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<subtitle num="31" heading="Health Occupation Boards" title_num="10" title_heading="Maryland Department of Health">
  <chapter num="01" heading="Code of Conduct for Board Members and Investigators">
    <regulation prefix="Regulation" num=".01" heading="Scope.">
      <paragraph num="A.">
        <text>This chapter establishes a code of conduct for members of health occupation boards within the Maryland Department of Health and for investigators employed by the health occupation boards.</text>
      </paragraph>
      <paragraph num="B.">
        <text>This chapter does not apply to the Board of Nursing.  The Board of Nursing's Code of Conduct regulations are set forth in COMAR 10.27.23.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“Board” means a health occupation board regulated under the Health Occupations Article or the Health-General Article, Annotated Code of Maryland, with the exception of the Board of Nursing.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Board member” means an individual appointed by the Governor to serve on a Board.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Charging document” means the notice from the board pursuant to State Government Article, §10-208, Annotated Code of Maryland, which informs a licensee of an alleged violation or violations of a board's statute by the licensee.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>“Complaint” means a communication to a board of a possible violation of the disciplinary provisions of a Maryland licensing statute by a licensee.</text>
        </paragraph>
        <paragraph num="(5)">
          <text>“Conflict of interest” means a situation in which a personal interest of a board member or a board investigator presents a potential conflict with the public interest in connection with an anticipated public action or decision.</text>
        </paragraph>
        <paragraph num="(6)">
          <text>“Ex parte communication” means a direct or indirect communication between a board member and another party regarding the merits of an issue in a pending contested disciplinary case if the communication is made outside the presence of the opposing party in the case.</text>
        </paragraph>
        <paragraph num="(7)">
          <text>“Investigator” means an individual who investigates complaints received by a health occupation board.</text>
        </paragraph>
        <paragraph num="(8)">
          <text>Liaison.</text>
          <paragraph num="(a)">
            <text>“Liaison” means a board member designated by the board to provide practitioner expertise to the investigator or prosecutor, or both, pertaining to a specific complaint.</text>
          </paragraph>
          <paragraph num="(b)">
            <text>“Liaison” does not mean a board member who participates only in a preliminary review of a complaint.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(9)">
          <text>“Recusal” means nonparticipation of a board member in a specific matter before the Board.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".03" heading="Recusal of Board Members.">
      <paragraph num="A.">
        <text>Standards for Recusal.</text>
        <paragraph num="(1)">
          <text>A Board member shall recuse himself or herself from board proceedings which involve situations in which the board member:</text>
          <paragraph num="(a)">
            <text>Has a conflict of interest; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Cannot participate fairly and impartially.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>Personal familiarity with a respondent does not, of itself, require recusal of a board member.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>Board Counsel Advice. A board member may seek the advice of the board's counsel in determining the need for recusal on a specific matter.</text>
      </paragraph>
      <paragraph num="C.">
        <text>Requirements Following Recusal.</text>
        <paragraph num="(1)">
          <text>The board member who is recused from a matter before the board may not:</text>
          <paragraph num="(a)">
            <text>Participate in the board's discussion or vote on the matter; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Discuss the matter with other members of the board or discuss the board's review of the matter with other individuals.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(2)">
          <text>If the matter before the board is a disciplinary matter, the board member who is recused shall physically leave the room to ensure nonparticipation.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The board shall document the recusal of the board member in the minutes of the board meeting.</text>
        </paragraph>
      </paragraph>
      <paragraph num="D.">
        <text>Complaint Against a Board Member.</text>
        <paragraph num="(1)">
          <text>A board member against whom a complaint is filed shall follow §C of this regulation for all discussion and voting concerning the complaint filed against the board member.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>If the board determines that there is an additional matter before the board which is reasonably related to the complaint filed against the board member, the board member against whom the complaint is filed shall follow §C of this regulation for the additional matter also.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>If, after investigation of the complaint, the board refers the case to the Attorney General's Office, the board member shall recuse himself or herself from all board activities until the final disposition of the case.</text>
        </paragraph>
      </paragraph>
      <paragraph num="E.">
        <text>Liaison.</text>
        <paragraph num="(1)">
          <text>A board member may not serve as a liaison on a complaint in which the board member has a conflict of interest.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>A board member who serves as the liaison on a specific complaint may:</text>
          <paragraph num="(a)">
            <text>Participate in discussion of the complaint;</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Vote on the decision regarding charges based on the complaint; and</text>
          </paragraph>
          <paragraph num="(c)">
            <text>Participate in the case resolution conference for the complaint.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(3)">
          <text>A board member who serves as the liaison on a specific complaint may not:</text>
          <paragraph num="(a)">
            <text>Participate in a hearing on the complaint conducted by the board; or</text>
          </paragraph>
          <paragraph num="(b)">
            <text>Participate in the discussion or vote on the complaint following the hearing conducted either by the board or by the Office of Administrative Hearings (OAH) through authority delegated from the board.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".04" heading="Investigator.">
      <paragraph num="A.">
        <text>An investigator may not conduct or participate in an investigation of a complaint in which the investigator has a conflict of interest.</text>
      </paragraph>
      <paragraph num="B.">
        <text>In the investigation of a complaint against a member of a board, the board may consider using an investigator other than the one who is regularly assigned to conduct investigations for the board.</text>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".05" heading="Confidentiality.">
      <paragraph num="A.">
        <text>A board member or investigator may not discuss disciplinary or other confidential matters with an individual other than:</text>
        <paragraph num="(1)">
          <text>A board member;</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Board staff;</text>
        </paragraph>
        <paragraph num="(3)">
          <text>The Attorney General's Office;</text>
        </paragraph>
        <paragraph num="(4)">
          <text>A witness; or</text>
        </paragraph>
        <paragraph num="(5)">
          <text>Another individual authorized by law to be involved in the case.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>In the case of an ex parte communication, the board member shall follow the provisions of State Government Article, §10-219, Annotated Code of Maryland.</text>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">Health-General Article, §2-104; Health Occupations Article, §§1-203, 1A-205, 2-205, 3-205, 4-205, 5-205, 6-206, 7-205, 9-205, 10-205, 11-205, 12-205, 13-206, 14-205, 16-205, 17-205, 18-206, 19-205, 20-205 and 21-205; Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date: July 24, 2000 (27:14 Md. R. 1341)</annotation>
    </annotations>
  </chapter>
  <chapter num="02" heading="Tax Compliance Regulations">
    <regulation prefix="Regulation" num=".01" heading="Definitions.">
      <paragraph num="A.">
        <text>In this chapter, the following terms have the meanings indicated.</text>
      </paragraph>
      <paragraph num="B.">
        <text>Terms Defined.</text>
        <paragraph num="(1)">
          <text>“Board” means a health occupation board regulated under the Health Occupations Article, Annotated Code of Maryland, with the exception of the Board of Nursing.</text>
        </paragraph>
        <paragraph num="(2)">
          <text>“Delinquent” means the failure by a certificate holder, licensee, registration holder, or permit holder, to pay all undisputed taxes and unemployment insurance contributions, as determined by the Office of the Comptroller or the Secretary of Labor, that are payable to the Office of the Comptroller or the Secretary of Labor, in a manner satisfactory to the unit of the State responsible for collection of the payment.</text>
        </paragraph>
        <paragraph num="(3)">
          <text>“Renewal license” means any license, permit, certification, or registration granted by the Board for the period immediately following a period for which the person previously possessed the same or a substantially similar license, permit, certification, or registration.</text>
        </paragraph>
        <paragraph num="(4)">
          <text>“Verification” means a written or electronic notification created by the unit of the State responsible for collection of taxes or unemployment insurance contributions attesting that the renewal applicant is no longer delinquent.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <regulation prefix="Regulation" num=".02" heading="Outstanding Taxes or Unemployment Insurance Contributions.">
      <paragraph num="A.">
        <text>If a renewal applicant has been identified as delinquent by the Office of the Comptroller or the Maryland Department of Labor, the Board shall issue a written notice to the renewal applicant stating that:</text>
        <paragraph num="(1)">
          <text>The renewal applicant has been identified by the Office of the Comptroller or the Maryland Department of Labor, as delinquent in the payment of taxes or unemployment insurance contributions as applicable; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>The renewal license will be denied if a verification is not submitted to the Board within 30 days after the notice is issued or before the expiration date of the current certificate, license, registration, or permit, whichever is later.</text>
        </paragraph>
      </paragraph>
      <paragraph num="B.">
        <text>If the Board does not receive a verification within 30 days after the Board issued the notice or before the expiration date of the current certificate, license, registration, or permit, whichever is later, the Board shall:</text>
        <paragraph num="(1)">
          <text>Deny the renewal license; and</text>
        </paragraph>
        <paragraph num="(2)">
          <text>Inform the renewal applicant in writing that the renewal license has been denied.</text>
        </paragraph>
      </paragraph>
    </regulation>
    <annotations>
      <annotation type="Authority">Health Occupations Article, §§1-213, 1A-205, 2-205, 3-205, 4-205, 5-205, 7-205, 8-205, 9-205,10-205, 11-205, 12-205, 13-206, 14-205, 16-205, 17-205, 18-206, and 19-205, Annotated Code of Maryland</annotation>
      <annotation type="History" subtype="Administrative History">Effective date:</annotation>
      <annotation type="History" subtype="Administrative History">Regulations .01—.02 adopted as an emergency provision effective July 1, 2003 (30:19 Md. R. 1327); adopted permanently effective December 11, 2003 (30:24 Md. R. 1741)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .01 amended effective March 15, 2004 (31:5 Md. R. 449)</annotation>
      <annotation type="History" subtype="Administrative History">Regulation .01B amended effective March 12, 2018 (45:5 Md. R. 286)</annotation>
    </annotations>
  </chapter>
</subtitle>