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<chapter num="04" heading="Continuing Professional Competency" title_num="09" subtitle_num="35">
  <regulation prefix="Regulation" num=".01" heading="Purpose.">
    <text>The public interest requires that licensees holding applicable licenses pursuant to Public Safety Article, Title 12, Subtitle 8, Annotated Code of Maryland, provide competent services in all areas of practice. The State legislature has determined that it is in the best interest of the public to require licensees to comply with the continuing professional competency requirements as a prerequisite to the renewal of an applicable license.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meaning indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Activity” means attending and completing qualifying courses, seminars, workshops, technical presentations, and other qualifying programs that meet the criteria and objectives of continuing professional competency.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Authorized provider” means an organization or individual reviewed and approved by the CPC Standards Committee.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Board” means the Elevator Safety Review Board.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Continuing Professional Competency (CPC) unit” means 1 hour of instruction, presentation, or other activity.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Course” means a qualifying offering with a clear purpose and objective to maintain, improve, or expand the skills and knowledge of a licensee’s field of practice.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“CPC Standards Committee” means a committee of Board members as established in Regulation .05 of this chapter.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Qualifying program” means any course, seminar, workshop, technical presentation, or any other qualifying offering that meets the criteria set forth in Regulation .04 of this chapter.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Requirements.">
    <text>A licensee shall complete a minimum of 8 CPC units during each licensing renewal period.</text>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Criteria for Qualifying Programs.">
    <text>Programs shall meet at least the following criteria in order to be considered qualifying programs:</text>
    <paragraph num="A.">
      <text>Maintain and enhance professional competency of licensees regulated by the Board;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Foster improvement, advancement, and extension of the mechanical and other appropriate professional skills and knowledge related to the work performed by licensees regulated by the Board;</text>
    </paragraph>
    <paragraph num="C.">
      <text>Be offered by an authorized provider;</text>
    </paragraph>
    <paragraph num="D.">
      <text>Have a stated purpose and defined content area;</text>
    </paragraph>
    <paragraph num="E.">
      <text>Be presented by presenters who are qualified in the defined content area; and</text>
    </paragraph>
    <paragraph num="F.">
      <text>Have a clearly stated time duration.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Authorization of Providers.">
    <paragraph num="A.">
      <text>Responsibility for Authorizing Providers.</text>
      <paragraph num="(1)">
        <text>The Board shall select and establish a committee to recommend the approval of providers of the CPC units (the “CPC Standards Committee”).</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The CPC Standards Committee shall consist of the following individuals:</text>
        <paragraph num="(a)">
          <text>One renovator member; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Two members from the following three categories of Board members:</text>
          <paragraph num="(i)">
            <text>A major elevator manufacturing company or its authorized representative;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>An elevator servicing company; or</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>A representative of labor involved in the installation, maintenance, and repair of elevators.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The Board shall assign to the CPC Standards Committee the responsibility for reviewing and recommending the approval of providers to the Board. The Committee shall establish guidelines and procedures for the recommendation of approval of authorized providers in accordance with the objectives stated in this regulation and Regulation .04 of this chapter.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>If requested by the Board, the CPC Standards Committee shall submit quarterly reports to the Board containing the list of authorized providers approved by the Committee in the previous calendar quarter, together with any other information requested by the Board.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Providers’ Eligibility.</text>
      <paragraph num="(1)">
        <text>The following are authorized providers without any further action by the CPC Standards Committee or the Board:</text>
        <paragraph num="(a)">
          <text>National Association of Elevator Contractors;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>American Society of Mechanical Engineers;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>National Elevator Industry Educational Program; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Elevator Industry Work Preservation Fund.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The CPC Standards Committee may recommend to the Board approval of other providers or programs, if:</text>
        <paragraph num="(a)">
          <text>The provider’s program meets the criteria set forth in Regulation .04 of this chapter; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The provider submits general information that will enable the Board to evaluate the provider’s qualifications, including, at a minimum, the following information with each application for approval:</text>
          <paragraph num="(i)">
            <text>The types and descriptions of proposed or existing courses intended to be offered;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The number of CPC units to be awarded for each course;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>The identity and qualifications of the course instructors; and</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>The proposed course outlines detailing the content of instruction to be offered.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The Board may suspend or revoke authorization as a provider if, in the judgment of the Board, the provider no longer meets the objective of providing useful, current, and technically accurate information to the licensees.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Individuals or organizations that have not been recommended for authorized provider status by the Committee may appeal that decision to the Board within 30 days after the CPC Standards Committee notifies the individual or organization of the recommendation.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The Board may require approved providers to document the CPC activities for audit by the Board at any time. Documentation shall include registration and attendance records, stated purpose, content, presentation, time and length of the activity, and participant evaluations.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The Board shall maintain and make available to licensees the roster of approved providers.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Record Keeping.">
    <paragraph num="A.">
      <text>Responsibility to Maintain Records.</text>
      <paragraph num="(1)">
        <text>It is the responsibility of the licensee to maintain records to be used to support the licensee’s continuing professional competency credit claim.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A licensee shall maintain the records for a period of at least 4 years from the date of completion of the qualifying program.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Documentation referred to in §A(2) of this regulation includes, but is not limited to, the following:</text>
      <paragraph num="(1)">
        <text>Certificates of participation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Transcripts, if appropriate;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Title and description of the activity;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Dates attended;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Presenter’s name; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Any other appropriate information.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Reporting Requirements for License Renewal.">
    <paragraph num="A.">
      <text>A licensee shall attest on the license renewal form to the fact that the licensee has completed all applicable CPC requirements set forth in this chapter by the last day of the month preceding the month in which the licensee's individual license is required to be renewed for the following 2-year licensing term.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Board at its discretion may audit randomly selected licensees to verify compliance with CPC requirements.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Licensees who are audited shall provide any additional documentation required by the Board to complete the audit.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Failure to Meet the CPC Requirements.">
    <text>In the event a licensee fails to comply with the CPC requirements set forth in this chapter, the Board, subject to the hearing provisions of Public Safety Article, §12-838, Annotated Code of Maryland, may take disciplinary action pursuant to Public Safety Article, §12-837, Annotated Code of Maryland.</text>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Reinstatement of License.">
    <text>A licensee who wishes to reinstate a license after failing to complete the CPC requirements shall fulfill past due CPC requirements for the previous CPC reporting periods up to 16 CPC units (8 CPC units for up to two licensing periods) and pay all past due fees, unless the Board finds extenuating circumstances that establish good cause for a temporary waiver of the licensee’s failure to complete the CPC requirements.</text>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Failure to Respond.">
    <paragraph num="A.">
      <text>If an applicant or licensee receives from the Board a written communication requesting a response, the applicant or licensee shall respond in writing within 30 days of the date of the mailing.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Board shall send a written communication by first-class mail to the last address furnished to the Board by the applicant or licensee.</text>
    </paragraph>
    <paragraph num="C.">
      <text>It is the responsibility of an applicant or licensee to notify the Board in writing if there has been a change in the applicant’s or licensee’s address</text>
    </paragraph>
    <paragraph num="D.">
      <text>Failure to respond as required by this regulation may be considered by the Board to be a violation of Public Safety Article, §12-837(a)(7), Annotated Code of Maryland.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Public Safety Article, §§12-823(4), 12-833(d), and 12-837(a)(7), Annotated Code of Maryland; Ch. 5, §2, Acts of 2003</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: April 28, 2014 (41:8 Md. R. 470)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .10 repealed effective June 5, 2017 (44:11 Md. R. 524)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .10 adopted effective January 28, 2019 (46:2 Md. R. 52)</annotation>
  </annotations>
</chapter>