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<chapter num="14" heading="Code of Conduct" title_num="10" subtitle_num="28">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter governs all optometrists licensed by the State Board of Examiners in Optometry to practice in the State.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Board” means the Board of Examiners in Optometry.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Inappropriate sexual language” means:</text>
        <paragraph num="(a)">
          <text>A sexualized harassing comment;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An eroticized or sexually provocative comment not reasonably associated with a health care matter; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>An inappropriate discussion of a sexually related matter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>“Patient” means the individual to whom the licensee is rendering professional service.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Sexual behavior” means:</text>
        <paragraph num="(a)">
          <text>A sexual act as specified in Criminal Law Article, §3-301(e) and (g), Annotated Code of Maryland; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Sexual contact as specified in Criminal Law Article, §3-301(f), Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>“Sexual exploitation” means a situation in which the licensee takes advantage of the unequal relationship between the licensee and a patient, a student, or an employee to obtain sexual favors.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Sexual harassment” means a deliberate or repeated comment, advance, gesture, solicitation, request, or physical contact of a sexual nature.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="General Conduct.">
    <paragraph num="A.">
      <text>The licensee shall:</text>
      <paragraph num="(1)">
        <text>Apprise the patient of the risks, opportunities, and obligations associated with services available to the patient;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Make the fee for service clear, maintain adequate financial records, and confirm arrangements for financial reimbursement with the patient;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Notify the patient promptly and seek the transfer, referral, or continuation of service in relation to the patient's need or preference if the licensee anticipates the termination or interruption of service to the patient;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Obtain voluntary and informed consent from a patient for participation in research, without direct or implied deprivation or penalty for refusal to participate;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Inform the Board of unethical conduct by a licensed optometrist; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Inform the Board about an individual who is not licensed by the Board but who represents that the individual is an optometrist and is practicing, attempting to practice, or offering to practice optometry.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>In the capacity of or identity as a licensed optometrist, the licensee may not:</text>
      <paragraph num="(1)">
        <text>Participate or condone dishonesty, fraud, deceit, or misrepresentation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Misrepresent professional qualifications, education, experience, or affiliation;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Exploit a relationship with a patient for personal advantage or satisfaction;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Practice, condone, facilitate, or collaborate with discrimination on the basis of race, color, sex, sexual orientation, age, religion, national origin, marital status, political belief, mental or physical handicap, or other preference or personal characteristic, condition, or status;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Engage or participate in an action that violates or diminishes the civil or legal rights of a patient; or</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Share a fee or accept or give something of value for receiving or making a referral.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Sexual Misconduct.">
    <paragraph num="A.">
      <text>An optometrist may not engage in sexual misconduct in the practice of optometry.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Sexual misconduct includes, but is not limited to:</text>
      <paragraph num="(1)">
        <text>Sexual behavior with a client or patient in the context of a professional evaluation, treatment, procedure, or service to the client or patient, regardless of the setting in which the professional service is provided;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Sexual behavior with a client or patient under the pretext of diagnostic or therapeutic intent or benefit;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Requesting sexual favors of a client or patient;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Inappropriate touching of a client or patient in a sexual manner;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Therapeutically unnecessary discussion of sexual matters or other verbal conduct of a sexual nature while treating a patient;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Taking photographs or video tapes of a client or patient for sexual purposes;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Sexual harassment of staff or students;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Sexual exploitation; or</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Inappropriate sexual language.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Concurrent Sexual Relationships. The licensee may not engage in either consensual or forced sexual behavior with:</text>
      <paragraph num="(1)">
        <text>A patient;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A student or supervisor over whom the licensee exercises professional authority or with whom the licensee maintains direct supervision or education while the professional relationship continues to exist; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An individual with whom the patient has a close personal relationship, including but not limited to a relative or a significant individual in the patient's life, if there is a risk of exploitation or potential harm to the patient.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Relationships with Former Patients.</text>
      <paragraph num="(1)">
        <text>Except as set forth in §D(3) of this regulation, the licensee may not engage in sexual behavior with a former patient.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The licensee may not terminate professional services or a professional relationship with a patient in order to enter into a nonprofessional, social, or sexual relationship with the patient or an individual with whom the patient has a close personal relationship.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The licensee may enter into a relationship with an individual with whom the licensee's prior professional contact was of a brief, peripheral, consultative, or indirect nature, and did not constitute a therapeutic relationship.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Prior Sexual Relationships. The licensee may not provide professional services to an individual with whom the licensee has previously engaged in sexual behavior.</text>
    </paragraph>
    <paragraph num="F.">
      <text>Sexual Harassment.</text>
      <paragraph num="(1)">
        <text>The licensee may not sexually harass a:</text>
        <paragraph num="(a)">
          <text>Patient;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Student; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Employee.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If sexually harassed by a patient, the licensee shall:</text>
        <paragraph num="(a)">
          <text>Seek professional consultation with another licensed health professional;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Document all action taken in the patient's record; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Terminate treatment and assist in a referral to another health care provider.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Deceit During Evaluation, Treatment, Procedure, or Service. The licensee may not suggest, recommend, or encourage the patient to engage in a sexually provocative act, including but not limited to:</text>
      <paragraph num="(1)">
        <text>Sexual contact with the licensee;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Genital stimulation by or of the patient or licensee;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Undressing by or of the licensee in the presence of the patient, or of the patient in the presence of the licensee; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Discussion or disclosure of a sexually provocative or erotic nature, not necessitated by treatment or treatment protocol.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Penalties.">
    <text>Violation of this chapter may result in the Board taking action to reprimand a licensee, place the licensee on probation, or suspend or revoke the licensee's license. The Board may also impose a penalty not exceeding $5,000.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">Health Occupations Article, §§1-212 and 11-205, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: June 26, 2000 (27:12 Md. R. 1140)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective July 31, 2006 (33:15 Md. R. 1281)</annotation>
  </annotations>
</chapter>