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<chapter num="13" heading="Civil Penalties" title_num="10" subtitle_num="28">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter establishes the standards by which the Board may:</text>
    <paragraph num="A.">
      <text>Impose an administrative monetary penalty not exceeding $5,000 on an individual licensed under Health Occupations Article, Title 11, Annotated Code of Maryland, for an act or omission prohibited under Health Occupations Article, §11-313, Annotated Code of Maryland; or</text>
    </paragraph>
    <paragraph num="B.">
      <text>Assess a civil fine not exceeding $50,000 on a person who violates Health Occupations Article, §11–501, 11–502, or 11–504, Annotated Code of Maryland.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Board” means the Board of Examiners in Optometry.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Licensee” means an individual licensed by the Board to practice optometry.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Violation” means:</text>
        <paragraph num="(a)">
          <text>An act or omission prohibited under Health Occupations Article, §11-313, Annotated Code of Maryland; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An act prohibited under Heath Occupations Article, §11-501, 11-502, or 11-504, Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Authority to Impose an Administrative Monetary Penalty.">
    <paragraph num="A.">
      <text>After a hearing under Health Occupations Article, §11-315, Annotated Code of Maryland, and COMAR 10.28.04, the Board may impose an administrative monetary penalty of $5,000 or less on a licensee who is found to have committed a violation.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Board may impose a penalty under §A of this regulation:</text>
      <paragraph num="(1)">
        <text>For each occasion the licensee commits a violation, not to exceed a maximum of $5,000;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>In addition to suspension or revocation of a license; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Instead of suspension of a license.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Factors to be Considered in the Assessment of Penalties.">
    <text>In determining whether to impose a penalty and the amount of the penalty, the Board shall consider the following factors:</text>
    <paragraph num="A.">
      <text>The cost of investigating and prosecuting the case against the individual;</text>
    </paragraph>
    <paragraph num="B.">
      <text>The extent of actual or potential public harm caused by the violation;</text>
    </paragraph>
    <paragraph num="C.">
      <text>The extent to which the individual derived a financial benefit from the violation;</text>
    </paragraph>
    <paragraph num="D.">
      <text>The history of a previous violation or violations;</text>
    </paragraph>
    <paragraph num="E.">
      <text>The willfulness of the improper conduct; and</text>
    </paragraph>
    <paragraph num="F.">
      <text>Mitigating factors as presented by the licensee.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Payment of Penalties.">
    <paragraph num="A.">
      <text>Within 30 days of the date of the Board’s order:</text>
      <paragraph num="(1)">
        <text>A licensee shall pay to the Board the administrative monetary penalty imposed; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A person shall pay the civil fine assessed by the Board.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The Board shall pay into the General Fund of the State all monies collected under this chapter.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If a licensee fails to pay, in whole or in part, a penalty imposed by the Board, the Board may not restore, reinstate, or renew the license of the licensee until the licensee pays the penalty in full.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The Board may refer all cases of delinquent payment to the Central Collection Unit of the Department of Budget and Management to institute and maintain proceedings and ensure prompt payment.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Civil Fines.">
    <paragraph num="A.">
      <text>After a hearing under Health Occupations Article, §11–315, Annotated Code of Maryland, and COMAR 10.28.04, the Board may assess a civil fine not to exceed $50,000 against a person who:</text>
      <paragraph num="(1)">
        <text>Practices optometry without a license in violation of Health Occupations Article, §11–501, Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Misrepresents to the public by title, by description of services, methods, or procedures, or otherwise that the person practices optometry in violation of Health Occupations Article, §11–502, Annotated Code of Maryland; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Knowingly sells or dispenses contact lenses or replacement contact lenses without a valid and unexpired prescription or replacement contact lens prescription in violation of Health Occupations Article, §11–504, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>In determining whether to assess a fine and the amount of the fine, the Board shall consider the following factors:</text>
      <paragraph num="(1)">
        <text>The cost of investigating and prosecuting the case against the person;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The extent of actual or potential public harm caused by the violation;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The extent to which the person derived a financial benefit from the violation;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>The history of a previous violation or violations;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The willfulness of the improper conduct; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Mitigating factors as presented by the person.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Health Occupations Article, §§11-205, 11-313 — 11-315, and 11-505, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: April 20, 1998 (25:8 Md. R. 597)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01 amended effective August 17, 2015 (42:16 Md. R. 1055)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02B amended effective August 17, 2015 (42:16 Md. R. 1055)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05A, C amended effective August 17, 2015 (42:16 Md. R. 1055)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .06 adopted effective August 17, 2015 (42:16 Md. R. 1055)</annotation>
  </annotations>
</chapter>