
      <text>Assistance to formulate realistic house rules;</text>
    </paragraph>
    <paragraph num="D.">
      <text>Technical advice to meet the standards of the CARE program; and</text>
    </paragraph>
    <paragraph num="E.">
      <text>An annual review of the CARE home and provider and subsequent written notice of recertification or disapproval of certification.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Provider Responsibilities.">
    <paragraph num="A.">
      <text>Level of Care.</text>
      <paragraph num="(1)">
        <text>A CARE home shall provide a level of care based on the provider's ability to:</text>
        <paragraph num="(a)">
          <text>Respond to the resident's need for supervision;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Teach activities of daily living;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Provide personal care services and encouragement; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Facilitate the resident's decision making and planning.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The level of care and services provided to an individual resident shall be:</text>
        <paragraph num="(a)">
          <text>Specified in the residential service agreement;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Based on the initial or most recent assessment of the intensity of the services needed by the resident;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Determined by the case manager using the assessment form provided by the Administration; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Provided by the care provider according to the service plan developed by the case manager, and based on the applicant's needs described in the applicant's assessment form.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Four Levels of Care, as Determined by the Case Manager's Assessment.</text>
        <paragraph num="(a)">
          <text>Level A is minimal supervision, assistance, and personal care, where the provider shall:</text>
          <paragraph num="(i)">
            <text>Perform brief interventions in the applicant's self-care routine; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Carry out general supportive oversight.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Level B is moderate supervision, assistance, and personal care, where the provider shall:</text>
          <paragraph num="(i)">
            <text>Perform substantial or frequent interventions in the applicant's self-care routine; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Provide general supervision and oversight of the applicant's activities.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(c)">
          <text>Level C is extensive supervision, assistance, and personal care, where the provider:</text>
          <paragraph num="(i)">
            <text>Shall perform substantial or frequent interventions in the applicant's self-care routine;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>May implement a plan of teaching elements of activities of daily living; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Shall provide supportive supervision and oversight of the applicant's activities.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(d)">
          <text>Level D is specialized and intense supervision, assistance, and personal care, where the provider:</text>
          <paragraph num="(i)">
            <text>Shall perform very frequent interventions in the applicant's self-care routine;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>May implement a plan of teaching elements of activities of daily living; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Shall provide supportive supervision and oversight of the resident's activities.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Other Provider Responsibilities. The provider shall:</text>
      <paragraph num="(1)">
        <text>Designate and utilize a backup support approved by the local department to provide care in emergency situations or in the provider's extended absence;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Provide the resident with three balanced meals per day or other special diet prescribed by the resident's health care provider;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Provide resident with sufficient, weather appropriate, clothing to maintain hygiene;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Maintain all of the home's equipment and supplies in a safe and functioning condition;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>If the provider permits smoking, designate a smoking area;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Post the CARE home certification in the area of the residence visible to residents and visitors;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Establish a fire escape plan, instruct each resident about the plan upon arrival in the home, and practice the plan with all residents at least every 3 months;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Maintain records on each resident that include:</text>
        <paragraph num="(a)">
          <text>Dates of placement and discharge;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Payment sources and amount;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Individualized service plan agreement; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Emergency data;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(9)">
        <text>Provide an area in the home where the resident may have visitors with a reasonable amount of privacy;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>In collaboration with the case manager and resident, establish a written resident-provider agreement which includes the:</text>
        <paragraph num="(a)">
          <text>Method and amount of payment;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Level and type of service to be provided; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Provider's house rules;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(11)">
        <text>Except in an emergency, provide at least 30 days notice to the resident and resident's case manager if change in placement is required;</text>
      </paragraph>
      <paragraph num="(12)">
        <text>Notify the local department or case manager within 24 hours of any:</text>
        <paragraph num="(a)">
          <text>Unusual incident or accident involving a resident or provider such as serious illness, accident, death, significant change in behavior, or move; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Planned or unplanned absence from the home;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(13)">
        <text>Notify the local department at least 90 days before relocating the home; and</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Notify the local department at least 30 days before making any other changes affecting certification.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Limitations on the Certificate.">
    <paragraph num="A.">
      <text>A certificate may not be transferred to another residence or provider.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Time Limitation.</text>
      <paragraph num="(1)">
        <text>A certificate is valid for 1 year from the date of issuance.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A temporary certificate is valid for 90 days from the date of issuance.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Level of Care. A residence certified for:</text>
      <paragraph num="(1)">
        <text>Level D may have applicants at Levels A, B, C, or D;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Level C may have only applicants at Level A, B, or C;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Level B may have only applicants at Level A or B; or</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Level A shall have only applicants at Level A.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Number of Residents.</text>
      <paragraph num="(1)">
        <text>A provider may not provide care for more than the number of CARE residents stated on the certificate.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A CARE home may have not more than:</text>
        <paragraph num="(a)">
          <text>Four CARE residents in a provider's home;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Four CARE residents, exclusive of staff, for a supervised apartment, unless the supervised apartment was certified prior to January 1, 2007 in which case it may be a CARE home with more than four residents; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Eight CARE residents, exclusive of staff, for a group home, unless the group home was certified prior to January 1, 2007 in which case it may be a CARE home with more than eight CARE residents.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Non-CARE Residents. A provider may not provide care to a non-CARE resident. All residents not a member of the provider's family shall be placed there by the Project Home Program.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".12" heading="Recertification.">
    <paragraph num="A.">
      <text>The local department shall initiate the process to recertify the CARE home:</text>
      <paragraph num="(1)">
        <text>Within 30 days after the local department obtains information about changes in the provider's circumstances or the residence which affect the certification; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>At least once a year.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Application for Recertification.</text>
      <paragraph num="(1)">
        <text>The local department shall send the provider an application:</text>
        <paragraph num="(a)">
          <text>Within 10 days after obtaining the provider's information about a change; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>At least 60 days before the certificate expires.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>When the local department's recertification visit precedes the expiration date of the certificate, the provider may complete the application at the face-to-face recertification visit.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The recertification application notice shall include an application due date to allow the local department to make its decision within the required time limits.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Evaluation of Recertification Application. Upon receipt of the application, the local department shall:</text>
      <paragraph num="(1)">
        <text>Visit the residence and interview the provider to discuss any changes in circumstances;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Review status of criminal record for:</text>
        <paragraph num="(a)">
          <text>A household member over 18 years old, who resides in the CARE home, but is not a CARE resident; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Backup provider or providers, and staff where appropriate, who care for residents;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Contact if possible, all case managers who worked with residents in the home during the current certification year and evaluate their assessment of the home;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Request and review reports of health and fire inspections if needed and available;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Review the qualification of backup providers or providers, and staff where appropriate;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Arrange for any required CARE training for the provider and staff;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Determine the number of CARE residents the home may care for and the level of care to be provided; and</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Advise the provider in writing within 90 days of the beginning of the recertification process of the decision to deny or recertify as set forth in Regulation .08C of this chapter.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".13" heading="Probationary Period.">
    <paragraph num="A.">
      <text>The local department may place the provider on probationary status:</text>
      <paragraph num="(1)">
        <text>Upon finding that a violation requires immediate action to protect the health, safety, or welfare of a resident in the provider's care; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>For not more than 60 days from the date of the department’s knowledge of the violation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Probation Notice.</text>
      <paragraph num="(1)">
        <text>The local department shall notify the provider of the probationary status in writing within 10 days of the local department's knowledge of a violation.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The probation notice shall include the:</text>
        <paragraph num="(a)">
          <text>Reason for probationary status;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Regulation on which it is based;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Provider's right to appeal the decision and the method for requesting a fair hearing; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Statement that probationary status may lead to revocation of certification if the violation is not corrected within the probation period.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>On or before the date ending the probationary period, the local department shall remove the probationary status, extend the probationary status, or revoke the certificate.</text>
    </paragraph>
    <paragraph num="D.">
      <text>During the probationary period, the local department shall obtain the approval of the director or designee of the local department before placing a new applicant in the CARE home.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".14" heading="Revocation.">
    <paragraph num="A.">
      <text>The local department may revoke a certificate if:</text>
      <paragraph num="(1)">
        <text>The provider or the CARE home fails to meet certification requirements as stated in Regulation .07 of this chapter;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The provider fails to disclose pertinent information related to certification or provides false information to the local department;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Conditions in the home represent a threat to the health, safety, or welfare of a resident;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>The provider requests that the certificate be revoked;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The provider fails to submit required information by the due date on the recertification application to the local department; or</text>
      </paragraph>
      <paragraph num="(6)">
        <text>The provider fails to abide by the provider agreement or any set of written procedures required by the local department.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The local department shall inform the provider in writing of its decision to revoke certification at least 15 days before the proposed action. The notice shall include the:</text>
      <paragraph num="(1)">
        <text>Decision;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Reason for revocation;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Regulation supporting the decision; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Provider's right to appeal the decision and the method of obtaining a fair hearing.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".15" heading="Enforcement.">
    <paragraph num="A.">
      <text>If the provider's certificate expires or is revoked, the local department shall send a written notice, if appropriate, to:</text>
      <paragraph num="(1)">
        <text>All residents of the home;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Individuals responsible for residents' placement in the home including:</text>
        <paragraph num="(a)">
          <text>The families or guardians of residents; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Representative payees of SSI beneficiaries; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>MDH, Office of Health Care Quality.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The written notice from the local department shall include:</text>
      <paragraph num="(1)">
        <text>Notice that the certificate is revoked or expired;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A description of the violation;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An offer to assist in the resident's relocation to another approved home or other living arrangement; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Notice that the local department shall terminate benefit payment to a PAA recipient if the recipient is not living in a certified home.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".16" heading="Limits on Program.">
    <paragraph num="A.">
      <text>The delivery of case management services and the certification of CARE homes are subject to the limitation of available funds and staff.</text>
    </paragraph>
    <paragraph num="B.">
      <text>For CARE applicants who cannot be served due to insufficient funds or staff, the local department shall:</text>
      <paragraph num="(1)">
        <text>Maintain a waiting list; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Serve eligible applicants in the order in which they are ranked in accordance with Regulation .04E of this chapter.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>For provider applicants who cannot be studied for certification due to insufficient staff or the absence of need for additional homes, the local department shall:</text>
      <paragraph num="(1)">
        <text>Maintain a waiting list; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Study applicants in the order in which they applied, unless special needs of resident applicants awaiting placement can be met only by later provider applicants with specific services.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The local department shall provide written notice of the waiting list status to applicants for service and provider applicants.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".17" heading="Fair Hearings and Nondiscrimination.">
    <paragraph num="A.">
      <text>The resident, a representative acting on behalf of the resident, or the provider may request a fair hearing as provided in COMAR 07.01.04.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The local department and provider are subject to the prohibition against discrimination as stated in COMAR 07.01.03.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Health-General Article, §§19-1801—19-1806; Human Services Article, §§6-508—6-513; Annotated Code of Maryland(Agency Note: Federal Regulatory Reference: 45 CFR Part 1397)</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: February 24, 1986 (13:4 Md. R. 395)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .02, .03, .07, and .08 amended; new Regulation .16 adopted; and existing Regulations .16 and .17 recodified to be .17 and .18 as an emergency provision effective February 24, 1986 (13:6 Md. R. 667); emergency status expired June 30, 1986</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .02I, K; .03C; .07; .08A amended effective July 13, 1986 (13:14 Md. R. 1631)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .16 and .17 recodified to .17 and .18, and new Regulation .16 adopted effective July 13, 1986 (13:14 Md. R. 1631)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter 20 “C.A.R.E. Program” revised as Chapter 20 “Certified Adult Residential Environment (C.A.R.E.) Program” effective October 3, 1988 (15:20 Md. R. 2333)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .10A amended effective November 1, 1990 (17:20 Md. R. 2424)</annotation>
    <annotation type="History" subtype="Administrative History">Recodified from COMAR 07.02.20 to 07.06.15, December, 1992</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.18, Certified Adult Residential Environment C.A.R.E.(CARE) Program repealed effective June 11, 2001 (28:11 Md. R. 1053)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.17, Certified Adult Residential Environment (CARE) Program adopted effective June 11, 2001 (28:11 Md. R. 1053)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01 amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02B amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03A amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04 amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05 amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .06C, D amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .07 amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .08 amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .10 amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .11 amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .12C amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .14A amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .15A amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .16C amended effective July 17, 2008 (35:14 Md. R. 1245)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter recodified from COMAR 07.06.15 to COMAR 07.02.19, effective June, 2009</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01C amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02B amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03A amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04 amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05A, L amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .06C amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .07 amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .08B amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .10B amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .12C amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .13A, B amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .14A amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .16B amended effective April 10, 2017 (44:7 Md. R. 353)</annotation>
  </annotations>
</chapter>