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<chapter num="07" heading="Sanctions and Disciplinary Proceedings" title_num="10" subtitle_num="33">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>These regulations govern procedures for disciplinary and licensing proceedings before the Board.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Administrative prosecutor” means the attorney assigned from the Office of the Attorney General to prosecute the Board’s administrative charges on behalf of the State.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Charges” means the accusations or grounds for action that the Board alleges a respondent committed which concerns:</text>
        <paragraph num="(a)">
          <text>A disciplinary action against a licensee that may result in sanctions against a licensee;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Intent to deny an initial application for licensure;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>An action against an individual practicing nursing home administration or assisted living management without a license; or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Other action authorized by law or regulation against an individual, licensee, or applicant that entitles the respondent to a contested case hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>“Charging document” means the document that includes the charges that initiates a Board action against a respondent and gives formal notice to the respondent of an action by the Board.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Complaint.</text>
        <paragraph num="(a)">
          <text>“Complaint” means an allegation or report received by the Board that indicates:</text>
          <paragraph num="(i)">
            <text>A Board licensee may have committed an act or omission for which the licensee may be disciplined or sanctioned;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>An applicant may have committed an act or omission that could result in the denial of the applicant’s application for a license; or</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>An individual may be practicing either nursing home administration or assisted living management without a license.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>“Complaint” may include, but is not limited to, the following:</text>
          <paragraph num="(i)">
            <text>Consumer complaints and complaints from the public;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Reports or allegations from a government entity concerning a nursing home or assisted living program at which the licensee, applicant, or individual is or was employed;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Media reports;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Statements on Board applications for licensure;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Reports from anonymous sources; or</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Information from any source that warrants an investigation.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>“Preliminary investigation” means a review of the allegations in a complaint by the Board and the response from a respondent, if sought and provided, that determines whether there is a sufficient basis for a formal Board investigation.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Respondent” means a licensee, applicant, or individual who:</text>
        <paragraph num="(a)">
          <text>Is under investigation by the Board; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Has been charged by the Board.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Complaints, Investigations, and Disposition of Complaint.">
    <paragraph num="A.">
      <text>Complaint.</text>
      <paragraph num="(1)">
        <text>Any person, government entity, public officer, association, or the Board may submit to the Board a complaint against any licensee, applicant, or individual for due cause.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Board shall investigate and take appropriate action as to any complaint filed with the Board that alleges or indicates that:</text>
        <paragraph num="(a)">
          <text>A licensee has failed to meet any standard governing the practice of the licensee’s profession;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A licensee or an applicant has violated disciplinary grounds of the Board; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>An unlicensed individual:</text>
          <paragraph num="(i)">
            <text>Is practicing nursing home administration or assisted living management in this State without a license or proper authorization; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Has represented to the public that the individual is authorized to practice nursing home administration or assisted living management in this State without a license or proper authorization from the Board.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The Board may investigate responses in a Board licensure application that may warrant denial of the application.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Representation by Counsel.</text>
      <paragraph num="(1)">
        <text>A respondent may be represented by counsel in any matter before the Board and at any stage of the proceedings.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the matter goes to a hearing, a respondent may be represented by:</text>
        <paragraph num="(a)">
          <text>The respondent; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An attorney who is:</text>
          <paragraph num="(i)">
            <text>Admitted to the Maryland Bar; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Specially admitted to practice law pursuant to Maryland Rule 19-217.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>An administrative prosecutor assigned to the Board by the Office of the Attorney General shall prosecute disciplinary matters in Board proceedings.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>The Board may be represented by and obtain the advice of counsel assigned to it by the Office of the Attorney General in all proceedings.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Confidentiality of Proceedings.</text>
      <paragraph num="(1)">
        <text>Except as otherwise provided by law, the proceedings of the Board are confidential. The parties may not waive the confidentiality provided by this regulation.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Office of Administrative Hearings’ proceedings involving the adjudication of a Board-contested case and the administrative law judge's proposed decision are confidential. The parties may not waive the confidentiality of the proceedings or of the residents whose medical records or care are reflected in the record of the proceedings.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Except as otherwise provided by law, even after a final decision is issued by the Board, the parties may not reveal the identity of any residents or patients referenced in the Board proceeding.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Investigation of Complaint.</text>
      <paragraph num="(1)">
        <text>After receipt of a complaint, the Board staff:</text>
        <paragraph num="(a)">
          <text>Shall send an acknowledgement to the complainant;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Shall present the complaint to the disciplinary committee of the Board; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>May forward the complaint to another regulatory agency that has jurisdiction over the matter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The Board's disciplinary committee shall:</text>
        <paragraph num="(a)">
          <text>Review a complaint over which the Board has jurisdiction; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Make a recommendation to the Board on whether to open a formal investigation of a complaint. The disciplinary committee may recommend to the Board closure of the case based on a preliminary investigation of the complaint.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Prior to or after a decision on whether to open a formal investigation of a complaint, the Board may send a summary or a copy of the complaint, either in its entirety or redacted, to the licensee, applicant, or individual who is the subject of the complaint to obtain a response to the allegations made in the complaint.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Participation in review of complaints made to the Board is not a basis for recusal of a Board member, Board counsel, or the administrative prosecutor from further proceedings in the case.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>If the Board votes for a formal investigation, an investigator shall be assigned to the investigation.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>As part of its investigation, the Board may issue investigative subpoenas requiring attendance and testimony or the production of records or tangible objects. The subpoena shall be:</text>
        <paragraph num="(a)">
          <text>Signed by:</text>
          <paragraph num="(i)">
            <text>The Board’s Executive Director; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>A Board officer;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Served by:</text>
          <paragraph num="(i)">
            <text>U.S. first-class mail;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Certified mail to the address the respondent is required to maintain with the Board;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Hand delivery in-person or by courier;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Delivery service for which a signature is required;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Electronic means; or</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>A method otherwise agreed to by the person or government entity to whom the subpoena is directed or the person’s counsel.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Subpoenas. If service of the subpoena is provided by electronic means, under §D(6)(b)(v) of this regulation, and no response or delivery receipt is obtained from the e-mail address to which service of the subpoena was provided, the Board shall serve the subpoena through other means under §D(6)(b) of this regulation.</text>
    </paragraph>
    <paragraph num="F.">
      <text>Except as otherwise provided by law, Board investigations are confidential.</text>
    </paragraph>
    <paragraph num="G.">
      <text>For each complaint, after a review of the complaint, pertinent investigative material, and the disciplinary committee’s recommendation, the Board shall:</text>
      <paragraph num="(1)">
        <text>Close the case;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Close the case with a nonpublic informal advisory letter to the licensee; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Vote to take any of the following actions:</text>
        <paragraph num="(a)">
          <text>Charge the licensee with a violation or violations of Health Occupations Article, §§9-314 or 9-3A-12, Annotated Code of Maryland, or a violation or violations of Regulation .06 of this chapter;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Summarily suspend a license or issue a Notice of Intent to Summarily Suspend;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Issue an intent to deny an application for licensure;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Issue a cease and desist order; or</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Take any action against a respondent authorized by the subtitle or law that entitles the respondent to a contested case hearing.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>Referral to Prosecutor.</text>
      <paragraph num="(1)">
        <text>After a vote for disciplinary action or actions, the matter shall be referred to an administrative prosecutor for prosecutorial action.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>After the administrative prosecutor has drafted the charging document, notice, or order of the disciplinary action or actions, if acceptable, a Board officer or the Board Executive Director shall sign the charging document, notice, or order of the disciplinary action or actions and the licensee, applicant, or individual shall be served.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Pre-Hearing Procedures.">
    <paragraph num="A.">
      <text>The charging document shall:</text>
      <paragraph num="(1)">
        <text>Give reasonable notice of the Board’s action;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Comply with State Government Article, §10-207, Annotated Code of Maryland;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Notify the respondent of, if applicable:</text>
        <paragraph num="(a)">
          <text>Any proceedings scheduled before the Board and the consequences of failing to appear for those proceedings; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An opportunity to request a hearing within a certain period of time and the consequences of failing to request a hearing; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Be accompanied by a letter of procedure notifying the respondent of the applicability of the Administrative Procedure Act to the Board's proceedings.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If the respondent does not participate in the Board proceeding without a valid reason, the Board may nevertheless proceed in adjudicating the case or issue a default order.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If the Board initiates an investigation or if the Board issues a notice of initial denial to an applicant for a license, the applicant may not withdraw the application without approval of the Board.</text>
    </paragraph>
    <paragraph num="D.">
      <text>A notice of denial of a provisional license does not entitle the applicant, nursing home, or assisted living program to a hearing under this chapter.</text>
    </paragraph>
    <paragraph num="E.">
      <text>After the administrative prosecutor has drafted the charging document, if acceptable, a Board officer or the Board Executive Director shall sign the charging document.</text>
    </paragraph>
    <paragraph num="F.">
      <text>An investigation and prosecution of charges may proceed if a respondent's license expires after a Board investigation has been initiated or charges have been issued.</text>
    </paragraph>
    <paragraph num="G.">
      <text>Service of the Charging Document. If the Board issues a charging document, the charging document shall be served upon the respondent at the address the respondent maintains for purposes of licensure or the respondent’s last known address by:</text>
      <paragraph num="(1)">
        <text>U.S. first-class mail;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Certified mail;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Hand delivery in person or by courier;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Delivery service for which a signature is required;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Electronic means; or</text>
      </paragraph>
      <paragraph num="(6)">
        <text>A method otherwise agreed to by the respondent or respondent’s counsel.</text>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>If service of the charging document is provided by electronic means, under §G(5) of this regulation, and no response or delivery receipt is obtained from the e-mail address to which service of the charging document was provided, the Board shall serve the charging document through other means under §G of this regulation.</text>
    </paragraph>
    <paragraph num="I.">
      <text>Case Resolution Conference.</text>
      <paragraph num="(1)">
        <text>After service of the charging document or notice of initial denial, the Board shall offer a respondent the opportunity for a case resolution conference.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Matters admitted, revealed, negotiated, or otherwise discussed at a case resolution conference are confidential and without prejudice and may not be used by the respondent, administrative prosecutor, or Board in any subsequent proceedings, unless the information is otherwise discovered or available by other appropriate means.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Recommendations of the case resolution conference committee are not binding on the Board, which may:</text>
        <paragraph num="(a)">
          <text>Accept the proposed resolution; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Modify a proposed settlement.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>If the respondent and the administrative prosecutor are unable to reach an agreement for settlement that is proposed by the case resolution conference committee, or the Board, the matter shall proceed to a hearing on the charges.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Participation in a case resolution conference is not a basis for recusal of a Board member, Board counsel, or Board prosecutor from further proceedings in a case.</text>
      </paragraph>
    </paragraph>
    <paragraph num="J.">
      <text>Discovery.</text>
      <paragraph num="(1)">
        <text>Discovery on Request. By written request served on the other party and filed with the Board or the Office of Administrative Hearings, as appropriate, a party may require another party to produce copies of documents that the opposing party intends to be produced at the hearing within 30 days of service of the request.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Mandatory Discovery.</text>
        <paragraph num="(a)">
          <text>At least 15 days before the prehearing conference, if scheduled, or 45 days before the scheduled hearing date, whichever is earlier, each party shall provide to the other party:</text>
          <paragraph num="(i)">
            <text>The name and curriculum vitae of any expert witness who will testify at the hearing; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>A detailed written report summarizing the expert testimony, which includes the opinion offered and the factual basis and reasons underlying the opinion.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Upon motion, if the Board Chair or the Board Chair’s designee, who shall be a Board member, or the Office of Administrative Hearings, as appropriate, finds that the expert report is not sufficiently specific, or otherwise fails to comply with the requirements of this section, or the proposed expert is unqualified, the testimony of the expert and any report of the expert shall be excluded from the hearing.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>If an expert adopts a sufficiently specific charging document as the expert report, that adoption shall satisfy the requirements set forth in this section.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="K.">
      <text>Motions and Orders for a Hearing Before the Board.</text>
      <paragraph num="(1)">
        <text>Motions shall:</text>
        <paragraph num="(a)">
          <text>Be in writing and filed with the Board and shall include the pertinent facts and legal authorities relied upon;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Be decided by the Chair of the Board or the Chair’s designee, who shall be a Board member;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Be served upon the opposing party’s legal counsel, if the opposing party is represented, and upon the opposing party, if not represented by legal counsel; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Contain a certificate of service.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Unless shortened or extended by the presiding officer, the opposing party has 15 days from service of the motion to respond to the motion.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Except as otherwise provided by this regulation, the Chair of the Board or the Chair’s designee, who shall be a Board member, may decide any issues needed to facilitate Board proceedings after the charging document is issued.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Parties may be notified of decisions and orders from this chapter by the Board’s Executive Director, who may also sign decisions and orders on behalf of the Board or the Board decision maker.</text>
      </paragraph>
    </paragraph>
    <paragraph num="L.">
      <text>Pre-Hearing Conference for Hearings Before the Board.</text>
      <paragraph num="(1)">
        <text>The Board may hold a pre-hearing conference.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the Board holds a pre-hearing conference, at minimum:</text>
        <paragraph num="(a)">
          <text>A Board member shall attend; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Both parties shall disclose any:</text>
          <paragraph num="(i)">
            <text>Anticipated witnesses; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Documents anticipated to be offered into evidence.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Both parties have a continuing duty to supplement their disclosures of witnesses and documents.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>The parties shall comply with the pre-hearing conference instructions and orders.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>In the case of unforeseen circumstances which would otherwise impose an extraordinary hardship on a party:</text>
        <paragraph num="(a)">
          <text>If a prehearing conference is scheduled, witnesses or documents may not be added to the list after the prehearing conference; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>If no prehearing conference is scheduled, witnesses or documents may not be added to the list later than 15 days before the hearing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>The prohibition against adding witnesses does not apply to witnesses or documents to be used for impeachment or rebuttal purposes.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Failure to comply with discovery, pre-hearing conference instructions, or orders may result in the exclusion of witnesses from testifying or documents from being admitted or default.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Hearings and Final Decisions.">
    <paragraph num="A.">
      <text>Hearings shall be conducted in accordance with State Government Article, Title 10, Subtitle 2, Annotated Code of Maryland.</text>
      <paragraph num="(1)">
        <text>The Board may delegate the Board’s authority to hear contested cases to the Office of Administrative Hearings on a case-by-case basis.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Proceedings are not open to the public.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Hearings may be held by electronic means.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Burden of Proof. A party asserting the affirmative of an issue bears the burden of proof regarding the issue.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Order of Procedure. The party with the burden of proof shall present their case first.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Hearings Conducted Before the Board.</text>
      <paragraph num="(1)">
        <text>The Board shall notify the parties of the date, time, and place of the hearing.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Each hearing shall be held before a majority of the Board.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The delegation for an evidentiary hearing to an administrative law judge shall be by the Board at its discretion.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Presiding Officer. For hearings before the Board, the Board Chair, or, in the Chair's absence, a member designated by the Chair shall be the presiding officer of the hearing. The presiding officer shall:</text>
        <paragraph num="(a)">
          <text>Have complete charge of the hearing proceedings;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Rule on any matter to facilitate the hearing;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Permit the examination of witnesses;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Rule on the admissibility of evidence;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Admit evidence; and</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Adjourn or recess the hearing from time to time.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>The presiding officer, at the presiding officer's discretion, may set reasonable time limits on arguments and presentation of evidence.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>The presiding officer shall be responsible for decorum in a hearing and can suspend the proceedings as necessary to maintain decorum.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Legal Advisor and Counsel for the Board. A representative of the Office of the Attorney General shall act as legal advisor and counsel to the Board.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Administrative Prosecutor.</text>
        <paragraph num="(a)">
          <text>The Board may request the Office of the Attorney General, Health Occupations and Prosecution Unit to participate as the administrative prosecutor in any hearing to present the case on behalf of the State.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The administrative prosecutor that presents the case on behalf of the State shall have the same rights with regard to the submission of evidence, examination, cross-examination of witnesses, presentation of summation and argument, and filing of objections, exceptions, and motions as does the respondent and respondent’s counsel for any party.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(9)">
        <text>Examination of Witnesses and Introduction of Evidence.</text>
        <paragraph num="(a)">
          <text>The rules of evidence in all hearings under these regulations shall be as set forth in State Government Article, §10-213, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Every party has the right to call witnesses and present evidence, cross-examine every witness called on behalf of the Board or other party, and present summation and argument and file objections, exceptions, and motions.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>When a party is represented by counsel, all submission of evidence, examination and cross-examination of witnesses, and filing of objections, exceptions, and motions shall be done and presented solely by counsel.</text>
        </paragraph>
        <paragraph num="(d)">
          <text>The presiding officer, or any person designated by the presiding officer for that purpose, may examine any witness called to testify. Any member of the Board may examine any witness called to testify.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Evidentiary Hearings Conducted at the Office of Administrative Hearings.</text>
      <paragraph num="(1)">
        <text>Unless specified otherwise in this chapter, hearings delegated to the Office of Administrative Hearings are governed by the Office of Administrative Hearings Rules of Procedure, pursuant to COMAR 28.02.01.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Proceedings are not open to the public.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The Board action concerning charges against a nursing home administrator or an assisted living manager may be consolidated for the evidentiary hearing at the Office of Administrative Hearings, with a disciplinary action against a nursing home or assisted living program, brought by the Department if:</text>
        <paragraph num="(a)">
          <text>The licensed nursing home administrator or licensed assisted living manager of the Board action administered or managed the facility that is the subject of the Department’s action; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The issues and facts in the cases are sufficiently similar.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>If a matter has been delegated to the Office of Administrative Hearings, unless otherwise specified by the Board, the administrative law judge presiding over the proceedings shall issue to the Board a proposed decision which shall include:</text>
        <paragraph num="(a)">
          <text>Proposed findings of fact;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Proposed conclusions of law; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A proposed sanction.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Exceptions and Exceptions Hearing.</text>
      <paragraph num="(1)">
        <text>If a matter has been delegated by the Board to the Office of Administrative Hearings or to an individual member of the Board, a party may file exceptions to the proposed decision before the Board makes a final decision.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Unless otherwise permitted by the Board, within 21 days after the issuance of the proposed decision, either party may file written exceptions with the Board.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Unless otherwise permitted by the Board, a party’s written exceptions may not be longer than 25 double-spaced pages and shall state with particularity the:</text>
        <paragraph num="(a)">
          <text>Finding of fact;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Conclusion of law or other matter excepted to; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Relevant portions of the record supporting the party’s exception.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Unless otherwise permitted by the Board, within 15 business days after a party’s exceptions are filed with the Board, the opposing party may file an answer to exceptions.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Unless otherwise permitted by the Board, a party’s answer to exceptions may not be longer than 25 double-spaced pages and shall state with particularity:</text>
        <paragraph num="(a)">
          <text>A response to an exception; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The relevant portions of the record supporting that response.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>Unless otherwise agreed to by the parties and permitted by the Board, an exceptions hearing shall be scheduled for the next meeting of the Board after receipt of the parties’ exceptions and any answer to exceptions.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Exceptions Hearing.</text>
        <paragraph num="(a)">
          <text>An exceptions hearing shall be held before the Board.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The hearing shall be a non-evidentiary hearing to provide the parties with an opportunity for oral argument on the exceptions and answers to exceptions.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The Board member presiding at the hearing shall determine all procedural issues and may impose reasonable time limits on each party’s oral argument.</text>
        </paragraph>
        <paragraph num="(d)">
          <text>The presiding Board member shall make rulings reasonably necessary to facilitate the exceptions hearing.</text>
        </paragraph>
        <paragraph num="(e)">
          <text>The respondent and the administrative prosecutor may not exceed 30 minutes to present oral argument per side, unless approved by the presiding officer.</text>
        </paragraph>
        <paragraph num="(f)">
          <text>The party who filed the exceptions shall proceed first and may reserve part of the allotted time for rebuttal.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(8)">
        <text>Unless otherwise agreed to by the parties and permitted by the Board, in an answer to exceptions or in the hearing on exceptions, the parties may not reference any document or other evidence or offer an exhibit that is outside the record of the evidentiary hearing before the administrative law judge.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>If neither party files exceptions within the time specified in §C(2) of this regulation, in making the Board's final decision, the Board shall consider only the:</text>
        <paragraph num="(a)">
          <text>Proposed decision of the administrative law judge; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Record of the evidentiary hearing.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Final Decision. After a formal hearing is conducted, the Board shall issue a written final decision to be sent to the parties upon issuance which shall include:</text>
      <paragraph num="(1)">
        <text>Findings of fact;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Conclusions of law;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An order; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Appeal rights, if applicable.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Grounds for Sanctioning and Sanctions.">
    <paragraph num="A.">
      <text>The Board may deny a license to any applicant, suspend or revoke the license of a licensee, place on probation, reprimand, or fine a licensee after proper notice and a hearing, if the applicant or licensee:</text>
      <paragraph num="(1)">
        <text>Violated any of the provisions of law or regulations pertaining to the licensing or practice of nursing home administration or assisted living management;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Violated any of the provisions of the law or regulations of the:</text>
        <paragraph num="(a)">
          <text>Licensing or oversight authority or agency of the State for nursing homes or assisted living programs; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Federal entity having jurisdiction over the operation of nursing homes;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Is incompetent to engage in the practice of nursing home administration or assisted living management or to act as a nursing home administrator or assisted living manager;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Engaged in fraud, deceit, or misrepresentation in the licensee’s or applicant’s capacity as a nursing home administrator or assisted living manager;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Wrongfully transferred or surrendered possession of, either temporarily or permanently, an individual’s license;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Paid, gave, caused to be paid or given, or offered to pay or be given to any person a commission or other valuable consideration for the solicitation or procurement, either directly or indirectly, of nursing home or assisted living program patronage;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Used fraudulent, misleading, or deceptive advertising;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Falsely impersonated another licensee;</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Endangered or sanctioned the endangerment of the safety, health, or life of any resident of a nursing home or assisted living program;</text>
      </paragraph>
      <paragraph num="(10)">
        <text>Violated a resident’s rights or allowed a resident’s rights to be violated;</text>
      </paragraph>
      <paragraph num="(11)">
        <text>Failed to oversee and facilitate the nursing home’s or assisted living program’s quality improvement processes to the extent that the safety, health, or life of any resident has been endangered;</text>
      </paragraph>
      <paragraph num="(12)">
        <text>Willfully permitted the unauthorized disclosure of information relating to a resident or the resident’s records;</text>
      </paragraph>
      <paragraph num="(13)">
        <text>Discriminated against residents, employees, or staff on account of race, religion, national origin, sexual orientation, or disability;</text>
      </paragraph>
      <paragraph num="(14)">
        <text>Violated the Code of Ethics set forth under COMAR 10.33.06;</text>
      </paragraph>
      <paragraph num="(15)">
        <text>Engaged in sexual behavior that would be considered unethical or unprofessional according to professional standards of conduct, including, but not limited to:</text>
        <paragraph num="(a)">
          <text>Sexual behavior with a resident or patient in the context of a professional evaluation, treatment, procedure, or service to the resident or patient, regardless of the setting in which the professional service is rendered;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Sexual behavior with a resident or patient under the pretext of diagnostic or therapeutic intent or benefit;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Solicitation of a sexual relationship, whether consensual or nonconsensual, with a resident or patient;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Sexual advances requesting sexual favors;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Therapeutically inappropriate or intentional touching of a sexual nature;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>A verbal comment of a sexual nature;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Physical contact of a sexual nature with a resident or patient;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Discussion of unnecessary sexual matters with a resident or patient;</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Direct or indirect observation of a resident or patient while the resident or patient is undressing or dressing;</text>
        </paragraph>
        <paragraph num="(j)">
          <text>Taking photographs or video of a resident or patient for a sexual purpose;</text>
        </paragraph>
        <paragraph num="(k)">
          <text>Sexual harassment of staff, students, or volunteers;</text>
        </paragraph>
        <paragraph num="(l)">
          <text>An unnecessary sensual act or comment;</text>
        </paragraph>
        <paragraph num="(m)">
          <text>Sexual contact with an incompetent or unconscious client, patient, or resident; or</text>
        </paragraph>
        <paragraph num="(n)">
          <text>Offering to provide services or material in exchange for sexual favors;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(16)">
        <text>Practiced as a nursing home administrator or assistant living manager in the State without a license from the Board or without proper authorization to practice as a nursing home administrator or assistant living manager;</text>
      </paragraph>
      <paragraph num="(17)">
        <text>Falsified continuing education records; or</text>
      </paragraph>
      <paragraph num="(18)">
        <text>Failed to cooperate with an investigation, proceedings, or other requirements of the Board.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The Board may, after due notice and an opportunity to be heard, suspend or revoke an AIT’s participation in a Board-approved AIT program, upon substantial evidence that the AIT has committed any of the actions listed in §A of this regulation.</text>
    </paragraph>
    <paragraph num="C.">
      <text>A licensee shall notify the Board in writing within 30 days if the licensee has been sanctioned by a licensing authority of another state for the practice as a nursing home administrator or assistant living manager.</text>
    </paragraph>
    <paragraph num="D.">
      <text>On finding that there has been a violation of Health Occupations Article, Title 9, Annotated Code of Maryland, or this subtitle, and in accordance with the applicable notice and due process procedures, the Board may order that the:</text>
      <paragraph num="(1)">
        <text>Licensee be fined;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Licensee be reprimanded;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Licensee be placed on probation with appropriate terms and conditions;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Licensee’s license be suspended, with or without terms and conditions; or</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Licensee’s license be revoked.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>The Board may order any of the sanctions listed in §A of this regulation in combination or individually as appropriate for the violations committed by the licensee.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Sanctioning Guidelines.">
    <paragraph num="A.">
      <text>If the Board concludes that a licensee has violated a ground for discipline under Health Occupations Article, §§9-314(b) or 9-3A-12(b), Annotated Code of Maryland, or under this chapter, the Board shall:</text>
      <paragraph num="(1)">
        <text>Determine the applicable sanction range according to the guidelines set forth in Regulation .08 of this chapter;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Consider the applicable aggravating and mitigating factors set forth in §J of this regulation to determine whether the sanction should fall outside the indicated range of sanctions; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>After considering any applicable aggravating and mitigating factors, impose the appropriate sanction.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The Board is not required to make findings of fact with respect to any of the factors for determining the sanction indicated by the sanctioning guidelines.</text>
    </paragraph>
    <paragraph num="C.">
      <text>In the event that a licensee’s violation of the Board’s statutes or regulation does not fall within a sanction range, the Board shall so indicate and use its best judgment to determine the appropriate sanction and consider, to the extent possible, the factors in the sanctioning guidelines.</text>
    </paragraph>
    <paragraph num="D.">
      <text>If the Board deviates from the sanctioning guidelines, the Board shall state its reasons for the deviation.</text>
    </paragraph>
    <paragraph num="E.">
      <text>A departure from the sanctioning guidelines is not an independent ground for an appeal or challenge of a Board action.</text>
    </paragraph>
    <paragraph num="F.">
      <text>Notwithstanding this regulation, in order to resolve a disciplinary proceeding, the Board and the licensee may agree to a surrender of license or a Consent Order with terms and sanction agreed to by the Board and the licensee.</text>
    </paragraph>
    <paragraph num="G.">
      <text>In a case where there are multiple and distinct violations, the Board may impose a sanction greater than the maximum indicated by the sanctioning guidelines for each individual violation.</text>
    </paragraph>
    <paragraph num="H.">
      <text>If probation or suspension is imposed, the Board may impose appropriate terms and conditions for the probation or suspension. If a licensee violates the terms or conditions of the probation or suspension, the Board may take further disciplinary action against the licensee, as provided in the Board order.</text>
    </paragraph>
    <paragraph num="I.">
      <text>Pursuant to Health Occupations Article, §§9-314.1 and 9-3A-13, Annotated Code of Maryland, if a civil fine is imposed, the fine may not exceed $1,000 for a first violation or $5,000 for any subsequent violation of the same provision.</text>
    </paragraph>
    <paragraph num="J.">
      <text>Aggravating and Mitigating Factors.</text>
      <paragraph num="(1)">
        <text>Mitigating Factors. In determining whether the sanction falls outside the indicated range of sanctions guidelines listed in Regulation .08 of this chapter, the Board may consider the following mitigating factors:</text>
        <paragraph num="(a)">
          <text>Absence of a prior disciplinary record;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>That the licensee reported the violation to the Board;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>That the licensee:</text>
          <paragraph num="(i)">
            <text>Voluntarily admitted violation;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Provided full disclosure to the Board; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Cooperated during Board proceedings;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(d)">
          <text>That the licensee implemented remedial measures to correct or mitigate harm arising from the violation;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>That the licensee made a timely good-faith effort to make restitution or otherwise rectify the consequences of the violation;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Evidence of the licensee’s rehabilitation or potential for rehabilitation;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Absence of premeditation to commit the violation;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Absence of potential harm to or adverse impact on the public;</text>
        </paragraph>
        <paragraph num="(i)">
          <text>That the incident was isolated and is not likely to recur; or</text>
        </paragraph>
        <paragraph num="(j)">
          <text>If the licensee has worked at the nursing home or assisted living program for a limited period, and the violation was present before beginning work at the facility or program.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Aggravating Factors. In determining whether the sanction of the licensee falls outside the indicated range of sanctions guidelines listed in Regulation .08 of this chapter, the Board may consider the following aggravating factors:</text>
        <paragraph num="(a)">
          <text>The licensee’s previous criminal or administrative disciplinary history;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>If the violation was committed deliberately or with gross negligence or recklessness;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>If the violation had the potential for, or caused, serious resident harm;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>If the violation was part of a pattern of detrimental conduct;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>If the licensee pursued the licensee’s financial gain over a resident’s welfare;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>That the resident was especially vulnerable;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>That the licensee attempted to:</text>
          <paragraph num="(i)">
            <text>Conceal the violation;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Falsify or destroy evidence; or</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Present false testimony or evidence;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(h)">
          <text>That the licensee failed to cooperate with the Board’s investigation; or</text>
        </paragraph>
        <paragraph num="(i)">
          <text>That the licensee’s previous attempts at rehabilitation were unsuccessful.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Guidelines for Disciplinary Sanctions.">
    <paragraph num="A.">
      <text>Patient Safety.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Fraud, Deceit, or Misrepresentation.</text>
    </paragraph>
    <paragraph num="C.">
      <text>General Misconduct.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Records Violation Without Fraudulent or Deceitful Intent.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Administrator-In-Training Violations by Nursing Home Administrator.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Surrender of License.">
    <paragraph num="A.">
      <text>This regulation pertains to the surrender of a license when:</text>
      <paragraph num="(1)">
        <text>A licensee is under investigation by the Board; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Charges have been issued by the Board against a licensee.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The surrender of a licensee’s license may be rejected by the Board.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Letter of Surrender.</text>
      <paragraph num="(1)">
        <text>The language of the Letter of Surrender is subject to the approval of the Board.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the Letter of Surrender is approved by the Board, it shall be signed by the respondent and the Board’s Executive Director.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The Letter of Surrender may include, but is not limited to:</text>
        <paragraph num="(a)">
          <text>The circumstances that resulted in the surrender;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The time period before the respondent may apply for reinstatement if the surrender is not permanent; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Conditions before the respondent may apply for reinstatement.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>The Letter of Surrender is a final order that is the result of formal discipline, and a public document, under:</text>
        <paragraph num="(a)">
          <text>General Provisions Article, §4-333, Annotated Code of Maryland; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Health Occupations Article, §1-607, Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Summary Suspensions.">
    <paragraph num="A.">
      <text>Pursuant to its authority under State Government Article, §10-226(c), Annotated Code of Maryland, the Board shall order the summary suspension of a license if the Board determines that the public health, safety, or welfare imperatively requires emergency action against the licensee.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Notice of Intent to Summarily Suspend.</text>
      <paragraph num="(1)">
        <text>Based on information gathered in an investigation or otherwise provided to the Board, the Board may vote to issue a notice of intent to summarily suspend a license.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the Board votes to issue a notice of intent to summarily suspend a license or an order of summary suspension, the Board shall refer the matter to an administrative prosecutor for prosecution.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A notice of intent to summarily suspend a license shall include:</text>
        <paragraph num="(a)">
          <text>A proposed order of summary suspension which is unexecuted by the Board and includes:</text>
          <paragraph num="(i)">
            <text>The statutory authority on which the action has been taken;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Allegations of fact that the Board believes demonstrate that the public health, safety, or welfare imperatively requires emergency action against the licensee; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Notice to the respondent of the right to request a full hearing on the merits of the summary suspension if the Board executes the proposed order of summary suspension; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>An order or summons to appear before the Board to show cause as to why the Board should not execute the order of summary suspension, which notifies the respondent of the consequences of failing to appear.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Service.</text>
        <paragraph num="(a)">
          <text>The Board shall serve a respondent with a notice of intent to summarily suspend a license no later than 5 days before a pre-deprivation show cause hearing is scheduled before the Board.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Service of the notice of intent to summarily suspend shall be made as provided under COMAR 10.33.07.04G and H that includes proof of delivery.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>If the Board is unable to serve the notice of intent to summarily suspend a license upon the respondent as described in §B(4)(a) and (b) of this regulation, the Board may nevertheless proceed to prosecute the case.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Pre-Deprivation Opportunity to Be Heard.</text>
      <paragraph num="(1)">
        <text>If the Board issues a notice of intent to summarily suspend a license, the Board shall offer the respondent the opportunity to appear before the Board to show cause as to why the respondent’s license should not be suspended before the Board executes the order of summary suspension.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Pre-Deprivation Show Cause Hearing Before the Board.</text>
        <paragraph num="(a)">
          <text>The hearing shall be a non-evidentiary hearing to provide the parties with an opportunity for oral argument on the proposed summary suspension.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The Board member presiding at the hearing shall determine all procedural issues and may impose reasonable time limits on each party’s oral argument.</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The presiding Board member shall make rulings reasonably necessary to facilitate the effective and efficient operation of the hearing.</text>
        </paragraph>
        <paragraph num="(d)">
          <text>The respondent and the administrative prosecutor may not exceed 30 minutes each to present oral argument.</text>
        </paragraph>
        <paragraph num="(e)">
          <text>The respondent shall proceed first and may reserve part of the allotted time for rebuttal.</text>
        </paragraph>
        <paragraph num="(f)">
          <text>The presiding officer:</text>
          <paragraph num="(i)">
            <text>May allow either the respondent or the administrative prosecutor to present documents or exhibits which are relevant and material to the proceedings and which are not unduly repetitious, if the presiding Board member believes that the documents or exhibits are necessary for a fair hearing; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>May not allow testimony by any witness unless agreed to by the parties and approved by the presiding Board member in advance of the hearing.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(g)">
          <text>A Board member may be recognized by the presiding member to ask questions of either party appearing before the Board.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Post-Deprivation Opportunity to be Heard.</text>
      <paragraph num="(1)">
        <text>Extraordinary Circumstances. The Board may, after consultation with Board counsel, order the summary suspension of a license without first issuing a notice of intent to summarily suspend a license or providing a respondent with an opportunity for a pre-deprivation hearing if the Board determines that:</text>
        <paragraph num="(a)">
          <text>The public health, safety, or welfare imperatively requires the immediate suspension of the license; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Prior notice and an opportunity to be heard are not feasible.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Time — Service and Hearing.</text>
        <paragraph num="(a)">
          <text>An order of summary suspension under §D(1) of this regulation shall be served on the respondent promptly after its execution as provided by COMAR 10.33.07.04G and H that includes proof of delivery.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The respondent shall be provided an opportunity for a post-deprivation hearing before the Board within 15 days after the effective date of the summary suspension, which shall provide the respondent with an opportunity to show cause as to why the Board should lift the summary suspension and reinstate the license.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>If the respondent requests a hearing under §B(3)(a)(iii) of this regulation, that hearing shall:</text>
        <paragraph num="(a)">
          <text>Be conducted before the Board; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Provide the respondent with an opportunity to show cause as to why the Board should lift the summary suspension and reinstate the license.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Burdens of Production and Persuasion.</text>
      <paragraph num="(1)">
        <text>In a show cause proceeding under §C of this regulation, the respondent may present argument in opposition to the allegations presented in the order for summary suspension or which otherwise demonstrate that the public health, safety, or welfare does not imperatively require the immediate suspension of a license.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The administrative prosecutor bears the burden of demonstrating by a preponderance of the evidence that the health, safety, or welfare of the public imperatively requires the Board to summarily suspend the respondent’s license.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Disposition.</text>
      <paragraph num="(1)">
        <text>If the Board issues a notice of intent to summarily suspend a license before summarily suspending a license, the Board may, after the show cause hearing, vote to:</text>
        <paragraph num="(a)">
          <text>Order a summary suspension;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Deny the summary suspension; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Issue an order agreed to by the parties.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If the Board orders a summary suspension before a show cause hearing, the Board may, at the conclusion of the hearing, vote to:</text>
        <paragraph num="(a)">
          <text>Affirm its order of summary suspension;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Terminate or rescind the order for summary suspension; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Issue an order agreed to by the parties.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>An order for summary suspension or other order issued by the Board after the initiation of summary suspension proceedings are final orders of the Board and public records under General Provisions Article, §4-333, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Post-Deprivation Opportunity for an Evidentiary Hearing.</text>
      <paragraph num="(1)">
        <text>If the Board orders the summary suspension of a license under §§C or D of this regulation, the respondent shall have an opportunity for an evidentiary hearing before the Board, or, if the Board delegates the matter to the Office of Administrative Hearings, before an administrative law judge.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The respondent may request an evidentiary hearing within 10 days after the Board issues the order of summary suspension.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An evidentiary hearing may be consolidated with a hearing on charges issued by the Board that include the facts which form the basis for the summary suspension.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>An evidentiary hearing shall be conducted under the contested case provisions of State Government Article, Title 10, Subtitle 2, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>If the Board delegates the matter to the Office of Administrative Hearings, unless otherwise specified by the Board, the administrative law judge shall issue a proposed decision to the Board with:</text>
        <paragraph num="(a)">
          <text>Proposed findings of fact;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Proposed conclusions of law; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A proposed disposition.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>If the hearing is one combined with charges, and the Board delegates the matter to the Office of Administrative Hearings, the administrative law judge’s determination of the merits of the summary suspension shall be based only on the parts of the record available to the Board when the Board voted for summary suspension.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>The parties may file exceptions to the proposed decision, as provided in State Government Article, §10-216, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>An order issued by the Board after a pre-deprivation or post-deprivation hearing is a public record under:</text>
        <paragraph num="(a)">
          <text>Health Occupations Article, §1-607, Annotated Code of Maryland; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>General Provisions Article, §4-333, Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Cease and Desist Orders.">
    <paragraph num="A.">
      <text>The Board may issue a cease and desist order to an unlicensed individual practicing nursing home administration or assisted living management without a license or authorization from the Board.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The cease and desist order shall be served upon the respondent as provided by COMAR 10.33.07.04G and H that includes proof of delivery.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The respondent is entitled to a prompt opportunity to be heard by the Board to contest the cease and desist order. This opportunity to be heard shall be conducted by argument and record evidence, without witness testimony.</text>
    </paragraph>
    <paragraph num="D.">
      <text>If the Board upholds the cease and desist order under §C of this regulation, if requested, the respondent shall be entitled to an evidentiary hearing pursuant to the procedures under Regulation .05 of this chapter.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".12" heading="Show Cause Hearings.">
    <paragraph num="A.">
      <text>The Board may conduct a show cause hearing to determine whether a respondent violated an order of the Board.</text>
    </paragraph>
    <paragraph num="B.">
      <text>An order of the Board includes, but is not limited to:</text>
      <paragraph num="(1)">
        <text>Final decisions and orders;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Consent orders; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Any order imposing probation, suspension, or another term or condition that the respondent is required to comply with.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Failure to comply with any term or condition of an order of the Board is a violation of the order of the Board.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Service of the show cause order shall be as provided by COMAR 10.33.07.04G and H.</text>
    </paragraph>
    <paragraph num="E.">
      <text>If the Board determines there is no genuine dispute of material facts that cannot be resolved at the show cause hearing, the show cause hearing may be conducted by argument by the parties and records offered for consideration by the Board.</text>
    </paragraph>
    <paragraph num="F.">
      <text>The Board, in its discretion, may allow for an evidentiary hearing if it determines there is a genuine dispute of material fact that cannot be resolved at the show cause hearing.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".13" heading="Petitions for Reinstatement Following License Revocation or Surrender.">
    <paragraph num="A.">
      <text>In order for a revoked or surrendered license to be reinstated, the individual whose license was revoked or surrendered shall petition the Board for reinstatement.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A surrendered license in this regulation means a surrender, approved by the Board, while the individual was licensed and under investigation or charges had been issued by the Board.</text>
    </paragraph>
    <paragraph num="C.">
      <text>An individual who petitions the Board for reinstatement following the revocation or surrender of the individual’s license may petition for reinstatement only pursuant to the terms of the Board’s order revoking the license or the Letter of Surrender. The Board may set conditions precedent and a time period for petitioning for reinstatement or may permanently revoke or require permanent surrender.</text>
    </paragraph>
    <paragraph num="D.">
      <text>If the Board’s order revoking the license or the Letter of Surrender does not contain a time period for petitioning for reinstatement, the individual may petition for reinstatement after 3 years from revocation.</text>
    </paragraph>
    <paragraph num="E.">
      <text>A petitioner for reinstatement shall comply with all reasonable requests for information by the Board.</text>
    </paragraph>
    <paragraph num="F.">
      <text>The decision of the Board on whether to grant or deny the petition for reinstatement is a discretionary decision by the Board.</text>
    </paragraph>
    <paragraph num="G.">
      <text>If the Board denies a petition for reinstatement, the Board may set conditions precedent and a time period for further petitions for reinstatement.</text>
    </paragraph>
    <paragraph num="H.">
      <text>If the Board grants reinstatement, the Board may impose probationary conditions and restrictions along with the reinstatement.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Health-General Article, §§2-104 and 19-1809; Health Occupations Article, §§1-212, 1-602—1-609, 9-205, 9-313—9-316.1, 9-3A-11—9-3A-17, and 9-401—9-407; State Government Article, §§10-201—10-226; Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: January 19, 2026 (53:1 Md. R 22)</annotation>
  </annotations>
</chapter>