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<chapter num="04" heading="Delegation of Duties by a Licensed Physician-Psychiatrist to a Psychiatrist's Assistant" title_num="10" subtitle_num="32">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter concerns the registration of psychiatrist's assistants before October 1, 1993, and re-registration and discipline of psychiatrist's assistants currently registered by the Board of Physicians.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Applicant” means the registered psychiatrist's assistant and supervisory psychiatrist who applied to the Board on or before October 1, 1993, for approval of duties and supervision.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Board” means the Board of Physicians.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Facility” means a:</text>
        <paragraph num="(a)">
          <text>Hospital;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Nursing home;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Health maintenance organization;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Community health center;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Public health clinic;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Similar institution; or</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Medical office of more than one psychiatrist.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>“Psychiatrist” means an individual licensed to practice medicine in Maryland who has completed the psychiatric residency requirements in a program approved by the American Board of Psychiatry and Neurology or who has received, or is eligible for, certification by the American Board of Psychiatry and Neurology.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Psychiatrist's assistant” means an individual who applied for registration on or before October 1, 1993, and was registered by the Board to perform medical duties which would normally be performed by a psychiatrist.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Permitted Assignment of Duties.">
    <text>A psychiatrist may assign duties which constitute the practice of medicine to a psychiatrist's assistant in accordance with these regulations.</text>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Standards for Psychiatrist Supervision of Psychiatrist's Assistants.">
    <paragraph num="A.">
      <text>The psychiatrist shall personally examine, diagnose, and establish a treatment plan for each patient before assigning a patient to a psychiatrist's assistant.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Adequate supervision of a psychiatrist's assistant in the performance of medical acts under these regulations requires the personal presence of the psychiatrist or the psychiatrist's participation through telephone contact, chart review, or other means as approved by the Board, or all of the above.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Adequate supervision does not necessarily require on-site supervision in all cases.</text>
    </paragraph>
    <paragraph num="D.">
      <text>When in the performance of his medical duties, a psychiatrist's assistant finds a significant, new undiagnosed condition or a significant change in an existing diagnosed illness, the psychiatrist's assistant shall immediately apprise the supervising psychiatrist of the condition or change. The supervising psychiatrist shall then direct appropriate treatment and shall be available to promptly attend the patient.</text>
    </paragraph>
    <paragraph num="E.">
      <text>A psychiatrist may not employ more than two full-time psychiatrist's assistants in a non institutional practice.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Registration and Re-registration.">
    <paragraph num="A.">
      <text>After October 1, 1993, the Board may not accept or approve any application for registration.</text>
    </paragraph>
    <paragraph num="B.">
      <text>An individual who has been registered by the Board as a psychiatrist's assistant pursuant to this chapter shall renew the registration every 2 years on the date specified by the Board by re-registration and payment of the appropriate fees. A registrant shall meet all the requirements of this chapter at re-registration.</text>
    </paragraph>
    <paragraph num="C.">
      <text>A psychiatrist's assistant shall notify the Board in writing of a change in the psychiatrist’s assistant name or address within 60 days after the change.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Notice of the required re-registration shall be given by the Board to the psychiatrist's assistant at the address as shown on the records of the Board.</text>
    </paragraph>
    <paragraph num="E.">
      <text>The psychiatrist's assistant shall complete this re-registration by the date specified by the Board.</text>
    </paragraph>
    <paragraph num="F.">
      <text>If a psychiatrist's assistant does not receive notice of re-registration it shall be the responsibility of the psychiatrist’s assistant to contact the Board in order to complete this re-registration before the expiration of the current registration.</text>
    </paragraph>
    <paragraph num="G.">
      <text>A psychiatrist's assistant whose registration has expired for failure to renew is unregistered. A registration which has expired shall be considered permanently expired.</text>
    </paragraph>
    <paragraph num="H.">
      <text>For purposes of the re-registration, appropriate standards for continuing medical education for psychiatrist's assistants may be promulgated by the Board.</text>
    </paragraph>
    <paragraph num="I.">
      <text>When the registration expires, the approval of duties and supervision becomes invalid.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Approval of Duties and Supervision.">
    <paragraph num="A.">
      <text>When a physician or facility and a psychiatrist's assistant have agreed to the psychiatrist's assistant's employment, the two parties shall provide the Board with a written application for approval of duties and supervision before the psychiatrist's assistant begins his duties.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A psychiatrist's assistant may not begin employment until a notice of approval of duties and supervision is issued by the Board to the physician or facility and the psychiatrist's assistant.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Application for Approval of Duties and Supervision.</text>
      <paragraph num="(1)">
        <text>The application shall be made on a form supplied by the Board and shall include:</text>
        <paragraph num="(a)">
          <text>A complete list and description of the duties to be assigned to the psychiatrist's assistant.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A detailed description of the supervisory relationship between the psychiatrist and the psychiatrist's assistant or the psychiatrists in a facility and the psychiatrist's assistant. The description of the supervisory relationship shall include a schedule of patient reviews.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Facility employers of psychiatrist's assistants shall submit to the Board for approval:</text>
        <paragraph num="(a)">
          <text>The name of a principal psychiatrist who will be responsible for the assigned duties and supervision of all psychiatrist's assistants;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The total number of psychiatrist's assistants to be employed.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The application shall be signed by the psychiatrist and the psychiatrist's assistant or, if a facility, by the principal psychiatrist and all supervising psychiatrists and the psychiatrist's assistant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The Board shall notify the psychiatrist's assistant and the psychiatrist or facility of its approval or disapproval of the duties and supervisory relationship within 60 days of receipt of the notice of employment.</text>
    </paragraph>
    <paragraph num="E.">
      <text>The Board may approve an application in whole or in part, based upon the applicant's education and experience.</text>
    </paragraph>
    <paragraph num="F.">
      <text>The Board shall have the authority to review the practice and supervisory relationship of a psychiatrist's assistant and psychiatrist or facility's psychiatrist at any time for conformance with these regulations.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Termination of Employment.">
    <text>Notice shall be given to the Board by the psychiatrist or the facility and the psychiatrist's assistant within 10 days of termination of employment.</text>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Responsibility of the Psychiatrist.">
    <paragraph num="A.">
      <text>A record of patient reviews with the psychiatrist's assistant shall be kept on file and shall include a summary of the psychiatrist's observations and recommendations.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A psychiatrist may not assign the ultimate responsibility for diagnosis or therapy to a psychiatrist's assistant.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Notwithstanding any provision contained in these regulations, a psychiatrist may not assign to a psychiatrist's assistant the duty of independently prescribing or dispensing drugs.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Psychiatrist's Responsibility to Patient not to be Limited by Assignment.">
    <text>When the Board approves a psychiatrist's assistant's duties and supervisory relationship with a psychiatrist, that approval does not relieve the psychiatrist from the primary responsibility for the care and treatment of the patient. Medical services rendered to a patient by a psychiatrist's assistant shall be, with respect to the obligation of the psychiatrist, the same as if those services had been rendered directly by the psychiatrist.</text>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Fees.">
    <text>The Board shall establish fees for application, registration, re-registration, late registration, and reinstatement of psychiatrist's assistants.</text>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Identification of the Psychiatrist's Assistant.">
    <paragraph num="A.">
      <text>The psychiatrist's assistant shall wear a tag or badge with lettering clearly visible to the patient, bearing his name and the title “Registered Psychiatrist's Assistant”. The use of any other degree designation either on the badge or in any other phase of practice as a psychiatrist's assistant is prohibited.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A patient calling or walking in for an appointment shall be clearly notified at that time whether he will be seeing the psychiatrist or the psychiatrist's assistant.</text>
    </paragraph>
    <paragraph num="C.">
      <text>A psychiatrist's assistant may not represent himself as a psychiatrist's assistant in any employment unless an application for approval of duties and supervision has been approved by the Board.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The Board shall maintain a registry of psychiatrist's assistants.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".12" heading="Hearings Following Denial of Application or Re-Registration.">
    <paragraph num="A.">
      <text>If the Board disapproves an application for approval of duties and supervision, it shall give notice to the applicant and set forth the specific reasons for the denial. The applicant shall have the right to appear before the Board and be heard.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If the applicant desires to be heard, he shall make a written request for a hearing within 10 days of the receipt of the notice of disapproval of his application. The hearing shall be held within 60 days after the written request has been filed.</text>
    </paragraph>
    <paragraph num="C.">
      <text>At the hearing the applicant may be represented by counsel and may present witnesses and other evidence on his behalf.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The Board shall affirm, reverse, or modify its previous disapproval and give the applicant written notice of the action which it has taken within 30 days after the hearing, unless the applicant agrees to a longer period.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".13" heading="Prohibited Conduct, Hearings, and Appeals.">
    <paragraph num="A.">
      <text>For the commission of a prohibited act, subject to the hearing provisions of Health Occupations Article, §14-405, Annotated Code of Maryland, on the affirmative vote of a majority of its full, authorized membership, the Board may:</text>
      <paragraph num="(1)">
        <text>Reprimand any psychiatrist's assistant;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Place any psychiatrist's assistant on probation; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Suspend or revoke the registration of a psychiatrist's assistant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The following are prohibited acts:</text>
      <paragraph num="(1)">
        <text>Fraudulently or deceptively obtaining, or attempting to obtain, a registration for the applicant or certified individual or for another;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Fraudulently or deceptively using a registration;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Being guilty of unprofessional or immoral conduct in the practice of psychiatry as a psychiatrist's assistant;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Being professionally, physically, or mentally incompetent;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Habitually being intoxicated;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Being addicted to, or habitually abusing, any narcotic or controlled dangerous substance as defined in Criminal Law Article, Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Providing professional services while:</text>
        <paragraph num="(a)">
          <text>Under the influence of alcohol, or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Using any narcotic or controlled dangerous substance, as defined in Criminal Law Article, Annotated Code of Maryland, or other drug that is in excess of therapeutic amounts or without valid medical indication;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(8)">
        <text>Willfully making or filing a false report or record in the practice of psychiatry as a psychiatrist's assistant or aiding another individual to do so;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Willfully failing to file or record any report as required under law, willfully impeding or obstructing the filing or recording of a report, or inducing another to fail to file or record a report;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Making a willful misrepresentation in treatment;</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Practicing as a psychiatrist's assistant with an unauthorized individual or aiding an unauthorized individual in practice as a psychiatrist's assistant;</text>
      </paragraph>
      <paragraph num="(12)">
        <text>Being disciplined by a licensing or disciplinary authority or being convicted or disciplined by a court of any state or country or disciplined by any branch of the United States uniformed services or the Veterans' Administration for an act that would be grounds for disciplinary action under this regulation;</text>
      </paragraph>
      <paragraph num="(13)">
        <text>Failing to meet appropriate standards for the delivery of quality performance as a psychiatrist's assistant in this State;</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Willfully submitting false statements to collect fees for which services are not provided;</text>
      </paragraph>
      <paragraph num="(15)">
        <text>Knowingly failing to report suspected child abuse in violation of Family Law Article, §5-903, Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(16)">
        <text>Selling, prescribing, giving away, or administering medical prescription drugs, narcotics, or controlled dangerous substances, as defined in Criminal Law Article, Annotated Code of Maryland, for illegal or illegitimate medical purposes;</text>
      </paragraph>
      <paragraph num="(17)">
        <text>Breaching patient confidentiality;</text>
      </paragraph>
      <paragraph num="(18)">
        <text>Practicing beyond the authorized scope of practice;</text>
      </paragraph>
      <paragraph num="(19)">
        <text>Performing delegated medical acts other than under the supervision of a psychiatrist approved by the Board;</text>
      </paragraph>
      <paragraph num="(20)">
        <text>Refusing, withholding from, denying, or discriminating against a patient with regard to the provision of professional services for which the psychiatrist's assistant is registered and qualified to render because the patient may be HIV positive;</text>
      </paragraph>
      <paragraph num="(21)">
        <text>Practicing or attempting to practice any delegated act as a psychiatrist's assistant without having received education, internship, training, or experience in the performance of that procedure;</text>
      </paragraph>
      <paragraph num="(22)">
        <text>Soliciting professional patronage through an agent or other individuals or profits from the acts of an individual who is represented as an agent of the psychiatrist's assistant;</text>
      </paragraph>
      <paragraph num="(23)">
        <text>Paying or agreeing to pay any sum to an individual for bringing or referring a patient or accepting or agreeing to accept any sum from an individual for bringing or referring a patient;</text>
      </paragraph>
      <paragraph num="(24)">
        <text>Failing to comply with these regulations;</text>
      </paragraph>
      <paragraph num="(25)">
        <text>On proper request, failing to provide, in writing, details of a patient's records to another health care provider, institution, or hospital; and</text>
      </paragraph>
      <paragraph num="(26)">
        <text>Except in an emergency life-threatening situation, failing to comply with the Centers for Disease Control's guidelines on universal precautions.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Crimes Involving Moral Turpitude.</text>
      <paragraph num="(1)">
        <text>Subject to the Administrative Procedure Act, the Board shall order the suspension of a registration of a psychiatrist's assistant if the psychiatrist's assistant is convicted of or pleads guilty or nolo contendere with respect to a crime involving moral turpitude whether or not any appeal or other proceeding is pending to have the conviction or plea set aside.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>After completion of the appellate process, if the conviction has not be reversed or the plea has not been set aside with respect to a crime involving moral turpitude, the Board shall order the revocation of a psychiatrist's assistant's registration subject to the hearing provisions of Health Occupations Article, §14-405, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Surrender. Unless the Board agrees to accept the surrender of a registration, a psychiatrist's assistant may not surrender the registration nor may the registration lapse by operation of law while the psychiatrist's assistant is under investigation or while charges are pending against the assistant.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Unprofessional Conduct. Unprofessional conduct in the practice of medicine as defined by Health Occupations Article, §14-404(a)(3), Annotated Code of Maryland, includes the failure of a physician to comply with the statute and regulations governing supervising physicians and psychiatrist's assistants.</text>
    </paragraph>
    <paragraph num="F.">
      <text>Complaints. Individuals may refer complaints alleging prohibited conduct to the Board to be investigated according to the Board's procedures.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Health Occupations Article, §§14-205, 14-302, and 14-306, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: May 24, 1982 (9:10 Md. R. 1022)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective May 8, 1995 (22:9 Md. R. 645)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01 amended effective October 10, 2016 (43:20 Md. R. 1110)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05 amended effective October 10, 2016 (43:20 Md. R. 1110)</annotation>
  </annotations>
</chapter>