Regulation .11 Information for Background Investigation.
Regulation .11 Information for Background Investigation.LinkCopy Citation
A.
An individual required to provide information under Regulation .10 of this chapter shall also submit a set of the individual's fingerprints and complete a background form supplied by the Commission which includes a statement disclosing whether the individual has ever been:
(1)
Arrested;
(2)
Convicted of, pled nolo contendere to, or received probation before judgement for, a felony or misdemeanor, other than a misdemeanor traffic offense;
(3)
Sanctioned by a government agency related to horse racing;
(4)
Found liable in connection with a civil action related to horse racing;
(5)
A debtor in a bankruptcy proceeding; or
(6)
Denied a bond.
B.
The forms submitted in compliance with this regulation shall be submitted under separate cover labeled “Background Investigation Forms—Confidential” and include the fingerprint cards required by this regulation.