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<regulation prefix="Regulation" num=".07" citation="COMAR 10.32.02.07" title_num="10" subtitle_num="32" chapter_num="02" heading="Proceedings under Health Occupations Article, §§14-404(b), 14-5A-17(c), 14-5B-14(c), 14-5C-17(c), 14-5D-14(b), 14-5E-16(c), 14-5F-18(c) and 15-314(b), Annotated Code of Maryland.">
  <paragraph num="A.">
    <text>In this regulation, “health care provider” means an individual who is a:</text>
    <paragraph num="(1)">
      <text>Licensed physician;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Licensed respiratory care practitioner;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Licensed radiographer;</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Licensed nuclear medical technologist;</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Licensed radiation therapist;</text>
    </paragraph>
    <paragraph num="(6)">
      <text>Licensed radiologist assistant;</text>
    </paragraph>
    <paragraph num="(7)">
      <text>Licensed polysomnographic technologist;</text>
    </paragraph>
    <paragraph num="(8)">
      <text>Licensed athletic trainer;</text>
    </paragraph>
    <paragraph num="(9)">
      <text>Licensed perfusionist;</text>
    </paragraph>
    <paragraph num="(10)">
      <text>Licensed naturopathic doctor; or</text>
    </paragraph>
    <paragraph num="(11)">
      <text>Licensed physician assistant.</text>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Health Occupations Article, §§14-404(b), 14-5A-17(c), 14-5B-14(c), 14-5C-17(c), 14-5D-14(b), 14-5E-16(c), 14-5F-18(c) and 15-314(b), Annotated Code of Maryland, govern mandatory actions of the suspension or revocation of a license on the filing of certified docket entries, if the health care provider is convicted of or pleads guilty, including by an Alford plea, or a plea of nolo contendere to a crime involving moral turpitude.</text>
  </paragraph>
  <paragraph num="C.">
    <text>Procedures.</text>
    <paragraph num="(1)">
      <text>The Office of the Attorney General through Board counsel shall provide to the disciplinary panel assigned to the case certified docket entries of the criminal court proceeding and the following documents from the court record:</text>
      <paragraph num="(a)">
        <text>For a conviction, at least:</text>
        <paragraph num="(i)">
          <text>The indictment, information, or other formal statement of the charges; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Documentation of the verdict and sentencing; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>For a plea of guilty, including an Alford plea, or a plea of nolo contendere, at least one of the following:</text>
        <paragraph num="(i)">
          <text>Stipulated statement of facts or statement of facts on the record;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Plea agreement containing agreed facts;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Transcript of plea agreement proceedings; or</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Written or transcribed opinion or statement of the judge accepting the plea.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>When the disciplinary panel determines that documents provided to it indicate that the respondent comes within the language and intent of Health Occupations Article, §14-404(b), 14-5A-17(c), 14-5B-14(c), 14-5C-17(c), 14-5D-14(b), 14-5E-16(c), 14-5F-18(c) or 15-314(b), Annotated Code of Maryland, and the disciplinary panel has a basis for finding preliminarily that it applies to the respondent, the disciplinary panel shall vote to issue an order requiring the respondent to show cause why the disciplinary panel should not take action under this section.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>After the vote to issue the show cause order, the disciplinary panel shall refer the matter to the administrative prosecutor for prosecutorial action.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Based upon a review of the case, the prosecutor may refer the matter back to the disciplinary panel for further consideration.</text>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Service.</text>
    <paragraph num="(1)">
      <text>The disciplinary panel shall serve the respondent by regular mail or hand delivery at the address the respondent maintains for purposes of licensure notice.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The disciplinary panel may choose to serve the respondent personally.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Opportunity to be Heard.</text>
    <paragraph num="(1)">
      <text>The respondent, after service of the show cause order, has 30 days in which to respond.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The respondent may show cause in writing on the following issues:</text>
      <paragraph num="(a)">
        <text>Lack of conviction or plea;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Whether the crime is one involving moral turpitude;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Misidentity of the respondent with the defendant in the criminal matter; and</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Other relevant issues, if any, other than mitigation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>The respondent may also, within 30 days of service of the show cause order, request an opportunity to address the disciplinary panel by a limited evidentiary hearing on the same issues. However, this argument may not be as of right, but is discretionary based on the existence of genuine issues of material fact or law as determined by the disciplinary panel.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The presiding disciplinary panel member, usually the disciplinary panel chair, shall determine all procedural issues that are governed by this section, and may impose reasonable time limitations. The presiding disciplinary panel member shall make any rulings reasonably necessary to facilitate the effective and efficient operation of the hearing. Ordinarily, the respondent and the administrative prosecutor shall limit their oral presentation to 20 minutes each. The respondent shall proceed first.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>The presiding disciplinary panel member shall allow for consideration of documents the presiding disciplinary panel member determines relevant and material. The presiding disciplinary panel member may not admit oral testimony or witnesses.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>Disciplinary panel members may ask questions of any party appearing before the disciplinary panel.</text>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>Representation.</text>
    <paragraph num="(1)">
      <text>The respondent may appear in proper person or be represented by counsel.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The administrative prosecutor shall present argument in support of the proposed sanction.</text>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>Burdens of Production and Persuasion.</text>
    <paragraph num="(1)">
      <text>The respondent may argue issues as set out in §E(2) of this regulation and has the burden of producing argument or evidence in response to the show cause order.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The administrative prosecutor bears the burden of persuasion by a preponderance of the evidence that the respondent was convicted of or pled guilty or nolo contendere to a crime of moral turpitude.</text>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>Disciplinary Panel Action.</text>
    <paragraph num="(1)">
      <text>After consideration of the respondent’s answer, either in writing or at a hearing, the disciplinary panel shall deliberate and determine whether the crime is a crime involving moral turpitude, and then shall issue an appropriate order.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>A pending appeal of the conviction or plea does not operate as a bar to the disciplinary panel’s acting under Health Occupations Article, §14-404(b)(1), 14-5A-17(c)(1), 14-5B-14(c)(1), 14-5C-17(c), 14-5D-14(b)(1), 14-5E-16(c), 14-5F-18(c) or 15-314(b), Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A respondent suspended pursuant to Health Occupations Article, §14-404(b), 14-5A-17(c), 14-5B-14(c), 14-5C-17(c), 14-5D-14(b)(1), 14-5E-16(e), 14-5F-18(c) or 15-314(b), Annotated Code of Maryland, shall be reinstated immediately upon the filing of a certified docket entry that the conviction has been reversed. The reinstatement does not terminate any other disciplinary action or investigation pending against the respondent.</text>
    </paragraph>
  </paragraph>
</regulation>