Plain Text Law

Regulation .04 Factors to be Considered in the Assessment of Penalties.

Regulation .04 Factors to be Considered in the Assessment of Penalties.Copy Citation

In determining whether to impose a penalty and the amount of the penalty, the Board shall consider the following factors:
A.
The cost of investigating and prosecuting the case against the individual;
B.
The extent of actual or potential public harm caused by the violation;
C.
The extent to which the individual derived a financial benefit from the violation;
D.
The history of a previous violation or violations;
E.
The willfulness of the improper conduct; and
F.
Mitigating factors as presented by the licensee.