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<chapter num="03" heading="Standards of Practice" title_num="10" subtitle_num="38">
  <regulation prefix="Regulation" num=".01" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Board” means the Board of Physical Therapy Examiners of Maryland created by Health Occupations Article, §13-201, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Clinical treatment hour” means an hour in which physical therapy or limited physical therapy services are provided at some point during the hour.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Electronically signed” means an electronic sound, symbol, or process attached to or logically associated with a record and executed or adopted by a person with the intent to sign the record.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Evaluations” means procedures which include, but are not limited to:</text>
        <paragraph num="(a)">
          <text>Testing of strength, sensation, and reflexes;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Goniometric measurements and their interpretation;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Assessments of function, muscle tone, developmental levels, accessory motions, posture, and pain scale.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>“Goals” means the expected outcome as the result of therapy.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Group therapy” means treatment procedures provided simultaneously to two or more patients that:</text>
        <paragraph num="(a)">
          <text>Require constant attendance, but not one-on-one contact by the physical therapist or physical therapist assistant; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Can be, but need not be, the same treatment procedures.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(7)">
        <text>"History" means data that is pertinent to the current physical therapy problem.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Hour” means a 60-minute increment during a calendar day which is calculated by dividing the day into consecutive 60-minute increments beginning when the day's first physical therapy or limited physical therapy service starts and ending when the last physical therapy or limited physical therapy service terminates, the last consecutive increment of which may be a fraction of an hour.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Interpretation” means the analysis of findings for the purpose of establishing and justifying the plan of care.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“License number” means the Maryland physical therapy license number issued by the Board.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Onset” means the date of occurrence of the condition for which physical therapy is being provided.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Physical therapy diagnosis” means the condition for which physical therapy is provided if different from the medical diagnosis.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Plan of care” means the plan of treatment aimed at achieving the anticipated functional goals.</text>
      </paragraph>
      <paragraph num="(14)">
        <text>“Progress” means the measurable improvement as related to goals.</text>
      </paragraph>
      <paragraph num="(15)">
        <text>“Reevaluation” means a measurement of progress, or lack of it, based on comparisons of tests, measurements, and assessments with previous evaluation or reevaluations.</text>
      </paragraph>
      <paragraph num="(16)">
        <text>“Requirements for documentation” means the requirements as set forth in Regulation .02-1 of this chapter and approved by the Board.</text>
      </paragraph>
      <paragraph num="(17)">
        <text>“Response to treatment” means a brief statement of the patient's condition at conclusion of treatment.</text>
      </paragraph>
      <paragraph num="(18)">
        <text>“Services” means the evaluation or treatment, or both, as appropriate, of a patient.</text>
      </paragraph>
      <paragraph num="(19)">
        <text>“Signature and title” means the name of the physical therapist or physical therapist assistant written by that person or electronically signed by that person in accordance with federal and State law and followed by the title “PT” or “PTA” and license number. A stamp of a signature is not acceptable as a signature for documentation.</text>
      </paragraph>
      <paragraph num="(20)">
        <text>“Student” means an individual who is currently enrolled in a physical therapy or physical therapist assistant educational program approved by the Board.</text>
      </paragraph>
      <paragraph num="(21)">
        <text>“Supervising physical therapist” means a physical therapist who provides ongoing supervision to a physical therapist assistant regarding the care of a patient.</text>
      </paragraph>
      <paragraph num="(22)">
        <text>“Supportive personnel” includes aides and other unlicensed personnel.</text>
      </paragraph>
      <paragraph num="(23)">
        <text>“Test results” means the measurable and objective findings obtained from the evaluations.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Standards of Practice.">
    <paragraph num="A.">
      <text>Physical Therapists.</text>
      <paragraph num="(1)">
        <text>The physical therapist who establishes or changes the plan of care shall be ultimately responsible for patient care until another physical therapist:</text>
        <paragraph num="(a)">
          <text>Provides services to the patient; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Provides supervision to the treating physical therapist assistant.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The physical therapist shall:</text>
        <paragraph num="(a)">
          <text>Exercise sound professional judgment in the use of evaluation and treatment procedures;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Provide:</text>
          <paragraph num="(i)">
            <text>Physical therapy services to not more than an average of three patients per clinical treatment hour per calendar day, excluding group therapy; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Each patient with adequate treatment time consistent with accepted standards in delivering physical therapy care;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(c)">
          <text>Provide the patient with accurate information about the physical therapy services provided;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Respect the right of the patient to refuse treatment;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Evaluate the patient and develop a plan of care before the patient is treated;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Work within the physical therapist's competency in physical therapy evaluation and treatment;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Reevaluate the patient as the patient's condition requires, but at least every 30 days, unless the physical therapist, consistent with accepted standards of physical therapy care, documents in the treatment record an appropriate rationale for not reevaluating the patient;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Provide direct supervision of students, aides, and individuals practicing under a temporary license;</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Ascertain and periodically reevaluate the ability of students and aides to perform the assigned duties;</text>
        </paragraph>
        <paragraph num="(j)">
          <text>Delegate to the physical therapist assistant only treatment that is within the competency and scope of practice of the physical therapist assistant;</text>
        </paragraph>
        <paragraph num="(k)">
          <text>Provide direction and instruction for the physical therapist assistant that is adequate to ensure the safety and welfare of the patient; and</text>
        </paragraph>
        <paragraph num="(l)">
          <text>Document ongoing communication with the physical therapist assistant regarding changes in a patient's status and treatment plan.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The physical therapist may:</text>
        <paragraph num="(a)">
          <text>Enter into an agreement or employment relationship provided that such agreement or relationship does not impede the physical therapist's exercise of independent judgment in the treatment of a patient or cause the physical therapist to practice physical therapy contrary to the Maryland Physical Therapy Act; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Decline to carry out evaluation or treatment of a patient who has been referred to the physical therapist by a health care practitioner if:</text>
          <paragraph num="(i)">
            <text>In the physical therapist's judgment, the evaluation or treatment is contraindicated or unjustified; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The physical therapist documents the decision in the patient's record.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Physical Therapist Assistants.</text>
      <paragraph num="(1)">
        <text>The physical therapist assistant shall:</text>
        <paragraph num="(a)">
          <text>Follow the direction and plan of care of the physical therapist in the treatment of a patient;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Exercise sound judgment and adequate care in the performance of duties;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Immediately discontinue any treatment procedure that appears to be harmful to the patient and so notify the supervising physical therapist;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Use only methods and procedures within the scope of the practice of limited physical therapy;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Respect the right of the patient to refuse treatment;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Work within the physical therapist assistant's competency in treatment that is within the scope of practice of limited physical therapy;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Document ongoing communication regarding changes in a patient's status and treatment authorized by the physical therapist; and</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Provide the following services:</text>
          <paragraph num="(i)">
            <text>Treat not more than an average of three patients per clinical treatment hour per calendar day, excluding group therapy; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Provide each patient with adequate treatment time consistent with accepted standards in physical therapy care.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The physical therapist assistant may:</text>
        <paragraph num="(a)">
          <text>Enter into an agreement or employment relationship provided that the agreement or relationship does not impede the physical therapist assistant's exercise of appropriate patient treatment or cause the physical therapist assistant to practice limited physical therapy in violation of the Maryland Physical Therapy Act; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Participate in the clinical education activities of a physical therapist assistant student if direct supervision of the student is provided by the physical therapist.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The physical therapist assistant may not initiate treatment until:</text>
        <paragraph num="(a)">
          <text>The patient has been evaluated and the plan of care has been developed by a physical therapist; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A supervising physical therapist has been assigned to the physical therapist assistant.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02-1" heading="Requirements for Documentation.">
    <paragraph num="A.">
      <text>The physical therapist shall document legibly the patient's chart each time the patient is seen for:</text>
      <paragraph num="(1)">
        <text>The initial visit, by including the following information:</text>
        <paragraph num="(a)">
          <text>Date;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Condition, or diagnosis, or both, for which physical therapy is being rendered;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Onset;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>History, if not previously recorded;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Evaluation and results of tests (measurable and objective data);</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Interpretation;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Goals;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Modalities, or procedures, or both, used during the initial visit and the parameters involved including the areas of the body treated;</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Plan of care including suggested modalities, or procedures, or both, number of visits per week, and number of weeks; and</text>
        </paragraph>
        <paragraph num="(j)">
          <text>Signature, title (PT), and license number.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Subsequent visits, by including the following information (progress notes):</text>
        <paragraph num="(a)">
          <text>Date;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Cancellations, no-shows;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Modalities, or procedures, or both, with any changes in the parameters involved and areas of body treated;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Objective status;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Response to current treatment, if any;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Changes in plan of care; and</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Signature, title (PT), and license number, although the flow chart may be initialed.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Reevaluation, by including the following information in the report, which may be in combination with the visit note, if treated during the same visit:</text>
        <paragraph num="(a)">
          <text>Date;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Number of treatments since the initial evaluation or last reevaluation;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Reevaluation, tests, and measurements of areas of body treated;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Changes from previous objective findings;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Interpretation of results;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Goals met or not met and reasons;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Updated goals;</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Updated plan of care including recommendations for follow-up; and</text>
        </paragraph>
        <paragraph num="(i)">
          <text>Signature, title (PT), and license number;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Discharge, by including the following information in the discharge summary, which may be combined with the final visit note, if seen by the physical therapist on the final visit and written by the physical therapist:</text>
        <paragraph num="(a)">
          <text>Date;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Reason for discharge;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Objective status;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Recommendations for follow-up; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Signature, title (PT), and license number.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Notwithstanding §A(4) of this regulation, a physical therapist may direct a physical therapist assistant to treat a patient on a final visit.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The physical therapist assistant shall document the patient's chart each time the patient is seen by the physical therapist assistant following the physical therapist's initial evaluation or reevaluation by including the following:</text>
      <paragraph num="(1)">
        <text>Date;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Cancellations and no-shows;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Modalities, procedures, or both, including parameters involved, and areas of body treated;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Objective status;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Response to treatment, if any;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Continuation of plan as established by the physical therapist or change of plan as authorized by the physical therapist; and</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Signature, title (PTA), and license number, although the flow chart may be initialed.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Subsequent visits, as referred to in §A(2) of this regulation, in the same day by the same physical therapist do not require separate progress notes unless there is a change in the patient's status.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Ongoing Communications. Both the physical therapist and the physical therapist assistant shall document ongoing communication between the physical therapist and physical therapist assistant regarding changes in a patient's status and treatment plan.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Penalties.">
    <text>Violation of these regulations may result in the Board taking action to reprimand a licensee, place a licensee on probation, or suspend or revoke a license. The Board may also impose a penalty not exceeding $5,000.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">Health Occupations Article, §§13-206, 13-309, and 13-310, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: August 2, 1982 (9:15 Md. R. 1515)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01B amended effective January 20, 1991 (19:1 Md. R. 33); December 19, 1994 (21:25 Md. R. 2106); April 16, 2001 (28:7 Md. R. 690); March 18, 2002 (29:5 Md. R. 504); March 31, 2003 (30:6 Md. R. 421); April 24, 2006 (33:8 Md. R. 734)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02 amended effective December 19, 1994 (21:25 Md. R. 2106)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02 repealed and new Regulation .02 adopted effective March 18, 2002 (29:5 Md. R. 504)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02 amended effective March 31, 2003 (30:6 Md. R. 421)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02A amended as an emergency provision effective May 23, 2002 (29:12 Md. R. 924; amended permanently effective September 2, 2002 (29:17 Md. R. 1381)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02A amended effective April 24, 2006 (33:8 Md. R. 734); February 25, 2008 (35:4 Md. R. 515); April 4, 2022 (49:7 Md. R. 466)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02R amended effective January 1, 1996 (22:26 Md. R. 2030)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02-1 adopted effective January 20, 1992 (19:1 Md. R. 33)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02-1B amended effective December 19, 1994 (21:25 Md. R. 2106)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02-1 repealed and new Regulation .02-1 adopted effective March 18, 2002 (29:5 Md. R. 504)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02-1 amended effective April 24, 2006 (33:8 Md. R. 734)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03 amended effective December 19, 1994 (21:25 Md. R. 2106)</annotation>
  </annotations>
</chapter>