<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".12" citation="COMAR 10.32.06.12" title_num="10" subtitle_num="32" chapter_num="06" heading="Penalties, Fines, and Sanctions.">
  <paragraph num="A.">
    <text>An individual who violates any provision of Heath Occupations Article, Title 14, Subtitle 5C, Annotated Code of Maryland, is guilty of a misdemeanor and on conviction is subject to a fine not exceeding $1,000 or imprisonment not exceeding 1 year, or both.</text>
  </paragraph>
  <paragraph num="B.">
    <text>An individual who violates any provision of Health Occupations Article, Title 14, Subtitle 5C, Annotated Code of Maryland, or any regulation in this chapter, is subject to a civil fine of not more than $5,000 to be levied by the Board or a disciplinary panel.</text>
  </paragraph>
  <paragraph num="C.">
    <text>The Board shall pay any penalty collected under §A or B of this regulation into the Board of Physicians Fund.</text>
  </paragraph>
  <paragraph num="D.">
    <text>Employment of Unlicensed Polysomnography Practitioner.</text>
    <paragraph num="(1)">
      <text>A person who violates Health Occupations Article, §14-5C-22.1, Annotated Code of Maryland, is subject to a civil fine of not more than $5,000 to be levied by the Board.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The Board shall pay any fine collected under §D of this regulation into the State’s General Fund.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>The Board may impose a fine up to $1,000 for a reporting entity, as defined in COMAR 10.32.22.02, that fails to make a report to the Board required by COMAR 10.32.22.</text>
  </paragraph>
  <paragraph num="F.">
    <text>General Application of Sanctioning Guidelines.</text>
    <paragraph num="(1)">
      <text>Sections F and G of this regulation and Regulation .13 of this chapter do not apply to offenses for which a mandatory sanction is set by statute or regulation.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Except as provided in §G of this regulation, for violations of the sections of the Maryland Polysomnography Act listed in the sanctioning guidelines, a disciplinary panel shall impose a sanction not less severe than the minimum listed in the sanctioning guidelines nor more severe than the maximum listed in the sanctioning guidelines for each offense.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Ranking of Sanctions.</text>
      <paragraph num="(a)">
        <text>For the purposes of this regulation, the severity of sanctions is ranked as follows, from the least severe to the most severe:</text>
        <paragraph num="(i)">
          <text>Reprimand;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Probation;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Suspension; and</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Revocation.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>A stayed suspension in which the stay is conditioned on the completion of certain requirements is ranked as probation.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>A stayed suspension not meeting the criteria for §F(3)(b) of this regulation is ranked as a reprimand.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>The disciplinary panel may impose more than one sanction, provided that the most severe sanction neither exceeds the maximum nor is less than the minimum sanction permitted in the chart.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Any sanction may be accompanied by conditions reasonably related to the offense or to the rehabilitation of the offender. The inclusion of conditions does not change the ranking of the sanction.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>If a licensee has violated more than one ground for discipline as set out in the sanctioning guidelines:</text>
      <paragraph num="(a)">
        <text>The sanction with the highest severity ranking shall be used to determine which ground will be used in developing a sanction; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The disciplinary panel may impose concurrent sanctions based on other grounds violated.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(7)">
      <text>Notwithstanding the sanctioning guidelines set forth in Regulation .13 of this chapter, in order to resolve a pending disciplinary action, the disciplinary panel and the licensee may agree to a surrender of license or a consent order with terms and sanction agreed to by the disciplinary panel, the administrative prosecutor, and the licensee.</text>
    </paragraph>
    <paragraph num="(8)">
      <text>Depending on the facts and circumstances of each case, and to the extent that the facts and circumstances apply, the disciplinary panel may consider the aggravating and mitigating factors set out in §G(4) and (5) of this regulation and may in its discretion determine, based on those factors, that an exception should be made and that the sanction in a particular case should fall outside the range of sanctions listed in the sanctioning guidelines.</text>
    </paragraph>
    <paragraph num="(9)">
      <text>If the disciplinary panel imposes a sanction that departs from the sanctioning guidelines as set forth in Regulation .13 of this chapter, the disciplinary panel shall state its reasons for doing so in its final decision and order.</text>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>Aggravating and Mitigating Factors.</text>
    <paragraph num="(1)">
      <text>Depending on the facts and circumstances of each case, and to the extent that the facts and circumstances apply, the disciplinary panel may consider the aggravating and mitigating factors set out in §G(4)—(5) of this regulation and may in its discretion determine, based on those factors, that an exception should be made and that the sanction in a particular case should fall outside the range of sanctions listed in the sanctioning guidelines.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Nothing in this regulation requires the disciplinary panel or an Administrative Law Judge to make findings of fact with respect to any of these factors.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The existence of one or more of these factors does not impose on the disciplinary panel or an Administrative Law Judge any requirement to articulate its reasoning for not exercising its discretion to impose a sanction outside of the range of sanctions set out in the sanctioning guidelines.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Mitigating factors may include, but are not limited to, the following:</text>
      <paragraph num="(a)">
        <text>The absence of a prior disciplinary record;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The offender self-reported the incident;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The offender voluntarily admitted the misconduct, made full disclosure to the Board, and was cooperative during the Board proceedings;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>The offender implemented remedial measures to correct or mitigate the harm arising from the misconduct;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>The offender made good faith efforts to make restitution or to rectify the consequences of the misconduct;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>The offender has been rehabilitated or exhibits rehabilitative potential;</text>
      </paragraph>
      <paragraph num="(g)">
        <text>The misconduct was not premeditated;</text>
      </paragraph>
      <paragraph num="(h)">
        <text>There was no potential harm to patients or the public or other adverse impact; or</text>
      </paragraph>
      <paragraph num="(i)">
        <text>The incident was isolated and is not likely to recur.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Aggravating factors may include, but are not limited to, the following:</text>
      <paragraph num="(a)">
        <text>The offender has a previous criminal or administrative disciplinary history;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The offense was committed deliberately or with gross negligence or recklessness;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The offense had the potential for or actually did cause patient harm;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>The offense was part of a pattern of detrimental conduct;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>The offender committed a combination of factually discrete offenses adjudicated in a single action;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>The offender pursued his or her financial gain over the patient’s welfare;</text>
      </paragraph>
      <paragraph num="(g)">
        <text>The patient was especially vulnerable;</text>
      </paragraph>
      <paragraph num="(h)">
        <text>The offender attempted to hide the error or misconduct from patients or others;</text>
      </paragraph>
      <paragraph num="(i)">
        <text>The offender concealed, falsified, or destroyed evidence or presented false testimony or evidence;</text>
      </paragraph>
      <paragraph num="(j)">
        <text>The offender did not cooperate with the investigation; or</text>
      </paragraph>
      <paragraph num="(k)">
        <text>Previous attempts to rehabilitate the offender were unsuccessful.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(6)">
      <text>A departure from the sanctioning guidelines set forth in Regulation .13 of this chapter is not a ground for any hearing or appeal of a disciplinary panel action.</text>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>Offenses Related to Continuing Education Requirements.</text>
    <paragraph num="(1)">
      <text>If a licensee has submitted an application claiming the completion of continuing education credits and the licensee fails to document the completion of such continuing education credits when audited by the Board, the licensee may be charged under one or more of the following, as appropriate:</text>
      <paragraph num="(a)">
        <text>Health Occupations Article, §14-5C-17(a)(3), Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Health Occupations Article, §14-5C-17(a)(10), Annotated Code of Maryland; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Health Occupations Article, §14-5C-17(a)(11), Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Upon a finding of a violation, the disciplinary panel may impose any discipline authorized under Health Occupations Article, §14-5C-17, Annotated Code of Maryland, and the sanctioning guidelines.</text>
    </paragraph>
  </paragraph>
  <paragraph num="I.">
    <text>Payment of Fines Imposed by the Board or a Disciplinary Panel.</text>
    <paragraph num="(1)">
      <text>An individual shall pay to the Board any fine imposed pursuant to this regulation within 15 calendar days of the date of the order, unless the order specifies otherwise.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Filing an appeal under State Government Article, §10-222, Annotated Code of Maryland, does not stay payment of a fine imposed pursuant to this regulation.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>If an individual fails to pay, in whole or in part, a fine imposed pursuant to this regulation, the Board may not restore, reinstate, or renew a license until the fine has been paid in full.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>In its discretion, the Board may refer all cases of delinquent payment to the Central Collection Unit of the State Department of Budget and Management to institute and maintain proceedings to ensure an individual’s prompt payment.</text>
    </paragraph>
  </paragraph>
</regulation>