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<chapter num="02" heading="Code of Ethics" title_num="09" subtitle_num="21">
  <regulation prefix="Regulation" num=".01" heading="Rules of Conduct.">
    <paragraph num="A.">
      <text>Competence.</text>
      <paragraph num="(1)">
        <text>In practicing architecture, an architect shall act with reasonable care and competence, and shall apply the technical knowledge and skills which are ordinarily applied by architects of good standing, practicing in the same locality.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>In designing a project, an architect shall take into account all applicable State and municipal building laws and regulations. While an architect may rely on the advice of attorneys, engineers, and other qualified individuals as to the intent and meaning of those regulations, once having obtained this advice, an architect may not knowingly design a project in violation of those laws and regulations.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An architect shall undertake to perform professional services only when the architect, together with those whom the architect may engage as consultants, are qualified by education, training, and experience in the specific technical areas involved.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>An individual may not practice architecture if, in the Board's judgment, the individual's professional competence is substantially impaired by physical or mental disabilities.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Conflict of Interest.</text>
      <paragraph num="(1)">
        <text>An architect may not accept compensation for services from more than one party on a project, unless the circumstances are fully disclosed and agreed to, in writing, by all interested parties.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If an architect has a business association or direct or indirect financial interest which is substantial enough to influence the architect's judgment in connection with the architect's performance of professional services, the architect shall fully disclose in writing to the architect's client or employer the nature of the business association or financial interest. If the client or employer objects to the association or financial interest, the architect shall either terminate the association or interest, or offer to give up the commission or employment.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An architect may not solicit or accept compensation from material or equipment suppliers in return for specifying or endorsing their products.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>When acting as the interpreter of building contract documents and the judge of contract performance, an architect shall render decisions impartially, not favoring either party to the contract.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Full Disclosure.</text>
      <paragraph num="(1)">
        <text>An architect, making public statements on architectural questions, shall disclose when the architect is being compensated for making the statement.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An architect shall accurately represent to a prospective or existing client or employer the scope of the architect's qualifications and the scope of the architect's responsibility in connection with work for which the architect is claiming credit.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If, in the course of the architect's work on a project, an architect becomes aware of a decision taken by the architect's employer or client, against the architect's advice, which violates applicable State, county, or municipal building laws and regulations and which will, in the architect's judgment, materially affect adversely the safety to the public of the finished project, the architect shall:</text>
        <paragraph num="(a)">
          <text>Report the decision to the local building inspector or other public official charged with the enforcement of the applicable State, county, or municipal building laws and regulations;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Refuse to consent to the decision; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>In circumstances when the architect reasonably believes that other decisions will be taken notwithstanding the objection, terminate the services with reference to the project.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>In the case of a termination in accordance with §C(3)(c) of this regulation, the architect has no liability to the architect's client on account of the termination.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>An architect may not deliberately make a materially false statement or fail deliberately to disclose a material fact requested in connection with the architect's application for licensure or renewal of licensure.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Compliance with Laws.</text>
      <paragraph num="(1)">
        <text>In the conduct of architectural practice, an architect may not knowingly violate any State or federal criminal laws.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An architect shall comply with the licensing laws and regulations governing architectural professional practice in this or other jurisdictions in which the architect practices architecture.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Professional Conduct.</text>
      <paragraph num="(1)">
        <text>An architect may not either offer or make any payment or gift to a government official, whether elected or appointed, with the intent of influencing the official's judgment in connection with a prospective or existing project in which the architect is interested.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An architect may not either offer or make any gifts, other than gifts of nominal value, including, for example, reasonable entertainment and hospitality, with the intent of influencing the judgment of an existing prospective client in connection with a project in which the architect is interested.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An architect may not engage in conduct involving fraud or wanton disregard of the rights of others.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>An architect may not assist the application for licensure of a person known by the architect to be unqualified in respect to education, training, experience, or character.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>An architect possessing knowledge of a violation of these regulations by another architect shall report this knowledge to the Board.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Failure to Respond.</text>
      <paragraph num="(1)">
        <text>If an applicant or licensee receives from the Board a written communication requesting a response, the applicant or licensee shall respond within 30 days of the date of mailing.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Board shall send a written communication by first-class mail to the last known address furnished to the Board by the applicant or licensee.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>It is a responsibility of an applicant or licensee to notify the Board in writing if there has been a change in the applicant’s or licensee’s address.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Failure to respond as required by this regulation may be considered by the Board to be a violation of Business Occupations and Professions Article, §3-311(a)(l)(iv), Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Names of Entities.">
    <paragraph num="A.">
      <text>An individual, a partnership, a corporation, a limited liability company, or any other entity through which architecture is practiced, may not use an impersonal name unless the name complies with appropriate requirements set forth in Corporations and Associations Article, Annotated Code of Maryland, and Business Occupations and Professions Article, Title 3, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A misleading designation may not be used or implied in the name of a sole proprietorship, partnership, corporation, limited liability company, or other entity offering architectural services in the State. However, this does not prevent the use of the name of a deceased or retired partner, corporate officer, director, or member in the name of the entity.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Sealing Requirements.">
    <paragraph num="A.">
      <text>A licensee may sign or seal plans, specifications, drawings, reports, or other documents that are required to be signed and sealed pursuant to Business Occupations and Professions Article, §3-501, Annotated Code of Maryland, only if the following requirements are met:</text>
      <paragraph num="(1)">
        <text>The licensee is competent in the subject matter of those documents by virtue of education or experience, or both; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The licensee either:</text>
        <paragraph num="(a)">
          <text>Personally prepared the documents; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Approved the documents.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>For purposes of §A(2)(a) and (b) of this regulation and Business Occupations and Professions Article, §3-501, Annotated Code of Maryland, “approval” means:</text>
      <paragraph num="(1)">
        <text>Direct knowledge and responsible control over the content of technical submissions during their preparation; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Substantive review and authority to make revisions with regard to the preparation of submissions described in these regulations.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>In addition, a licensee may sign or seal, after review and inspection, the following:</text>
      <paragraph num="(1)">
        <text>Portions of the professional work that are not required by Business Occupations and Professions Article, Title 3, Annotated Code of Maryland, to be prepared or approved by an architect, only if the architect reviewed and adopted in whole or in part those portions, has coordinated their preparation, and has integrated them into the project; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Prototype standard drawings prepared by an out-of-State architect licensed in any United States jurisdiction, in connection with the design of a commercial chain establishment.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The licensee who signs and seals the documents in accordance with the requirements set forth in these regulations shall be considered to be the architect of record with regard to these documents.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Signature.</text>
      <paragraph num="(1)">
        <text>For the purposes of this regulation, the term “signature” means:</text>
        <paragraph num="(a)">
          <text>A handwritten signature in permanent ink containing the name of the person who applied it; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>For electronic or digital documents, an electronic authentication process attached to or logically associated with the document.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>A digital signature described in this section shall satisfy the following criteria:</text>
        <paragraph num="(a)">
          <text>It must contain an identification unique to a licensee using it;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>It must be under the exclusive control of the licensee using it;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>It must be verifiable; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>It is linked to the document in such a manner that any subsequent modifications to the document will result in the document no longer being considered prepared or approved by the licensee.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Once the digital signature is applied to the document, the document shall be available in a View Format only if the document is to be transmitted electronically.</text>
    </paragraph>
    <paragraph num="G.">
      <text>Nothing in this regulation is intended to modify any of the requirements applicable to professional certification or titleblock more specifically set forth in Regulation 09.21.02.04.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Titleblock Rules.">
    <paragraph num="A.">
      <text>An architectural entity shall incorporate a titleblock on all drawings and other documents required to be signed and sealed pursuant to Business Occupations and Professions Article, §3-501, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A licensee may not remove a titleblock from any print or reproduction of the documents described in these regulations.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The name of the entity shall appear in the titleblock, either as a partnership, corporation, limited liability company, or other appropriate entity. In addition, the titleblock shall contain a date, printed name, signature, and seal of one of the directors of a corporation, general partners of a partnership, or members of a limited liability company, who prepared or approved the documents in accordance with these regulations.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The directors of a corporation, partners of a partnership, or members of a limited liability company through which architecture is practiced, may designate another employee of the entity to sign and seal the documents in accordance with the requirements set forth in these regulations, if the designee:</text>
      <paragraph num="(1)">
        <text>Is licensed in the State to practice architecture; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Prepared or approved the documents for a particular project in accordance with these regulations.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>In addition, the titleblock shall contain the following certification:</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Business Occupations and Professions Article, §§3-205, 3-208(a)(1), and 3-501, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date:</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.04 recodified from COMAR 09.21.01.05—.07-1 effective September 1, 2003 (30:17 Md. R. 1203)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01F adopted effective June 15, 2009 (36:12 Md. R. 836)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01F amended effective February 25, 2019 (46:4 Md. R. 190)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03E—G adopted effective January 19, 2015 (42:1 Md. R. 18)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03E amended effective July 16, 2018 (45:14 Md. R. 696)</annotation>
  </annotations>
</chapter>