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<chapter num="14" heading="Aquaculture Permits" title_num="08" subtitle_num="02">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter applies to the collection, permitting, possession, production, processing, marking, transporting, purchase, or sale of fish or aquatic plants, except for shellfish aquaculture on a leased or licensed area as described in COMAR 08.02.23, which are the products of, or intended to be used for, aquaculture as that term is defined in Natural Resources Article, §4-11A-01, Annotated Code of Maryland.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Purpose.">
    <text>The purpose of this chapter is to encourage the orderly development of an aquaculture industry in Maryland, while ensuring that aquaculture operations do not adversely impact upon the State's wild stocks of fish.</text>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Aquaculture” means the commercial rearing of the species of fish or aquatic plants listed in Regulation .07, or as otherwise permitted by these regulations. It includes one or more activities which are related to the production of fish or aquatic plants.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Aquaculture activities” means those activities which may include the purchase, sale, possession, capture, production, breeding, transportation, and processing of fish or aquatic plants.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Fish” means finfish, crustaceans, mollusks, and amphibians and reptiles which spend the majority of their life cycle in water, and any part, egg, offspring, or dead body of any of these species.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Hybrid” means the offspring of any species of fish of genetically dissimilar parents or stock.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Maryland waters” means tidal and nontidal waters located within the boundaries of the State, including that portion of the Atlantic Ocean within the boundaries of the State, the Chesapeake Bay and its tributaries, and all ponds, lakes, rivers, streams, public ditches, tax ditches, and public drainage systems within the State.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Native species” means any species of fish which historically has lived, grown, and reproduced in Maryland's waters.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Naturalized species” means any species of fish which, though not indigenous to Maryland, has acclimated, or adapted to life in Maryland's waters so that the species has been documented as having lived, grown, and reproduced in Maryland for more than 10 years.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Non-native species” means a species of fish that is not a native or naturalized species of fish as defined in this regulation.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Permittee” means a person authorized by the Department to engage in aquaculture activities, including the permittee's agents or employees.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Person” includes:</text>
        <paragraph num="(a)">
          <text>The State, county, municipal corporation, or other political subdivision of the State, and any of their units;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An individual, receiver, trustee, guardian, executor, administrator, fiduciary, or representative of any kind; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Any partnership, firm, association, public or private corporation, or any other entity.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(11)">
        <text>“Processed” means prepared or converted to a form other than the whole animal.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Permit Requirements for Aquacultural Activities.">
    <paragraph num="A.">
      <text>A person may not engage in aquaculture or related activities, own or operate an aquaculture facility, or propagate fish for aquacultural purposes without first obtaining a permit from the Department.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A person may not conduct aquacultural activities involving finfish in the tidal waters of the State without first obtaining a permit from the Department.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Types of Permits.">
    <paragraph num="A.">
      <text>The Department may issue permits to engage in the following aquacultural activities:</text>
      <paragraph num="(1)">
        <text>The aquaculture of native and naturalized species of fish or aquatic plants listed in Regulation .07;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The aquaculture of any native or naturalized species of fish, or aquatic plants not listed in Regulation .07, or any non-native species of fish or aquatic plants, provided the application satisfies the criteria set forth in applicable statutes and these regulations;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The aquaculture of species listed as threatened or endangered under Maryland's Endangered Species of Fish Conservation Act, Natural Resources Article, §4-2A-04, Annotated Code of Maryland, listed in Regulation .07, after January 1, 1990;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>The capture of brood stock;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The aquaculture of shellfish in confined, on-shore facilities; or</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Demonstration and experimental aquaculture of native or naturalized finfish in the tidal waters of the State.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Prohibitions.</text>
      <paragraph num="(1)">
        <text>The Department may not issue a permit if the aquacultural activity will:</text>
        <paragraph num="(a)">
          <text>Adversely affect wild stocks of fish;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Result in the release of non-native species into Maryland waters, except in confined water such as ponds where there are safeguards to prevent escape; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Result in the contamination of native or naturalized species of fish or their ecosystem.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The Department may not issue a permit if the permit for the aquacultural activity:</text>
        <paragraph num="(a)">
          <text>Does not require the identification of the product of the aquaculture operation; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Is not conditioned so as to require the permittee to obtain all necessary permits and comply with all applicable health and environmental laws and regulations.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Application Procedures.">
    <paragraph num="A.">
      <text>One or more of the activities specified in Regulation .05A may be requested in the same application.</text>
    </paragraph>
    <paragraph num="B.">
      <text>On an application form provided by the Department, a person who wishes to engage in aquaculture or aquacultural activities in Maryland (referred to as “applicant”) shall provide the:</text>
      <paragraph num="(1)">
        <text>Name and address of the applicant;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Type and location of the facility or proposed facility, if any;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Species of fish or aquatic plant for which a permit is sought;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Type of water supply and location of nearest body of water that has an inlet or outlet water flow;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Type of aquacultural activity or activities proposed; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Estimate of production capacity.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>As part of the application process, the applicant shall:</text>
      <paragraph num="(1)">
        <text>Furnish information the Department requires concerning the proposed source of any stocks of fish to be used in the proposed aquacultural activity. If unknown at time of application, a permit may require that the Department be notified in advance of receipt of any shipment of fish.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Furnish information concerning the health status of any proposed stock of fish, including certifications acceptable to the Department. If unknown at the time of application, a permit shall require the certifications before shipment or receipt of any shipment of fish.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Furnish any other information concerning the proposed activity necessary to complete the application.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Allow the Department to inspect at reasonable hours the site of any proposed aquaculture facility.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Permitted Species.">
    <paragraph num="A.">
      <text>The Department may issue permits for the following species or families of fish and aquatic plants:</text>
      <paragraph num="(1)">
        <text>Fish.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Threatened or Endangered Species of Fish and Aquatic Plants. Except as provided in §B, of this regulation, the Department may issue permits for any species of fish or aquatic plants listed as threatened or endangered in Maryland, including striped bass and hybrids of striped bass, unless issuance of the permit is precluded under federal law.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Prohibited Species. The Department may maintain a list of prohibited species for which permits may not be issued except under certain conditions.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="General Terms and Conditions Applicable to Permits.">
    <paragraph num="A.">
      <text>The following terms and conditions apply to permits issued under the authority of this chapter, whether expressly set forth in the permit document itself or not:</text>
      <paragraph num="(1)">
        <text>Finfish products of any aquacultural activity shall be identified as such in accordance with Regulation .10E, of this chapter.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A person conducting aquacultural activities shall display the appropriate aquaculture permit at the aquaculture facility, or have the permit in possession for activities authorized at sites other than an identified aquaculture facility. The permit shall be made available for inspection at reasonable times upon request by the Department.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A person operating a permitted aquaculture facility shall:</text>
        <paragraph num="(a)">
          <text>Allow the Department to inspect the facility, equipment, and fish or aquatic plants at reasonable hours;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Maintain fish production records on a quarterly basis which estimate stocks on hand at the facility by species;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Maintain shipping and receiving records by species of the distribution of fish or aquatic plants to or from a permitted facility; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Notify the Department immediately upon the discovery of any disease affecting the fish or plants at the facility that has the potential to contaminate native or naturalized species of fish.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The records required by §A(3) shall be maintained at the facility, or at a specified location other than the facility for 3 years, and be made available to the Department for inspection upon request.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Approval of Permits.">
    <paragraph num="A.">
      <text>The Department may issue a permit to engage in aquaculture activities authorized by law and these regulations, after receipt and approval of a completed application.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Permits issued by the Department shall be:</text>
      <paragraph num="(1)">
        <text>Valid for a 5-year period, and expire on December 31 of the fifth year after issuance;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Issued for each facility separately.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Permits issued by the Department are not transferrable.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Permits may be modified or amended upon request of the permittee, or at the direction of the Department.</text>
    </paragraph>
    <paragraph num="E.">
      <text>The Department may deny a permit application to possess species of fish or aquatic plants which may have an adverse impact on fish populations or their ecosystems.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Special Requirements.">
    <paragraph num="A.">
      <text>Native or Naturalized Species. Facilities which produce native or naturalized fish species listed in Regulation .07 shall confine production to the permitted location.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Non-native Species.</text>
      <paragraph num="(1)">
        <text>A person may not conduct aquaculture activities using non-native fish except in approved nontidal ponds, lakes, and impoundments.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Facilities approved for non-native or hybrid finfish in nontidal ponds, lakes, and impoundments shall be constructed to assure that non-native stocks are precluded from entering the tidal waters of the State. A facility may not discharge its effluent directly or indirectly into Maryland waters without approved treatment.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Acquisition of Adult Finfish, Fingerlings, Fry, and Eggs.</text>
      <paragraph num="(1)">
        <text>Brood stock, or the progeny of native or naturalized species of finfish, may be obtained from an out-of-State supplier that possesses a valid out-of-State supplier permit in accordance with COMAR 08.02.01.16. They shall be certified by an authority acceptable to the Department to be free of known, infectious diseases that have the potential to contaminate native or naturalized species of fish.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Department may provide technical assistance, upon request, to determine whether the fish have any known viral, bacterial, protozoan, or parasite infections which have the potential to contaminate finfish populations of the State.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Each purchase or acquisition of finfish for aquaculture purposes shall be accompanied by a receipt, or other written evidence showing the date, source, species, quantity of the acquisition, and its destination. Receipts shall be retained as part of the permittee's records for 3 years.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Imported hybrid or non-native finfish shall be certified by an authority acceptable to the Department to be free of known infectious diseases that have the potential to contaminate native or naturalized fish or aquatic plants.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Size Requirements. After January 1, 1990, there is no minimum size requirement for any species of finfish propagated from aquaculture nontidal ponds, lakes, and impoundments, provided the production of finfish from permitted facilities is identified as an aquaculture product.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Marketing and Identification of Aquaculture Products — Finfish.</text>
      <paragraph num="(1)">
        <text>Finfish aquaculture products that are produced in, sold in, imported to, or exported from Maryland shall be packaged and labeled in accordance with §E(2) and (3), of this regulation.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Dead or processed aquaculture finfish product or parts of it may be offered for sale subject to the following conditions:</text>
        <paragraph num="(a)">
          <text>The product shall be identified as an aquaculture product. Packages and containers containing aquaculture products shall be tagged or labeled with a uniform series of 14 digit numbers and letters as shown in the example below:</text>
        </paragraph>
        <paragraph num="(b)">
          <text>If individually marked, the product shall have affixed a printed label bearing the same information listed in §E(2)(a), of this regulation.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The sale of the product shall be accompanied by a receipt showing the date of sale, the name, address, and permit number of the aquaculture facility, the numbers and species of finfish sold, and the name of the purchaser. The consignee of each subsequent sale shall retain a copy of the bill of lading or similar accountable document for 1 year and make it available to the Department upon request.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Live aquaculture finfish which are produced in nontidal ponds, lakes, and impoundments and imported, exported, or offered for sale in Maryland shall be subject to the following conditions:</text>
        <paragraph num="(a)">
          <text>Live finfish from any source may not be stocked in Maryland waters unless specifically permitted by the Department;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Live finfish may be moved and stocked within a permitted facility, if the terms of the permit are not violated by the movements;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Live finfish may be freeze-branded alive with an “A” 1/2 inch square, which shall serve as a mark on a processed product without affixing a tag described in §E(2)(b), of this regulation;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>A shipment of live eggs, fry, or fingerlings offered for sale or exchanged shall be accompanied by packaging or labeling which bears the:</text>
          <paragraph num="(i)">
            <text>Name,</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Address,</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Permit number,</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Species, and</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Number of finfish.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Reports.">
    <paragraph num="A.">
      <text>A permittee shall submit an annual report of activities undertaken under the permit on a form provided by the Department.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A permittee shall furnish other information necessary to complete an application, or to report on activities conducted under the permit.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".12" heading="Suspension or Revocation of Permits.">
    <paragraph num="A.">
      <text>The Department may suspend or revoke a permit of a permittee who violates the terms or conditions of the aquaculture permit, these regulations, or the laws governing aquaculture in Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If the Department has reason to believe that a permittee is violating the permit, these regulations, or any of the laws governing aquaculture, the Department shall issue a notice of violation to the permittee.</text>
    </paragraph>
    <paragraph num="C.">
      <text>A notice of violation shall set forth the facts which the Department believes warrant suspension or revocation of the permit and give the permittee an opportunity to request a contested case hearing.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Hearings shall be conducted in accordance with the contested case procedures set forth in State Government Article, Title 10, Subtitle 2, Annotated Code of Maryland and COMAR 08.01.04.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Nothing in these regulations shall be construed as preventing the Department from seeking any appropriate form of judicial relief against a permittee.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Natural Resources Article, §§1-104, 4-11A-02, 4-11A-11, and 4-1019.2; State Government Article, §10-206; Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date:</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.03 adopted as an emergency provision effective January 1, 1990 (17:1 Md. R. 63); emergency status extended at 17:11 Md. R. 1333; emergency status expired July 31, 1990</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.12 adopted effective September 3, 1990 (17:17 Md. R. 2078)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01 amended effective September 6, 2010 (37:18 Md. R. 1214)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03A amended effective September 6, 2010 (37:18 Md. R. 1214)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04B amended effective March 13, 1995 (22:5 Md. R. 366)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05A amended effective March 13, 1995 (22:5 Md. R. 366)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .07A amended effective March 1, 1993 (20:4 Md. R. 370)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .10C amended effective February 11, 2019 (46:3 Md. R. 106)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .12D amended effective April 5, 2010 (37:7 Md. R. 569)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .13 adopted effective September 21, 2009 (36:19 Md. R. 1435)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .13 repealed effective February 15, 2016 (43:3 Md. R. 271)</annotation>
  </annotations>
</chapter>