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<chapter num="54" heading="Home and Community-Based Options Waiver" title_num="10" subtitle_num="09">
  <regulation prefix="Regulation" num=".01" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Activities of daily living” means tasks or activities that include, but are not limited to:</text>
        <paragraph num="(a)">
          <text>Bathing and completing personal hygiene routines;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Dressing and changing clothes;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Eating;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Toileting, including:</text>
          <paragraph num="(i)">
            <text>Bladder and bowel requirements;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Routines associated with the achievement or maintenance of continence; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Incontinence care;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(e)">
          <text>Mobility, including:</text>
          <paragraph num="(i)">
            <text>Transferring from a bed, chair, or other structure;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Moving, turning, and positioning the body while in bed or in a wheelchair; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Moving about indoors or outdoors.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>“Area agency” has the meaning stated in Human Services Article, §10-101(b), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Assisted living services provider” means a provider licensed by the Department in accordance with COMAR 10.07.14.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Case management” means services which assist an applicant or a participant in gaining access to the waiver services covered under this chapter, as well as to other services under the Medical Assistance Program.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Case manager” means an individual performing case management services under a waiver program.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Community Setting.</text>
        <paragraph num="(a)">
          <text>“Community setting” means the area, district, locality, neighborhood, or vicinity where a group of people live which provides participants with opportunities to:</text>
          <paragraph num="(i)">
            <text>Seek employment and work in competitive integrated settings;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Engage in community life;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Control personal resources; and</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Receive services.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>“Community setting” does not mean:</text>
          <paragraph num="(i)">
            <text>Hospitals;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Nursing facilities;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Institutions for mental diseases;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Intermediate care facilities for individuals with intellectual disabilities;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Community-based residential facilities for individuals with intellectual or developmental disabilities licensed under COMAR 10.22.02;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Prisons;</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>Residential treatment centers; or</text>
          </paragraph>
          <paragraph num="(viii)">
            <text>Any establishment that furnishes food, shelter, and some treatment or services to four or more persons unrelated to the proprietor.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(7)">
        <text>“Department” means the Maryland Department of Health, or its authorized agent acting on behalf of the Department.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Family member” means an adult who:</text>
        <paragraph num="(a)">
          <text>Lives with or provides care to the participant; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Is not paid to provide the care.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(9)">
        <text>“Home” means the participant's place of residence in a community setting.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Home and Community-Based Options Waiver” means the program implemented under this chapter in accordance with the document for this waiver and any amendments to it submitted by the Department and approved by the Secretary of Health and Human Services, which authorizes the waiver of certain specified statutory requirements limiting coverage for home and community-based services under the Maryland Medical Assistance Program.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Instrumental activities of daily living” means tasks or activities that include, but are not limited to:</text>
        <paragraph num="(a)">
          <text>Preparing meals;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Performing light chores that are incidental to the personal assistance services provided to the participant;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Shopping for groceries;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Nutritional planning;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Traveling as needed;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Managing finances and handling money;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Using the telephone or other appropriate means of communication;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Reading; and</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Planning and making decisions.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(12)">
        <text>“Maryland Department of Aging” has the meaning stated in Human Services Article, Title 10, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Medicaid” means the Medical Assistance Program.</text>
      </paragraph>
      <paragraph num="(14)">
        <text>“Medical Assistance Program” means the Program administered by Maryland under Title XIX of the Social Security Act, which provides comprehensive medical and other health-related care for categorically eligible and medically needy recipients.</text>
      </paragraph>
      <paragraph num="(15)">
        <text>“Medical day care” means a program of medically supervised, health-related services provided in an ambulatory setting to medically handicapped adults who, due to their degree of impairment, need health maintenance and restorative services supportive to their community living in accordance with COMAR 10.09.07.</text>
      </paragraph>
      <paragraph num="(16)">
        <text>“Medically necessary” means that the service or benefit is:</text>
        <paragraph num="(a)">
          <text>Directly related to diagnostic, preventative, curative, ameliorative, palliative or rehabilitative treatment of an illness, injury, disability, or health condition;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Consistent with current accepted standards of good medical practice;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The most cost efficient service that can be provided without sacrificing effectiveness or access to care; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Not primarily for the convenience of the participant, the participant's family, or the provider.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(17)">
        <text>“Nursing facility” means a facility which is participating in the Maryland Medical Assistance Program as a nursing facility pursuant to COMAR 10.09.10.</text>
      </paragraph>
      <paragraph num="(18)">
        <text>“Participant” means an individual who:</text>
        <paragraph num="(a)">
          <text>Has been determined to meet the qualifications for participation in the waiver as specified in Regulation .03 of this chapter; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Is enrolled with the Department to receive Medicaid services.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(19)">
        <text>“Person-centered” means that the plan reflects what is important to the individual, what is important for his or her health and welfare, and is developed with input from the individual and the individual's representative when applicable.</text>
      </paragraph>
      <paragraph num="(20)">
        <text>“Plan of service” means the written, person-centered support plan developed by the applicant or participant with support from the case manager and the individual's representative, when applicable.</text>
      </paragraph>
      <paragraph num="(21)">
        <text>“Principal” means a person who:</text>
        <paragraph num="(a)">
          <text>Has a direct or indirect ownership or control interest of 5 percent or more in the provider;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Is an officer, director, agent, or managing employee of the entity; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Was described in §B(20)(a) of this regulation, but is no longer so described because of a transfer of ownership or control interest to an immediate family member or a member of the household of the person who continues to maintain an interest described in §B(20)(a) of this regulation.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(22)">
        <text>“Program” means the Medical Assistance Program.</text>
      </paragraph>
      <paragraph num="(23)">
        <text>“Provider” has the same meaning stated in COMAR 10.09.36.</text>
      </paragraph>
      <paragraph num="(24)">
        <text>“Provider agreement” means a contract between the Department and the provider for rendering the services under this chapter.</text>
      </paragraph>
      <paragraph num="(25)">
        <text>“Recipient” means an individual who is certified by the Department as eligible for, and is receiving, Medical Assistance benefits.</text>
      </paragraph>
      <paragraph num="(26)">
        <text>“Reportable event ” means an allegation of, or an actual occurrence of, an incident that may pose an immediate or serious risk, or has potential to adversely affect the physical or mental health, safety, or well-being of a waiver applicant or participant, or complaints regarding administrative service or quality of care issues.</text>
      </paragraph>
      <paragraph num="(27)">
        <text>“Room and board” means rent or mortgage, utilities, maintenance, furnishings, and food, which are provided in or associated with an individual's place of residence.</text>
      </paragraph>
      <paragraph num="(28)">
        <text>“State Plan” means a comprehensive, written commitment by a State Medicaid agency, submitted under §1902(a) of the Social Security Act, to administer or supervise the administration of the Medical Assistance Program in accordance with federal requirements.</text>
      </paragraph>
      <paragraph num="(29)">
        <text>“Telehealth” has the meaning stated in COMAR 10.09.49.02.</text>
      </paragraph>
      <paragraph num="(30)">
        <text>“Waiver applicant” means an individual who is applying for participation in the waiver, to receive the services covered under this chapter.</text>
      </paragraph>
      <paragraph num="(31)">
        <text>“Waiver” means the Home and Community-Based Options Waiver as implemented through this chapter.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Licensing and Certification Requirements.">
    <paragraph num="A.">
      <text>Assisted living services providers shall be licensed by the Department in accordance with COMAR 10.07.14.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The following health professionals providing services under this chapter shall be licensed to practice in the jurisdiction in which services are rendered:</text>
      <paragraph num="(1)">
        <text>Physicians;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Registered nurses;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Licensed practical nurses;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Occupational therapists;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Physical therapists;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Dietitians;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Nutritionists;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Social workers; and</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Psychologists.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The following shall be appropriately licensed, certified, or approved by the Department to provide services under this chapter:</text>
      <paragraph num="(1)">
        <text>Licensed home health agency under COMAR 10.09.04;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Certified residential services agency under COMAR 10.07.05;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Nursing facility under COMAR 10.07.02; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Medical day care center under COMAR 10.09.07.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Participant Eligibility.">
    <paragraph num="A.">
      <text>General Requirements.</text>
      <paragraph num="(1)">
        <text>To be eligible for participation, an individual shall be determined by the Department to meet the conditions of §§B—E of this regulation.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Eligibility for waiver services shall be reevaluated every 12 months or more frequently if needed due to a significant change in the participant’s condition, needs, or financial status.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Technical Eligibility. To be eligible for services covered under this chapter, an applicant or participant shall be determined by the Department to meet the technical eligibility criteria if the individual:</text>
      <paragraph num="(1)">
        <text>Has been determined by the Department to need a nursing facility level of care;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Is at least 18 years old;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Is not simultaneously enrolled for services covered under:</text>
        <paragraph num="(a)">
          <text>Another Medicaid waiver program under the authority of §1915(c) of the Social Security Act; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The Program of All-Inclusive Care for the Elderly (PACE);</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Has an active plan of service that:</text>
        <paragraph num="(a)">
          <text>Is based on:</text>
          <paragraph num="(i)">
            <text>The assessment and recommended plan of care; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Consultation with the applicant or participant;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Addresses the applicant’s or participant’s needs;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Specifies the names of service providers;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Is cost neutral, which is determined by adding annualized costs of services covered under this chapter and any other State Plan services which are not covered for nursing facility residents, and ensuring that the resulting amount is not more than 125 percent of the Program's average per capita-annualized-net payments for nursing facility services. Any assessed participant contributions will not be considered in determining cost neutrality; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Includes the signature of the participant, the individual’s representative if applicable, and the case manager listed within the plan of service;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>Is offered the choice between waiver services and nursing facility services;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Chooses to receive waiver services;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Resides in a home, as defined under Regulation .02B of this chapter; and</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Uses at least one waiver service within a 12-month period.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Medical Assistance Eligibility.</text>
      <paragraph num="(1)">
        <text>An individual is not eligible to receive waiver services during a penalty period imposed under COMAR 10.09.24.08-1 or 10.09.24.08-2 due to disposal of assets.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>All provisions of COMAR 10.09.24 which are applicable to aged, blind, or disabled institutionalized persons are applicable to waiver applicants and participants, with the following exceptions:</text>
        <paragraph num="(a)">
          <text>COMAR 10.09.24.04J(1)—(3);</text>
        </paragraph>
        <paragraph num="(b)">
          <text>COMAR 10.09.24.06B(2)(a)(ii);</text>
        </paragraph>
        <paragraph num="(c)">
          <text>COMAR 10.09.24.08G;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>COMAR 10.09.24.10C;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>COMAR 10.09.24.10D(4)—(6);</text>
        </paragraph>
        <paragraph num="(f)">
          <text>COMAR 10.09.24.10-1C(3)(a); and</text>
        </paragraph>
        <paragraph num="(g)">
          <text>COMAR 10.09.24.15A-2(2).</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Cost of Care.</text>
      <paragraph num="(1)">
        <text>For a participant whose home is an assisted living facility, the Department shall reduce its monthly payment for assisted living services by the amount remaining after deducting from the individual's total nonexcluded monthly income the following amounts in the following order:</text>
        <paragraph num="(a)">
          <text>A personal needs allowance, consisting of the amount established in accordance with COMAR 10.09.24.10D(2)(c) and the assisted living provider's charge, not exceeding $420 per month, for room and board;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A spousal or family maintenance allowance, or both, if applicable, in accordance with COMAR 10.09.24.10-1C(3)(b) and (c); and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Incurred medical expenses in accordance with COMAR 10.09.24.10D(2)(f)—(h).</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The Department shall determine the amount of available income to be paid by a participant towards the cost of assisted living services.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The participant shall pay the amount of available income for the participant’s cost of care, and the assisted living provider’s monthly charge for room and board, directly to the assisted living services provider.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Waiver Eligibility. Based on the criteria established in §§A—C of this regulation an applicant's eligibility for services under this chapter shall be established by the Department based on the following policies for the effective date of waiver eligibility:</text>
      <paragraph num="(1)">
        <text>No retroactive eligibility; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Waiver eligibility may not begin before the latest of the following five dates:</text>
        <paragraph num="(a)">
          <text>Waiver application date;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Effective date of medical certification for the waiver's institutional level of care;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Date that the applicant's written waiver plan of service is established, which shall include at least one waiver service and may be a provisional plan for not more than the first 60 days of waiver enrollment;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Date that the applicant or representative signed a form designated by the Department to indicate the choice of waiver services as an alternative to institutionalization; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Date of the applicant's discharge from institutionalization in a long term care facility, if applicable.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Annual Cap and Registry for Waiver Participation.</text>
      <paragraph num="(1)">
        <text>The Department shall establish an annual cap, approved by the federal Centers for Medicare and Medicaid Services (CMS), for the number of unduplicated individuals who may receive the services covered under this chapter, based on available State and federal funding.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Eligible individuals shall be enrolled in the waiver on a first-come, first-served basis until the annual cap on waiver participation is reached.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Once the annual cap on waiver participation is reached:</text>
        <paragraph num="(a)">
          <text>A registry list shall be established for individuals interested in applying for waiver services;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Individuals on the registry shall have an opportunity to apply for the waiver in accordance with procedures established by the Department; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The Department and CMS may authorize increasing the waiver cap if the Department determines that sufficient Program funds are available to reimburse the services recommended in the individual's plan of service and the participant's other Program services for the remainder of the State fiscal year.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Individuals in nursing facilities who are receiving Medicaid services for at least 30 days may apply directly for the waiver without being put on the registry list.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Termination of Participation.</text>
      <paragraph num="(1)">
        <text>A participant shall be terminated from participation in the waiver if the participant:</text>
        <paragraph num="(a)">
          <text>No longer meets the eligibility requirements specified in §§B—E of this regulation;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Voluntarily chooses, or the participant’s authorized representative chooses on the participant’s behalf, to disenroll from the waiver program;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Moves to another state;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Is an inpatient for 30 consecutive days or more in a hospital or nursing facility; or</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Dies.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If an individual is terminated from the waiver, the same individual may re-enter the waiver during the same waiver year, or within 90 days of termination contingent on waiver capacity, provided that the individual meets all of the eligibility requirements of the waiver.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Conditions for Provider Participation — General Requirements.">
    <paragraph num="A.">
      <text>To participate as a provider of a service covered under this chapter a provider shall:</text>
      <paragraph num="(1)">
        <text>Meet all of the conditions for participation as a Maryland Medical Assistance Program provider as set forth in COMAR 10.09.36, except as otherwise specified in this chapter;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Verify the qualifications of all individuals who render services on the provider's behalf, and provide a copy of the current license or credentials upon request;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Implement the reporting and follow-up of incidents and complaints in accordance with the Department's established reportable events policy;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Agree to cooperate with required inspections, reviews, and audits by authorized governmental representatives;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Agree to provide services, and to subsequently bill the Department in accordance with the reimbursement methodology specified in this chapter for only those services covered under this chapter which have been:</text>
        <paragraph num="(a)">
          <text>Pre-approved in the participant's plan of service;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Provided in a manner consistent with the participant's plan of service; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Identified in the provider agreement as within the scope of the provider's Medicaid participation;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>Agree to maintain and have available written documentation of services, including dates and hours of services provided to participants, for a period of 6 years, in a manner approved by the Department;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Agree not to suspend, terminate, increase, or reduce services for an individual without authorization from the Department and with consultation and agreement by the participant or a participant's representative when applicable;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Submit a transition plan to the case manager and participant or participant's representative when applicable when suspending or terminating services;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Verify Medicaid eligibility at the beginning of each month that services will be rendered;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Not be a Medicaid provider or principal of a Medicaid provider that has overpayments that remain due to the Department;</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Notify the Department in writing at least 45 days in advance of any:</text>
        <paragraph num="(a)">
          <text>Voluntary closure;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Change of ownership;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Change of location;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Sale of the business;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Change in the name under which the provider is doing business; or</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Change in provider tax identification number;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(12)">
        <text>Include in the notice to the Department regarding any change of status under §A(11) of this regulation, the method for informing waiver participants and representatives of its intent to close, change ownership, change location, or sell its business;</text>
      </paragraph>
      <paragraph num="(13)">
        <text>Apply for a new license if applicable, whenever ownership is to be transferred from the person or organization named on the license to another person or organization in time to assure continuity of waiver services;</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Submit a Medicaid provider application to the Department if the new owner chooses to participate in the waiver program;</text>
      </paragraph>
      <paragraph num="(15)">
        <text>Obtain a state and federal background check through the Criminal Justice Information  System on all staff in accordance with the procedure for a State criminal history records check established under Health-General Article, Title 19, Subtitle 19, Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(16)">
        <text>Render services in person, except as expressly authorized by the Department in the regulation governing that service type; and</text>
      </paragraph>
      <paragraph num="(17)">
        <text>If rendering services via telehealth, comply with COMAR 10.09.49 and any subregulatory guidance issued by the Department.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>To participate as a provider of a service covered under this chapter, a provider or its principals may not, within the past 24 months, have:</text>
      <paragraph num="(1)">
        <text>Had a license or certificate suspended or revoked as a health care provider, health care facility, or provider of direct care services;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Undergone the imposition of sanctions under COMAR 10.09.36.08;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Been subject to disciplinary action, including actions by the licensing board, that indicate behavior which is potentially harmful to participants;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Been cited by a State agency for deficiencies which affect participants health and safety; or</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Experienced a termination of a Medicaid provider agreement or been barred from work or participation by a public or private agency due to:</text>
        <paragraph num="(a)">
          <text>Failure to meet contractual obligations; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Fraudulent billing practices.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>A provider who renders health-related services to participants shall agree to:</text>
      <paragraph num="(1)">
        <text>Periodically indicate the condition of a participant in accordance with the procedures and forms designated by the Department; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Share and discuss the documented information at the request of the participant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>A provider, its principals, or its staff may not have a history of behavior or convictions that could be harmful to participants, as evidenced through a State and federal background check conducted in accordance with §A(15) of this regulation.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Specific Conditions for Provider Participation — Assisted Living.">
    <paragraph num="A.">
      <text>To participate in the program as a provider of assisted living services under this chapter a provider shall:</text>
      <paragraph num="(1)">
        <text>Be licensed by the Department at the time that services are rendered, in accordance with COMAR 10.07.14, to provide assisted living services;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Be or employ a manager who is qualified as:</text>
        <paragraph num="(a)">
          <text>A licensed physician;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A licensed registered nurse;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A licensed practical nurse; or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>An individual with at least 3 years’ experience in direct patient care in a private home, certified home, or health-related facility;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Employ an alternate assisted living manager who meets the requirements as specified in §A(2) of this regulation.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Have at least one staff person per eight residents on duty at all times during daytime hours, and have a staff-to-resident ratio at night which is adequate to provide the required services and maintain the facility in a safe and orderly condition, with additional staffing if required by the Department depending on residents' functional levels;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Participate in training on the waiver billing process and other waiver requirements, as specified by the Department;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Have the appropriate insurance coverage to cover the provider and its employees and vehicles if the provider chooses to transport participants to medical, social, recreational, and other services;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Cooperate with other service providers and quality assurance monitors by:</text>
        <paragraph num="(a)">
          <text>Facilitating on-site visits of authorized quality assurance monitors to review compliance with waiver and regulatory requirements;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Facilitating a case manager's on-site visits to the facility, which shall occur at least quarterly, to review the facility, regulatory compliance, service provision, and participants' status and needs;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Communicating with a participant's case manager concerning the participant's status, needs, and service provision;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Informing the case manager within 1 working day of any significant change in the participant's status and service needs;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Facilitating, as necessary and appropriate, the delivery of authorized waiver and State Plan services in the plan of service; and</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Facilitating waiver participant's relocation to comparable housing, if necessary, including transfer of all personal belongings and financial arrangements; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(8)">
        <text>Submit claims consistent with the provisions of Regulation .22 of this chapter.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Bed Reservations. If bed reservations are offered to participants who are absent from an assisted living facility, the bed reservations policy shall:</text>
      <paragraph num="(1)">
        <text>Be provided to all residents and, where appropriate, the resident's representative, at admission;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Be fairly and consistently applied to all residents;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Specify that the bed reservation service is not a Medicaid covered service;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Clearly state that it is the resident's decision whether to reserve the bed; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Specify that the charges to participants for bed reservation days may not exceed the full Medicaid waiver per diem rate.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>An assisted living provider may limit waiver participation to a designated unit or units only if approved by Department and the facility resident agreement contains the following provisions:</text>
      <paragraph num="(1)">
        <text>The facility's participation in the Program is limited to one or more designated units and, in order to access Medicaid waiver benefits, the resident shall reside in a designated unit;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A resident of a designated unit has a right to apply for the waiver at any time and access waiver benefits without restrictions by the provider when the resident is found eligible by the Program; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A resident not in a designated unit who is otherwise eligible or seeking eligibility for the waiver shall be given first consideration and, with all other factors equal, first priority in admission to a vacant bed in a designated unit.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Specific Conditions for Provider Participation — Behavior Consultation.">
    <text>To participate in the program as a provider of behavior consultation services under this chapter a provider shall:</text>
    <paragraph num="A.">
      <text>Be:</text>
      <paragraph num="(1)">
        <text>A health services agency that:</text>
        <paragraph num="(a)">
          <text>Employs a qualified individual or individuals to render behavior consultation services; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Assures supervision of the individual rendering behavior consultation services by a licensed mental health professional or by a bachelor's level nurse with 4 years of experience or with an appropriate graduate degree; or</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>An individual who is:</text>
        <paragraph num="(a)">
          <text>Qualified to render behavior consultation services; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Licensed to practice independently;</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Assure that the individual who renders behavior consultation services:</text>
      <paragraph num="(1)">
        <text>Is a licensed:</text>
        <paragraph num="(a)">
          <text>Registered nurse;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Psychologist; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Clinical social worker; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Has:</text>
        <paragraph num="(a)">
          <text>Direct experience working with adults with behavioral problems; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Demonstrated ability to perform assessments; and</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Assure response within 24 hours to a referral from a participant's case manager for behavior consultation services.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Specific Conditions for Provider Participation — Senior Center Plus.">
    <text>To participate in the program as a provider of Senior Center Plus services under this chapter a provider shall:</text>
    <paragraph num="A.">
      <text>Be approved and monitored by the Maryland Department of Aging as a nutrition service provider;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Meet all local and State requirements to operate as a nutrition site, which include but are not limited to inspection and approval of the facility by the local fire marshal, periodic fire drills, and inspection and approval by the local sanitarian to assure compliance with health department requirements for food service facilities;</text>
    </paragraph>
    <paragraph num="C.">
      <text>Assure that the facility provides an accessible environment, in compliance with the Americans with Disabilities Act (ADA), 28 CFR Part 36;</text>
    </paragraph>
    <paragraph num="D.">
      <text>Maintain adequate records on participants, including progress notes and outcomes;</text>
    </paragraph>
    <paragraph num="E.">
      <text>Provide at least one staff person per eight clients, with additional staffing if required by the Maryland Department of Aging depending on participants' functional levels;</text>
    </paragraph>
    <paragraph num="F.">
      <text>Employ as the center's manager or in another staff position an individual who:</text>
      <paragraph num="(1)">
        <text>Is a licensed health professional or a licensed social worker;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Has at least 3 years’ experience in direct patient care at an adult day care center, nursing facility, or health-related facility; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Participates in training specified and approved by the Maryland Department of Aging;</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Provide Senior Center Plus services to participants at least 4 hours a day, 1 or more days a week on a regularly scheduled basis, in an out-of-home, outpatient setting;</text>
    </paragraph>
    <paragraph num="H.">
      <text>Serve at least one nutritional meal per day that:</text>
      <paragraph num="(1)">
        <text>Is prepared in a licensed food service establishment;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Meets at least 1/3 of the daily recommended dietary allowance; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Does not constitute a full nutritional regimen of three meals per day;</text>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>Serve snacks, as desired by the participants, when the day program exceeds 6 hours; and</text>
    </paragraph>
    <paragraph num="J.">
      <text>Have menus reviewed and approved quarterly by a registered dietitian for nutritional adequacy.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Specific Conditions for Provider Participation — Family Training.">
    <text>To participate in the Program as a provider of family training under this chapter a provider shall:</text>
    <paragraph num="A.">
      <text>Be a self-employed trainer or an agency that employs qualified trainers in accordance with §§B—D of this regulation;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Have demonstrated experience with the skill being taught;</text>
    </paragraph>
    <paragraph num="C.">
      <text>Be willing to meet at the participant's home to provide services; and</text>
    </paragraph>
    <paragraph num="D.">
      <text>Employ licensed registered nurses, occupational therapists, physical therapists, or social workers who are appropriately experienced and licensed to provide the needed training.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Specific Conditions for Provider Participation — Dietitian and Nutritionist Services.">
    <text>To participate in the program as a provider of dietitian and nutritionist services under this chapter a provider shall be a:</text>
    <paragraph num="A.">
      <text>Dietitian or nutritionist who is licensed in accordance with COMAR 10.56.01 and Health Occupations Article, Title 5, Annotated Code of Maryland; or</text>
    </paragraph>
    <paragraph num="B.">
      <text>Professional group or agency which employs an individual who is licensed in accordance with §A of this regulation.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Specific Conditions for Provider Participation — Medical Day Care Services.">
    <text>To participate in the program as a provider of medical day care services under this chapter a provider shall:</text>
    <paragraph num="A.">
      <text>Meet the licensure requirements as provided in COMAR 10.12.04; and</text>
    </paragraph>
    <paragraph num="B.">
      <text>Meet the requirements of COMAR 10.09.07.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10-1" heading="Specific Conditions for Participation — Respite Care.">
    <text>To participate in the Program as a provider of respite care services under Regulation .18-1 of this chapter a provider shall be enrolled as a provider of:</text>
    <paragraph num="A.">
      <text>Assisted living services under this chapter; or</text>
    </paragraph>
    <paragraph num="B.">
      <text>Nursing facility services under COMAR 10.09.10.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Specific Conditions for Provider Participation — Case Management Services.">
    <text>To participate in the program as a provider of case management services under this chapter a provider shall:</text>
    <paragraph num="A.">
      <text>Be an area agency or other entity designated by the Department through a process approved by the Centers for Medicare and Medicaid Services in accordance with §1915(b)(4) of the Social Security Act; and</text>
    </paragraph>
    <paragraph num="B.">
      <text>Agree to be monitored by the Department.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".12" heading="Covered Services — General.">
    <text>The Program shall reimburse for the services specified in Regulations .13—.19 of this chapter when, pursuant to the requirements of this chapter, these services have been pre-approved by the Department in the participant’s plan of service, and billed in accordance with the payment procedures in Regulation .22 of this chapter.</text>
  </regulation>
  <regulation prefix="Regulation" num=".13" heading="Covered Services — Assisted Living Services.">
    <paragraph num="A.">
      <text>Assisted living services shall include the provision of:</text>
      <paragraph num="(1)">
        <text>A structured, supportive environment in a home-like setting;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Personal assistance and chore services including:</text>
        <paragraph num="(a)">
          <text>Assisting the participant, as necessary, with performing activities of daily living and instrumental activities of daily living, including cuing the participant to perform these activities;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Routine housekeeping, laundry, household care, and chore services needed to maintain the facility as a clean, sanitary, and safe environment; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Menu planning, food shopping, and meal preparation and serving;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Basic personal hygiene supplies, including but not limited to:</text>
        <paragraph num="(a)">
          <text>Soap;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Bathroom tissue;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Paper towels;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Toothpaste;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Toothbrush; and</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Shampoo;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>24-hour supervision of participants to assure health and safety;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Assistance with medication administration, in accordance with COMAR 10.27.11 and COMAR 10.07.14;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Recreational and social activities of a nontherapeutic and nonhabilitative nature which are confined to the assisted living facility and are for the purpose of socialization;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Reminding the participant of medical appointments;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Assistance with transportation arrangements to needed services;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Conferring with the participant's case manager about the participant's status and service needs, as necessary;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Assisting the participant in accessing needed medical or mental health services in emergency situations; and</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Other services specified for assisted living programs in COMAR 10.07.14.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The living environment and service provision shall reflect participants' individualized needs and preferences.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Assisted living services reimbursed under this chapter may not include room and board.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".14" heading="Covered Services — Behavior Consultation Services.">
    <paragraph num="A.">
      <text>A provider may bill for the length of a home visit to a participant, upon completion of the services specified in §C of this regulation.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Behavior consultation services may be preauthorized by a participant's plan of service when:</text>
      <paragraph num="(1)">
        <text>A participant or the participant's representative request the service due to an identified behavioral issue; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The participant's behavior is:</text>
        <paragraph num="(a)">
          <text>Potentially dangerous to the participant's or another person's health and functioning; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Placing the participant at risk of institutionalization due to health and safety concerns.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Behavior consultation services include a:</text>
      <paragraph num="(1)">
        <text>Home visit by an individual qualified to render services to:</text>
        <paragraph num="(a)">
          <text>Evaluate a participant's behavior;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Assess the situation;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Determine the contributing factors; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Recommend interventions and treatments; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Written report with the results of the provider’s assessment and recommendations, which shall be reviewed verbally by the participant, the participant’s representative and family when applicable, and the participant’s case manager and caregivers, which may include an assisted living provider, to discuss:</text>
        <paragraph num="(a)">
          <text>The report's findings and recommendations; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A course of action, including any related needed medical interventions.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Behavior consultation services do not include:</text>
      <paragraph num="(1)">
        <text>The time spent on related activities before or after the home visit; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The provider's time spent on any supervisory or consultative services provided to the renderer of services.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>The initial assessment provided in §C of this regulation to evaluate a participant's behavior, assess the situation, and determine the contributing factors shall be performed in person.</text>
    </paragraph>
    <paragraph num="F.">
      <text>The verbal review described in §C(2) of this regulation may be delivered via telehealth if recommendations do not require hands-on training or intervention.</text>
    </paragraph>
    <paragraph num="G.">
      <text>Except as provided in §§E and F of this regulation, behavior consultation services may be rendered via telehealth.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".15" heading="Covered Services — Senior Center Plus.">
    <paragraph num="A.">
      <text>A day of service is covered by the Program when the participant attends for at least 4 hours, not including transportation to and from the center.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Senior Center Plus services include a program of structured group recreational activities, supervised care, assistance with activities of daily living and instrumental activities of daily living, and enhanced socialization provided in an out-of-home, outpatient setting. Social and recreational activities designed for elderly, disabled individuals, as well as one nutritious meal shall be available at the center.</text>
    </paragraph>
    <paragraph num="C.">
      <text>This program is designed to promote the participants' optimal functioning and to have a positive impact on the participants' orientation and cognitive ability.</text>
    </paragraph>
    <paragraph num="D.">
      <text>A provider may choose to provide transportation to and from the site of the Senior Center Plus services. These transportation services may:</text>
      <paragraph num="(1)">
        <text>Not be included in the provider's daily rate negotiated with the Maryland Department of Aging; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Be reimbursed through some other funding source for transportation services.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>This service does not cover:</text>
      <paragraph num="(1)">
        <text>Transportation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Direct health care; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A full regimen of three meals per day.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".16" heading="Covered Services — Family Training.">
    <paragraph num="A.">
      <text>The Program covers family training when the service is approved in the plan of service and rendered to a family member by a qualified provider, not including the time spent planning, preparing, setting up or following up after the training.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The training and counseling services may not include services rendered:</text>
      <paragraph num="(1)">
        <text>On a group basis or in a classroom setting; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>To a family member of a participant residing in a licensed assisted living facility.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The topics covered by the training and counseling services shall be:</text>
      <paragraph num="(1)">
        <text>Targeted to the individualized needs of the family member receiving the training, as related to the participant's needs;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Sensitive to the educational background, culture, and general environment of the participant or family member receiving the training; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Specified in the plan of service as necessary to:</text>
        <paragraph num="(a)">
          <text>Ensure the participant's health and safety; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Prevent the participant's institutionalization.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The training and counseling services may include:</text>
      <paragraph num="(1)">
        <text>Instruction on treatment regimens and dementia;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Use of equipment specified in the plan of service;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Other issues; or</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Follow-up training as authorized.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>The initial assessment for training and counseling following a rehabilitative or hospital stay shall be performed in person.</text>
    </paragraph>
    <paragraph num="F.">
      <text>If family members are unable to participate fully in the service when delivered via telehealth, the provider shall perform the service in person.</text>
    </paragraph>
    <paragraph num="G.">
      <text>Except as provided in §§E and F of this regulation, family training services may be rendered via telehealth.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".17" heading="Covered Services — Dietitian and Nutritionist Services.">
    <paragraph num="A.">
      <text>Dietitian and nutritionist services shall include:</text>
      <paragraph num="(1)">
        <text>The provision of nutrition care plan outcomes and approaches;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Nutrition care planning, nutrition assessment, and dietetic instruction; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Services within the scope of practice of the nutritionist's or dietitian's license, as defined by:</text>
        <paragraph num="(a)">
          <text>Health Occupations Article, Title V, Annotated Code of Maryland; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Regulations under COMAR 10.56 for the Board of Dietetic Practice.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Dietitian and nutritionist services may not include services rendered:</text>
      <paragraph num="(1)">
        <text>On a group basis or in a classroom setting; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>To participants residing in a licensed assisted living facility.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The services shall be:</text>
      <paragraph num="(1)">
        <text>Covered if the participant's medical condition requires the judgment, knowledge, and skills of a licensed nutritionist or licensed dietitian;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Targeted to the individualized needs of the participant, rather than being of general interest;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Sensitive to the educational background, culture, religion, eating habits and preferences, and general environment of the participant; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Specified in the participant's plan of service as necessary to:</text>
        <paragraph num="(a)">
          <text>Ensure the participant's health and safety; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Prevent the participant's institutionalization or hospitalization.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The initial assessment and counseling following a rehabilitative or hospital stay shall be performed in person.</text>
    </paragraph>
    <paragraph num="E.">
      <text>If family members are unable to participate fully in the service when delivered via telehealth, the provider shall perform the service in person.</text>
    </paragraph>
    <paragraph num="F.">
      <text>Except as provided in §§D and E of this regulation, dietitian and nutrition services may be rendered via telehealth.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".18" heading="Covered Services — Medical Day Care Services.">
    <text>A provider shall render medical day care services in accordance with COMAR 10.09.07.</text>
  </regulation>
  <regulation prefix="Regulation" num=".18-1" heading="Covered Services — Respite Care.">
    <text>Respite care services shall:</text>
    <paragraph num="A.">
      <text>Be provided to participants who, due to physical or cognitive impairments, are unable to care for themselves;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Be furnished on a short-term basis because of the absence or need for relief of an individual normally providing the care;</text>
    </paragraph>
    <paragraph num="C.">
      <text>Provide a period of rest and renewal, which contributes to maintaining the participant at home in the community;</text>
    </paragraph>
    <paragraph num="D.">
      <text>Be provided at planned intervals, in a time of crisis, or as needed;</text>
    </paragraph>
    <paragraph num="E.">
      <text>Include the participant's room and board;</text>
    </paragraph>
    <paragraph num="F.">
      <text>Include overnight care; and</text>
    </paragraph>
    <paragraph num="G.">
      <text>Including the following services:</text>
      <paragraph num="(1)">
        <text>Supervising participants with cognitive impairments to ensure the individual’s health and safety;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Assisting participants with functional impairments to perform activities of daily living or instrumental activities of daily living; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Delegated nursing functions, such as medication assistance or administration by appropriately trained, certified, and supervised staff.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".19" heading="Covered Services — Case Management Services.">
    <paragraph num="A.">
      <text>Case management services shall be targeted to address the individualized needs of the participant and be sensitive to the educational background, culture, and general environment of the participant.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Case management services include time spent by a qualified provider conducting any of the following activities:</text>
      <paragraph num="(1)">
        <text>Assisting with the initial or annual waiver eligibility process;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Assisting with the application and supporting the individual in maintaining all public and private benefits, resources, and entitlements;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Conducting an assessment of needs, and developing a person-centered plan of service, to include all services needed to live safely in the community;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Assisting the participant with referrals, access, and coordination of services, both Medicaid and non-Medicaid, to address the participant’s needs including, but not limited to:</text>
        <paragraph num="(a)">
          <text>Behavioral health;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Educational services;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Disposable medical supplies and durable medical equipment;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Housing;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Medical services; and</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Social services;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>Monitoring the provision of services to determine if services are received in accordance with the plan of services;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Facilitating referrals to other programs if the individual is denied waiver services; and</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Using information technology systems developed by the Department.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".20" heading="Conditions for Reimbursement.">
    <text>The Program shall reimburse for the services specified in Regulations .13—.19 of this chapter, if provided in accordance with the requirements of this chapter and if the service:</text>
    <paragraph num="A.">
      <text>Is recommended on the participant’s plan of service as necessary in order to:</text>
      <paragraph num="(1)">
        <text>Prevent the applicant’s or participant’s admission to an institution; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Assure the health and safety of an applicant or participant in the community;</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Has been pre-approved by the Department in the participant’s plan of service;</text>
    </paragraph>
    <paragraph num="C.">
      <text>Is provided to an enrolled participant;</text>
    </paragraph>
    <paragraph num="D.">
      <text>Is medically necessary;</text>
    </paragraph>
    <paragraph num="E.">
      <text>Is provided by a Medicaid provider who meets the conditions for participation under this chapter; and</text>
    </paragraph>
    <paragraph num="F.">
      <text>Is cost-neutral for the Program, which is determined by adding annualized costs of services covered under this chapter and any other State Plan services which are not covered for nursing facility residents, and ensuring that the resulting amount is not more than:</text>
      <paragraph num="(1)">
        <text>125 percent of the Program's average per capita-annualized-net payments for nursing facility services for a waiver participant in accordance with the provisions of Regulation .03B(4)(d) of this chapter; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>In the aggregate for all waiver participants, 100 percent of the Program’s average per capita-annualized-net payments for nursing facility services.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".21" heading="Limitations.">
    <paragraph num="A.">
      <text>Reimbursement may be made by the Program only when the requirements of this chapter are met.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Program may not reimburse the following combinations of services for a participant for the same date of service:</text>
      <paragraph num="(1)">
        <text>Senior Center Plus and Medical Day Care under this chapter;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Assisted living services under this chapter and personal assistance services under COMAR 10.09.20 or COMAR 10.09.84;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Assisted living services and respite care under this chapter; or</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Respite care under this chapter and personal assistance services covered under COMAR 10.09.20 or COMAR 10.09.84.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Reimbursement by the Program for respite care shall be limited to 14 days per occurrence.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".22" heading="Payment Procedures.">
    <paragraph num="A.">
      <text>To receive payment as a provider of services covered under Regulations .13—.19 of this chapter, a provider shall submit claims in accordance with procedures outlined in the Department's billing manual.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Billing time limitations for the services covered under this chapter are set forth in COMAR 10.09.36.06.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Payments.</text>
      <paragraph num="(1)">
        <text>Payments shall be made directly to a qualified provider.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A provider shall be paid the lesser of:</text>
        <paragraph num="(a)">
          <text>The provider's customary charge to the general public unless the service is free to individuals not covered by Medicaid; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The rates established in §D of this regulation.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Rates.</text>
      <paragraph num="(1)">
        <text>For dates of service beginning July 1, 2022, through June 30, 2024, fees per unit of service shall be as follows:</text>
        <paragraph num="(a)">
          <text>Assisted Living Level II, No Medical Day Care: reimbursed at the maximum rate of $81.57 per day;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Assisted Living Level III, No Medical Day Care: reimbursed at the maximum rate of $102.94 per day;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Assisted Living Level II, Medical Day Care: reimbursed at the maximum rate of $61.21 per day;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Assisted Living Level III, Medical Day Care: reimbursed at the maximum rate of $77.18 per day;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Behavioral Consultation: reimbursed at the maximum rate of $89.22 per hour;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Case Management — Administrative: reimbursed at the maximum rate of $83.66 per hour or $20.9138 per 15-minute unit;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Case Management — Comprehensive: reimbursed at the maximum rate of $83.66 per hour or $20.9138 per 15-minute unit;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Case Management — Ongoing: reimbursed at the maximum rate of $83.66 per hour or $20.9138 per 15-minute unit;</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Dietitian and Nutritionist Services: reimbursed at the maximum rate of $89.22 per hour;</text>
        </paragraph>
        <paragraph num="(j)">
          <text>Family 1/1 Training: reimbursed at the maximum rate of $89.22 per hour;</text>
        </paragraph>
        <paragraph num="(k)">
          <text>Medical Day Care Services: reimbursed at the maximum rate of $104.81 per day; and</text>
        </paragraph>
        <paragraph num="(l)">
          <text>Senior Center Plus: reimbursed at the maximum rate of $64.90 per day.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>For dates of service beginning July 1, 2024, fees per unit of service shall be as follows:</text>
        <paragraph num="(a)">
          <text>Assisted Living Level II, No Medical Day Care: reimbursed at the maximum rate of $90.74 per day;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Assisted Living Level III, No Medical Day Care: reimbursed at the maximum rate of $114.51 per day;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Assisted Living Level II, Medical Day Care: reimbursed at the maximum rate of $68.09 per day;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Assisted Living Level III, Medical Day Care: reimbursed at the maximum rate of $85.86 per day;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Behavioral Consultation: reimbursed at the maximum rate of $99.25 per hour;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Case Management — Administrative: reimbursed at the maximum rate of $93.06 per hour or $23.2645 per 15-minute unit;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Case Management — Comprehensive: reimbursed at the maximum rate of $93.06 per hour or $23.2645 per 15-minute unit;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Case Management — Ongoing: reimbursed at the maximum rate of $93.06 per hour or $23.2645 per 15-minute unit;</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Dietitian and Nutritionist Services: reimbursed at the maximum rate of $99.25 per hour;</text>
        </paragraph>
        <paragraph num="(j)">
          <text>Family 1/1 Training: reimbursed at the maximum rate of $99.25 per hour;</text>
        </paragraph>
        <paragraph num="(k)">
          <text>Medical Day Care Services: reimbursed at the maximum rate of $116.59 per day; and</text>
        </paragraph>
        <paragraph num="(l)">
          <text>Senior Center Plus: reimbursed at the maximum rate of $72.19 per day.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The Program’s rates for covered services under Regulations .13—.19 of this chapter shall be adjusted subject to the limitations of the State budget.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".23" heading="Recovery and Reimbursement.">
    <text>Recovery and reimbursement are as set forth in COMAR 10.09.36.07.</text>
  </regulation>
  <regulation prefix="Regulation" num=".24" heading="Cause for Suspension or Removal and Imposition of Sanctions.">
    <text>Cause for suspension or removal and imposition of sanctions is as set forth in COMAR 10.09.36.08.</text>
  </regulation>
  <regulation prefix="Regulation" num=".25" heading="Appeal Procedures.">
    <text>Appeal procedures are those set forth in COMAR 10.09.36.09.</text>
  </regulation>
  <regulation prefix="Regulation" num=".26" heading="Interpretive Regulation.">
    <text>State regulations are interpreted as set forth in COMAR 10.09.36.10.</text>
  </regulation>
  <regulation prefix="Regulation" num=".27" heading="Implementation Date.">
    <text>This chapter shall be implemented January 6, 2014.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">Health-General Article, §§2-104(b), 15-103, 15-105, 15-132, and 15-141.2, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date:</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—19 adopted as an emergency provision effective July 22, 1993 (20:16 Md. R. 1275); adopted permanently effective October 26, 1993 (20:21 Md. R. 1654)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective December 25, 2000 (27:25 Md. R. 2281)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective June 21, 2004 (31:12 Md. R. 912)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05A amended effective July 17, 2006 (33:14 Md. R. 1164)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .33C amended effective June 20, 2005 (32:12 Md. R. 1046); July 17, 2006 (33:14 Md. R. 1164)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective April 9, 2007 (34:7 Md. R. 698)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03C amended effective September 20, 2010 (37:19 Md. R. 1284)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .14 adopted as an emergency provision effective July 1, 2008 (35:17 Md. R. 1482); adopted permanently effective December 1, 2008 (35:24 Md. R. 2078)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .14-1 adopted effective April 15, 2013 (40:7 Md. R. 610)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .15 amended as an emergency provision effective July 1, 2008 (35:17 Md. R. 1482); amended permanently effective December 1, 2008 (35:24 Md. R. 2078)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .17 adopted as an emergency provision effective June 18, 2009 (36:15 Md. R. 1163); adopted permanently effective September 21, 2009 (36:19 Md. R. 1436)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .30 adopted as an emergency provision effective July 1, 2008 (35:17 Md. R. 1482); adopted permanently effective December 1, 2008 (35:24 Md. R. 2078)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .30-1 adopted effective April 15, 2013 (40:7 Md. R. 610)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .32F, G amended as an emergency provision effective July 1, 2008 (35:17 Md. R. 1482); amended permanently effective December 1, 2008 (35:24 Md. R. 2078)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .32H adopted as an emergency provision effective June 18, 2009 (36:15 Md. R. 1163); adopted permanently effective September 21, 2009 (36:19 Md. R. 1436)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .33A, C amended as an emergency provision effective July 1, 2008 (35:17 Md. R. 1482); amended permanently effective December 1, 2008 (35:24 Md. R. 2078)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .33C amended effective April 6, 2009 (36:7 Md. R. 524); February 8, 2010 (37:3 Md. R. 176); October 31, 2011 (38:22 Md. R. 1346); April 15, 2013 (40:7 Md. R. 610)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .33D adopted effective January 6, 2014 (40:26 Md. R. 2163)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.37 repealed and new Regulations .01—.27 adopted effective April 28, 2014 (41:8 Md. R. 471)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01 amended effective November 27, 2023 (50:23 Md. R. 1004)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04A amended effective November 27, 2023 (50:23 Md. R. 1004); May 11, 2026 (53:9 Md. R. 413)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04D adopted effective May 11, 2026 (53:9 Md. R. 413)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .10-1 adopted effective December 11, 2014 (41:24 Md. R. 1427)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .13 amended effective January 30, 2017 (44:2 Md. R. 84)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .14 amended effective January 30, 2017 (44:2 Md. R. 84); November 27, 2023 (50:23 Md. R. 1004)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .15A amended effective January 30, 2017 (44:2 Md. R. 84)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .16A amended effective January 30, 2017 (44:2 Md. R. 84)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .16E, F, G adopted effective November 27, 2023 (50:23 Md. R. 1004)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .17 amended effective January 30, 2017 (44:2 Md. R. 84)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .17D, E, F adopted effective November 27, 2023 (50:23 Md. R. 1004)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .18 amended effective January 30, 2017 (44:2 Md. R. 84)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .18-1 adopted effective December 11, 2014 (41:24 Md. R. 1427)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .18-1 amended effective January 30, 2017 (44:2 Md. R. 84)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .19 amended effective January 30, 2017 (44:2 Md. R. 84)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .21B amended effective December 11, 2014 (41:24 Md. R. 1427)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .21C adopted effective December 11, 2014 (41:24 Md. R. 1427)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .22A amended effective May 11, 2026 (53:9 Md. R. 413)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .22C amended effective July 4, 2016 (43:13 Md. R. 712); November 27, 2023 (50:23 Md. R. 1004); May 11, 2026 (53:9 Md. R. 413)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .22D amended effective January 30, 2017 (44:2 Md. R. 84); May 20, 2019 (46:10 Md. R. 486); November 27, 2023 (50:23 Md. R. 1004); May 11, 2026 (53:9 Md. R. 413)</annotation>
  </annotations>
</chapter>