<?xml version='1.0' encoding='utf-8'?>
<chapter num="09" heading="Civil Penalties" title_num="10" subtitle_num="41">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter establishes the standards by which the Board may impose an administrative monetary penalty not exceeding $5,000 on an individual licensed under Health Occupations Article, Title 2, Annotated Code of Maryland, for an act or omission prohibited under Health Occupations Article, §2-314, Annotated Code of Maryland.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Board” means Board of Examiners for Audiologists, Hearing Aid Dispensers, Speech-Language Pathologists, and Music Therapists.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Licensee” means an individual licensed by the Board to practice audiology, hearing aid dispensing, speech-language pathology, music therapy, or assists in the practice of speech-language pathology or audiology.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Violation” means an act or omission prohibited under Health Occupations Article, §2-314, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Authority to Impose Administrative Monetary Penalty.">
    <paragraph num="A.">
      <text>After a hearing under Health Occupations Article, §2-315, Annotated Code of Maryland, and COMAR 10.41.04, the Board may impose an administrative monetary penalty under this chapter on a licensee who is found to have committed a violation.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Board may impose a penalty under §A of this regulation:</text>
      <paragraph num="(1)">
        <text>For each determination by the Board that there are grounds to suspend or revoke the license of a licensee or to reprimand a licensee or place a licensee on probation; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>In addition to any suspension or revocation, or reprimanding the licensee or placing the licensee on probation.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Factors To Be Considered in Assessment of Penalties.">
    <text>In determining whether to impose a penalty and the amount of the penalty, the Board shall consider the following factors:</text>
    <paragraph num="A.">
      <text>The cost of investigating and prosecuting the case against the individual;</text>
    </paragraph>
    <paragraph num="B.">
      <text>The extent of actual or potential public harm caused by the violation;</text>
    </paragraph>
    <paragraph num="C.">
      <text>The extent to which the individual derived any financial benefit from the violation;</text>
    </paragraph>
    <paragraph num="D.">
      <text>The history of any previous violation;</text>
    </paragraph>
    <paragraph num="E.">
      <text>The willfulness of the improper conduct; and</text>
    </paragraph>
    <paragraph num="F.">
      <text>Any mitigating factors as presented by the licensee.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Payment of Penalties.">
    <paragraph num="A.">
      <text>An individual shall pay to the Board within a time set by the Board any administrative monetary penalty imposed under this chapter.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Board shall pay into the General Fund of the State all monies collected under this chapter.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If an individual fails to pay, in whole or in part, any penalty imposed by the Board under this chapter, the Board may not restore, reinstate, or renew the license of the individual until the penalty has been paid in full.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The Board may refer all cases of delinquent payment to the Central Collection Unit of the Department of Budget and Management to institute and maintain proceedings and ensure prompt payment.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Health Occupations Article, §§2-205, 2-314.9, and 2-315, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: April 7, 1997 (24:7 Md. R. 553)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01 amended effective October 20, 2008 (35:21 Md. R. 1824)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02 amended effective August 5, 2024 (51:15 Md. R. 708)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03 amended effective September 26, 2016 (43:19 Md. R. 1072)</annotation>
  </annotations>
</chapter>