<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".07" citation="COMAR 10.01.18.07" title_num="10" subtitle_num="01" chapter_num="18" heading="Additional Requirements for State Facilities.">
  <paragraph num="A.">
    <text>This regulation applies to State facilities.</text>
  </paragraph>
  <paragraph num="B.">
    <text>Screening and Prevention Policies.</text>
    <paragraph num="(1)">
      <text>The facility shall adopt and enforce written policies and procedures for ensuring the facility screens for, and takes reasonable steps to mitigate, an individual’s risk of being subjected to, or the perpetrator of, inappropriate sexual behavior in accordance with the requirements set forth in this chapter.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The facility shall provide training to staff members, upon hire and annually thereafter, regarding:</text>
      <paragraph num="(a)">
        <text>The policies and procedures governing the risk screening and protection plans; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Detection and prevention of inappropriate sexual behavior in accordance with this chapter.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>The Department shall utilize a uniform risk assessment screening tool.</text>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Required Processes Upon Admission to Facility.</text>
    <paragraph num="(1)">
      <text>As soon as practicable, but no later than 3 business days after the individual’s admission, the facility shall make reasonable efforts to collect the individual’s medical and treatment records in accordance with §H of this regulation.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The facility shall implement reasonable safety precautions upon the individual’s admission.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Within 48 hours of the individual’s admission, clinical staff shall:</text>
      <paragraph num="(a)">
        <text>Complete a risk assessment screen of the resident, in accordance with §D of this regulation;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Complete a suicide risk assessment; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>If necessary, modify the reasonable safety precautions to mitigate the risks identified in the risk assessment screen.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Within 5 days after the individual’s admission, the treatment team shall meet to:</text>
      <paragraph num="(a)">
        <text>Review and, if appropriate, update the risk assessment screen;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Determine if a protection plan is necessary, based upon review of the risk assessment screen and, if so, develop a protection plan, in accordance with §E of this regulation; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Develop the initial plan of care in accordance with §F of this regulation.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Risk Assessment Screen.</text>
    <paragraph num="(1)">
      <text>To complete the risk assessment screen, clinical staff shall:</text>
      <paragraph num="(a)">
        <text>Use the form required by the Department;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Interview the individual; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Document the individual’s responses regarding:</text>
        <paragraph num="(i)">
          <text>The individual’s history of trauma and other issues relevant to the individual’s risk of being subjected to, or the perpetrator of, inappropriate sexual behavior in the facility;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Whether the individual feels safe in the facility, including why or why not; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>What the individual believes would make them feel safe in the facility.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>If the individual cannot be interviewed, the clinical staff shall document the reason on the risk assessment screen form.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Protection Plan.</text>
    <paragraph num="(1)">
      <text>The treatment team shall develop a protection plan if the treatment team determines that it is necessary to mitigate the risk identified in the risk assessment screen.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The protection plan shall be completed on the form required by the Department.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>If a protection plan is determined to not be necessary to mitigate the risk identified in the risk assessment screen, the rationale shall be documented in the risk assessment screen.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>If an individual in a State facility has a behavior plan that includes the elements required in a protection plan, the behavior plan shall satisfy the requirements of this regulation and shall be labeled as a behavior and protection plan.</text>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>Plan of Care.</text>
    <paragraph num="(1)">
      <text>When developing the initial plan of care, the treatment team shall:</text>
      <paragraph num="(a)">
        <text>Review and, if appropriate, update the risk assessment screen based upon the information available to the treatment team; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Include a protection plan, if appropriate, pursuant to §E of this regulation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>The initial and all subsequent plans of care shall:</text>
      <paragraph num="(a)">
        <text>Incorporate the risk assessment screen and, if applicable, the protection plan;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Include consideration of the effect of trauma on the individual; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Be authorized by a physician, psychiatrist, or other appropriately qualified person under applicable legal and operational standards.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>The plan of care shall be reviewed at least every 3 months and whenever an individual’s risk assessment screen is updated.</text>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>Review and Update of Risk Assessment Screens and Protection Plans.</text>
    <paragraph num="(1)">
      <text>The treatment team shall review the risk assessment screen, and update if necessary, every 3 months as part of the plan of care review.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The risk assessment may be reviewed more frequently if warranted by any new allegation of inappropriate sexual behavior or if additional information regarding risk factors is received by the treatment team.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The plan of care shall be reviewed when the risk assessment is updated.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The protection plan shall be reviewed and updated as needed or whenever the risk assessment is updated and when the plan of care is reviewed.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>When reviewing the protection plan, the treatment team shall consider:</text>
      <paragraph num="(a)">
        <text>Effectiveness of strategies to reduce risk;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Whether new or modified strategies are warranted; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The individual’s desires regarding the protection plan.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>Medical and Other Records.</text>
    <paragraph num="(1)">
      <text>The facility shall designate the staff member or members responsible for collecting the individual’s medical records in accordance with this subsection.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The facility shall make reasonable and documented efforts to collect medical records from the individual’s prior and current health care providers in accordance with this subsection, including:</text>
      <paragraph num="(a)">
        <text>Discharge summaries from all hospitals where the individual received treatment in the 3 years before the individual’s admission to the facility; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Somatic and other health assessments performed in the 3 years before the individual’s admission to the facility.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>The facility shall make reasonable and documented efforts to collect any other significant records identified by the facility that the treatment team determines are clinically necessary to develop and implement the individual’s plan of care.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Facilities shall make reasonable and documented efforts to collect information from the following sources related to the individual’s risk for being a victim or perpetrator of inappropriate sexual behavior, provision of trauma-related care or treatment, or the individual’s reduced decision-making capacity, as authorized by law:</text>
      <paragraph num="(a)">
        <text>Other State facilities;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Local jails or detention centers and facilities operated by the Department of Public Safety and Correctional Services;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The Department of Juvenile Services;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Local Departments of Social Services, to identify other sources;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Private hospitals and clinics; and</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Any persons known to the Department to have knowledge to identify other sources, including sources indicated on the responses to the risk assessment screen.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Facilities shall access records in electronic databases whenever possible and as such data bases become available.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>The facility shall comply with applicable laws and regulations governing the confidentiality and release of medical and other personal information pursuant to applicable State and federal laws and regulations.</text>
    </paragraph>
  </paragraph>
</regulation>