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<chapter num="01" heading="Requirements" title_num="10" subtitle_num="47">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter sets forth the requirements for certification of drug and alcohol treatment programs.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this subtitle, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Addiction Severity Index” means a standardized method for the assessment of adults regarding addictions severity and patient need.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Administration” means the Alcohol and Drug Abuse Administration within the Maryland Department of Health.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Administrator” means the program director of an alcohol or drug abuse facility or a health care facility.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Admission” means the documented acceptance of an applicant into a program.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Adolescent” means an individual 12 — 17 years old.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Alcohol abuse” means a disease that is characterized by a pattern of pathological use of alcohol with repeated attempts to control its use, and with significant negative consequences in at least one of the following areas of life: medical, legal, financial, or psychosocial.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Alcohol dependence” means a disease characterized by:</text>
        <paragraph num="(a)">
          <text>Alcohol abuse; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Physical symptoms of withdrawal or tolerance.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(8)">
        <text>“American Society of Addiction Medicine Patient Placement Criteria” means an instrument designed to indicate patient placement guidelines for admission, continued stay, and discharge.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Assessment” means the process of ascertaining the treatment needs of the patient regarding addiction and other social issues.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Caseload” means the number of patients for whom a drug and alcohol counselor has the responsibility for providing clinical services and case management.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Case management” means the process of coordinating and monitoring the services provided to a patient both within the program and in conjunction with other providers.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Certification” means the approval issued to a program by the Administration to provide services under this subtitle.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Child” means an individual younger than 12 years old.</text>
      </paragraph>
      <paragraph num="(14)">
        <text>“Clinical director” means the individual who is responsible for the therapeutic and rehabilitative aspects and direction of a program.</text>
      </paragraph>
      <paragraph num="(15)">
        <text>“Clinical staff” means the individuals employed by or associated with a program who provide treatment, care, or rehabilitation to program patients or patients' families.</text>
      </paragraph>
      <paragraph num="(16)">
        <text>“Clinical supervisor” means the individual responsible for providing supervision to alcohol and drug clinical staff as clinically appropriate.</text>
      </paragraph>
      <paragraph num="(17)">
        <text>“Continuous quality review” means objective and systematic monitoring and evaluation of the quality and appropriateness of patient care, the purpose of which is the improvement of that care, prevention of problems, and resolution of problems.</text>
      </paragraph>
      <paragraph num="(18)">
        <text>“Controlled dangerous substance” means any drug, substance, or immediate precursor in Schedules I — V under Criminal Law Article, Title 5, Subtitle 4, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(19)">
        <text>Correctional Facility.</text>
        <paragraph num="(a)">
          <text>“Correctional facility” means an institution overseen by the State or one of the 24 subdivisions where individuals are incarcerated.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Correctional facility” includes a jail, detention center, prison, or correctional halfway house.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(20)">
        <text>“Credentialing” means a process of review to determine the professional level at which an employee may practice.</text>
      </paragraph>
      <paragraph num="(21)">
        <text>“Crisis intervention training” means training of staff to respond adequately to emergency situations, including:</text>
        <paragraph num="(a)">
          <text>Medical emergencies;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Emotional and psychological crises; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Emergencies arising from environmental circumstances such as fires, floods, terrorism, and other disasters.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(22)">
        <text>Critical Incident.</text>
        <paragraph num="(a)">
          <text>“Critical incident” means a life, safety, or health threat involving the staff or patients participating in a program.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Critical incident” includes, but is not limited to, death or physical or sexual assault.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(23)">
        <text>“Critical incident report” means the documentation of a critical incident.</text>
      </paragraph>
      <paragraph num="(24)">
        <text>“Department” means the Maryland Department of Health.</text>
      </paragraph>
      <paragraph num="(25)">
        <text>“Detoxification” means the process of withdrawing addictive psychoactive substances from the body in a safe and effective manner.</text>
      </paragraph>
      <paragraph num="(26)">
        <text>“Director” means the Director of the Administration.</text>
      </paragraph>
      <paragraph num="(27)">
        <text>“Discharge plan” means a written description of specific goals and objectives to assist the patient upon leaving treatment.</text>
      </paragraph>
      <paragraph num="(28)">
        <text>Dispense.</text>
        <paragraph num="(a)">
          <text>“Dispense” means to deliver a controlled dangerous substance or other drug to the ultimate user by a practitioner pursuant to a lawful order of the practitioner.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Dispense” includes prescribing, administering, packaging, labeling or compounding necessary to prepare the substance for delivery.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(29)">
        <text>“Documentation” means written or recorded information that is dated.</text>
      </paragraph>
      <paragraph num="(30)">
        <text>“Drug” means:</text>
        <paragraph num="(a)">
          <text>A controlled dangerous substance that is regulated under the Maryland Controlled Dangerous Substances Act;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A prescription medication; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A chemical substance when used for unintended and harmful purposes.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(31)">
        <text>“Drug abuse” means a disease which is characterized by a pattern of pathological use of a drug with repeated attempts to control its use, and with significant negative consequences in at least one of the following areas of life: medical, legal, financial, or psychosocial.</text>
      </paragraph>
      <paragraph num="(32)">
        <text>“Drug dependence” means a disease characterized by:</text>
        <paragraph num="(a)">
          <text>Drug abuse; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Physical symptoms of withdrawal or tolerance.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(33)">
        <text>“Family” means an individual's immediate relatives or significant others.</text>
      </paragraph>
      <paragraph num="(34)">
        <text>“Family counseling” means a distinct discipline that utilizes accepted family system theories and intervention techniques.</text>
      </paragraph>
      <paragraph num="(35)">
        <text>“Governing body” means the organizational structure that is responsible for establishing policy, maintaining quality care, and providing management and planning for the program.</text>
      </paragraph>
      <paragraph num="(36)">
        <text>“Individualized treatment plan” means a written plan of action that is developed and modified to address a patient's specific service needs.</text>
      </paragraph>
      <paragraph num="(37)">
        <text>“Intermediate care facility” means a facility that provides a planned regimen of 24-hour professionally directed evaluation, observation, medical monitoring, and addiction treatment in an inpatient setting.</text>
      </paragraph>
      <paragraph num="(38)">
        <text>“Maintenance” means medically supervised continuation of the administration of methadone, LAAM, or other drugs approved by the Administration.</text>
      </paragraph>
      <paragraph num="(39)">
        <text>“Medical director” means a physician who oversees the medical practice of a program.</text>
      </paragraph>
      <paragraph num="(40)">
        <text>“Methadone” means a synthetic opioid.</text>
      </paragraph>
      <paragraph num="(41)">
        <text>“Nurse” means an individual who is licensed by the State Board of Nursing to practice registered nursing or licensed practical nursing as defined in Health Occupations Article, §8-101, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(42)">
        <text>“Nurse practitioner” means a registered nurse who is certified as a nurse practitioner as defined in Health Occupations Article, §8-508, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(43)">
        <text>“Office of Health Care Quality” means the office under the Department that oversees certification and inspection of programs for the Administration.</text>
      </paragraph>
      <paragraph num="(44)">
        <text>“Patient” means an individual who is admitted into a program.</text>
      </paragraph>
      <paragraph num="(45)">
        <text>“Physician” means any person authorized by law to practice medicine in this State under Health Occupations Article, §14-101, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(46)">
        <text>“Physician assistant” means an individual licensed to act as an assistant to a licensed physician in Maryland, as defined in Health Occupations Article, §15-101, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(47)">
        <text>“Possess” means the exercise of actual or constructive dominion or control over a controlled dangerous substance.</text>
      </paragraph>
      <paragraph num="(48)">
        <text>“Prevention program” means the Early Intervention Level 0.5 level of treatment as described in COMAR 10.47.02.03.</text>
      </paragraph>
      <paragraph num="(49)">
        <text>“Privileging” means the process of review to determine the duties a volunteer or employee may perform.</text>
      </paragraph>
      <paragraph num="(50)">
        <text>“Problem Oriented Screening Instrument for Teenagers” means a standardized method of screening to determine whether or not an adolescent may have alcohol or other drug abuse or dependence or both and will need further evaluation.</text>
      </paragraph>
      <paragraph num="(51)">
        <text>Program.</text>
        <paragraph num="(a)">
          <text>“Program” means any organization or individual that provides treatment, care, or rehabilitation for individuals who show the effects of drug abuse or alcohol abuse, and represents or advertises itself as an alcohol or other drug abuse treatment program.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Program” includes a:</text>
          <paragraph num="(i)">
            <text>Program or facility that is owned or operated by the State or any of its political subdivisions; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Detoxification facility as defined in Health-General Article, §8-101(g), Annotated Code of Maryland.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(52)">
        <text>“Progress note” means an objective documentation of the patient's progress in relation to specific treatment goals and objectives.</text>
      </paragraph>
      <paragraph num="(53)">
        <text>“Screening” means the utilization of a valid tool or instrument approved by the Administration to determine whether or not an individual may have alcohol or other drug abuse or dependence or both and will need further evaluation.</text>
      </paragraph>
      <paragraph num="(54)">
        <text>“Secretary” means the Secretary of Health.</text>
      </paragraph>
      <paragraph num="(55)">
        <text>“Self-help group” means a voluntary fellowship or group that supports patients in recovery from alcohol and other drug abuse or dependence.</text>
      </paragraph>
      <paragraph num="(56)">
        <text>“Therapeutic agent” means an intervention that is used to effect positive change.</text>
      </paragraph>
      <paragraph num="(57)">
        <text>“Treatment plan goal” means an intended resolution of a patient's clinical condition or problem that is completed within a specific amount of time and will contribute to the completion of treatment in a program.</text>
      </paragraph>
      <paragraph num="(58)">
        <text>“Treatment plan objective” means a behaviorally measurable symptom or social, legal, or family change that results in a stepwise achievement of a treatment goal.</text>
      </paragraph>
      <paragraph num="(59)">
        <text>“Utilization review” means a systematic assessment of the appropriateness of patient admissions, continuation in treatment, and referral to specific treatment services within a program.</text>
      </paragraph>
      <paragraph num="(60)">
        <text>“Variance” means an alternate method of meeting the intent of a regulation under this subtitle.</text>
      </paragraph>
      <paragraph num="(61)">
        <text>“Waiting list” means a list of individuals who are appropriate for services from a program but for whom a treatment slot is not available for 4 or more weeks for outpatient programs, or 2 or more weeks for residential programs.</text>
      </paragraph>
      <paragraph num="(62)">
        <text>“Waiver” means the exemption from compliance with a regulation under this subtitle.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Governance.">
    <paragraph num="A.">
      <text>The program shall:</text>
      <paragraph num="(1)">
        <text>Have a governing body legally responsible for overseeing the management and operation of the program and for ensuring compliance with applicable laws and regulations by:</text>
        <paragraph num="(a)">
          <text>Approving the program's:</text>
          <paragraph num="(i)">
            <text>Mission;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Goals;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Policies and procedures;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Budget; and</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Program service plan;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Adopting written bylaws;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Overseeing the operation of the program, according to the stated purposes of the program;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Ensuring proper management of the program by developing a job description for the administrator, and hiring, supervising, and providing for periodic performance evaluation of the administrator; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Ensuring sound fiscal operation;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Implement fiscal policies and procedure which include:</text>
        <paragraph num="(a)">
          <text>The maintenance of fiscal records according to generally accepted accounting principles in Article 19, §28A, Annotated Code of Maryland, and COMAR 10.02.01 and 10.04.04;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Appropriate fire, casualty, liability, unemployment, and workers' compensation insurance;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>In the event of fiscal instability, immediately notifying the Office of Health Care Quality;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Maintaining and posting a list of services and associated charges; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Maintaining an annual program budget reflecting anticipated expenditures and sources of income;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Implement personnel policies and procedures that include:</text>
        <paragraph num="(a)">
          <text>Personnel policies and procedures that promote the objectives of the program;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Personnel policies that include:</text>
          <paragraph num="(i)">
            <text>The qualifications required for each position;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>An employee assistance policy and procedure;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>A policy to prevent discrimination prohibited by Article 49B, Annotated Code of Maryland, and federal law;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>A policy designed to prevent sexual harassment of staff and patients and appropriately manage complaints of sexual harassment;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>A staff grievance procedure;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>A mechanism for assuring annual employee tuberculosis testing;</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>Before employment, applying for national and State criminal history records checks;</text>
          </paragraph>
          <paragraph num="(viii)">
            <text>As part of the employment or volunteer application process, requiring the applicant to complete and sign a sworn statement or written affirmation disclosing the existence of a criminal conviction, probation before judgment disposition, not criminally responsible disposition, or pending charges without a final disposition;</text>
          </paragraph>
          <paragraph num="(ix)">
            <text>Requiring the employee to comply with §A(3)(b)(viii) of this regulation annually; and</text>
          </paragraph>
          <paragraph num="(x)">
            <text>Providing information to the employee so the employee may determine whether he or she needs testing or vaccination or both for hepatitis;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(c)">
          <text>Maintaining a personnel file, in accordance with State and federal confidentiality requirements, for each employee, contractual staff, intern, or volunteer, that includes the individual’s:</text>
          <paragraph num="(i)">
            <text>Written application or resume including, name, home address, current telephone number, educational and training background, and employment history;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Emergency contact information;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Copies of required credentials;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Current job title and description;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Current wage and salary information;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Annual performance evaluation;</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>Contracts, if applicable;</text>
          </paragraph>
          <paragraph num="(viii)">
            <text>Results of a criminal background check;</text>
          </paragraph>
          <paragraph num="(ix)">
            <text>Results of tuberculosis tests; and</text>
          </paragraph>
          <paragraph num="(x)">
            <text>Documentation of attendance at continuing education courses or other training; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(d)">
          <text>Not permitting any individual with a documented history of physical, mental, or sexual abuse or neglect of adolescents or children to work with children and adolescents;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Manage the program by:</text>
        <paragraph num="(a)">
          <text>Implementing a policy and procedure manual that contains:</text>
          <paragraph num="(i)">
            <text>An all hazards emergency protocol plan, approved by the Administration and updated at the time of recertification, that includes the name of the contact person for access to medical and clinical records, the written agreement or agreements with another facility to provide services in case of an emergency, notification procedures for the State Methadone Authority, program staff, and patients, a policy regarding patient access to emergency mental health services necessitated by a hazardous event, and a policy assuring that correctional levels of care comply with the institution’s all hazards emergency plan;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The program's mission and goals;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>A description of the organizational structure of the program;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Identification of the duties of the administrator and, if applicable, the medical director or clinical director;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Admission, transition, discharge, and termination procedures;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Procedures governing patient rights and grievances;</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>If applicable, a procedure for storing, handling, prescribing, dispensing, administering, and disposing of medications;</text>
          </paragraph>
          <paragraph num="(viii)">
            <text>Procedures for assisting program enrollees with access to entitlements, insurance benefits, and reimbursements for which the individual is eligible, if the program provides case management services; and</text>
          </paragraph>
          <paragraph num="(ix)">
            <text>Procedures for staff orientation, supervision, training, and education that include, but are not limited to, ethics and State and federal laws regarding confidentiality including, but not limited to, Health-General Article, Title 4, Subtitle 3, Annotated Code of Maryland, 42 CFR Part 2, The Health Insurance Portability Assurance and Accountability Act (HIPAA), and 45 CFR Parts 160 and 164; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Implementing a program service plan, approved by the Administration, that is based on the levels of treatment to be provided as defined in COMAR 10.47.02.03 — .11 and describes how the program shall comply with the regulatory requirements, is updated annually, and includes:</text>
          <paragraph num="(i)">
            <text>A description of medical staff, if required by the level of treatment;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>A description of the program's scope that includes target populations and other program characteristics;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Staff positions, their job descriptions, and educational and clinical training requirements, including an organizational chart detailing lines of authority and responsibility;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>A list of services to be delivered, including the types of medication and controlled dangerous substances to be prescribed, the types of group sessions, including education, the types of individual sessions and a complete family services plan;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Names of clinical supervisors and the number of alcohol and drug counselors supervised;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Types of services that are available by referral; and</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>Planning protocol for transfer or discharge of patients;</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>Implement a continuous quality review process that includes:</text>
        <paragraph num="(a)">
          <text>Designated teams responsible for implementation;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An ongoing procedure for utilization review;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A plan to identify problems and initiate actions to correct deviations from the program’s established standards, which includes:</text>
          <paragraph num="(i)">
            <text>Data collection;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Current information regarding efficient and effective service delivery;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Indicators relevant to the needs of the population served; and</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Ongoing internal review of the program, including monitoring for effectiveness of changes incorporated; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(d)">
          <text>An opportunity for all staff to participate on the teams described in §E of this regulation; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>Report critical incidents to the Administration within 5 business days of the incident;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Limit an individual’s role on the governing body to being a nonvoting member if the individual has an immediate family member who:</text>
        <paragraph num="(a)">
          <text>Is employed by the program;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Consults on behalf of the program;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Owns the program; or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Sits on an advisory committee for the program; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(8)">
        <text>Refuse to allow an individual to serve on the program’s governing body if the individual receives any monetary benefit from the program.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The program may not allow:</text>
      <paragraph num="(1)">
        <text>An immediate family member of an employee of an organization to serve as a voting member of the governing body, board of directors, or advisory committee; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An individual who is compensated for providing goods or services to the program to serve on the governing body, board of directors, or advisory committee.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Clinical Requirements.">
    <paragraph num="A.">
      <text>Admission. The program:</text>
      <paragraph num="(1)">
        <text>Shall upon request for admission:</text>
        <paragraph num="(a)">
          <text>Establish an interview date that falls within 10 working days of the individual's initial contact;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Refer or recommend another program to the individual; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Place the individual on a waiting list;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Shall have a detailed description of patient placement criteria for admission to the program, including:</text>
        <paragraph num="(a)">
          <text>Eligibility criteria, using guidelines such as the American Society of Addiction Medicine Patient Placement Criteria or other guidelines approved by the Administration; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Procedures for admission;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Shall include in its admission procedures:</text>
        <paragraph num="(a)">
          <text>An intake process;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An emergency intake process, including a procedure to refer individuals who are not suitable for its program to a more suitable program;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A procedure for developing and maintaining a waiting list; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>A fee schedule; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>May not admit a patient unless the individual meets the admission criteria of the American Society of Addiction Medicine Patient Placement Criteria or other guidelines approved by the Administration.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Assessment.</text>
      <paragraph num="(1)">
        <text>A program shall prepare a comprehensive assessment for each patient, unless the patient is being readmitted to the same program or admitted to a different program within 30 days of the patient's last discharge, or has received an assessment by a licensed or certified clinician or program within 30 days, in which case the program may update the prior assessment.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The comprehensive assessment shall assess the following areas:</text>
        <paragraph num="(a)">
          <text>Physical health;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Employment or financial support;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Drug and alcohol;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Treatment history;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Legal;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Family and social;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Educational; and</text>
        </paragraph>
        <paragraph num="(h)">
          <text>Mental health.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Programs shall use the Addiction Severity Index as the standardized assessment instrument for adults, or an equivalent assessment instrument chosen by the Administration.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Programs shall use the Problem Oriented Screening Instrument for Teenagers as the standardized screening instrument for adolescents, or an equivalent screening instrument chosen by the Administration.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The initial physical health assessment shall meet the requirements of the appropriate level of treatment.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Treatment Plans.</text>
      <paragraph num="(1)">
        <text>A program shall develop a written treatment plan, with the participation of the patient, based on the comprehensive assessment and patient placement criteria, that shall set forth:</text>
        <paragraph num="(a)">
          <text>The patient's individualized needs, including:</text>
          <paragraph num="(i)">
            <text>Socialization;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Alcohol and drug abuse or dependence;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Psychological;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Vocational;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Educational;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Physical health;</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>Legal; and</text>
          </paragraph>
          <paragraph num="(viii)">
            <text>Family; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Individualized interventions, including:</text>
          <paragraph num="(i)">
            <text>Long-range and short-range treatment plan goals and objectives;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Strategy for implementation of treatment plan goals and objectives;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Target dates for completion of treatment plan goals and objectives;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>A schedule of clinical services including individual, group, and, if appropriate, family counseling;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Criteria for successful completion of treatment;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Referrals to ancillary services, if needed; and</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>Referrals to self-help groups, if recommended.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If the alcohol and other drug counselor is unable to develop a treatment plan within the required time, the clinical director or the clinical supervisor shall:</text>
        <paragraph num="(a)">
          <text>Determine the reason for a delay in development of a treatment plan;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Document the reason in the patient's record; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Direct an appropriate clinical staff person to develop a treatment plan within 7 working days of the clinical director's or clinical supervisor's documentation of the delay.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The length of stay in the program shall be based on the patient's level of illness severity and response to treatment.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Infectious Disease Education. Within the first 30 days of treatment, a program shall ensure and document in the patient record that human immunodeficiency virus, hepatitis, sexually transmitted diseases, and tuberculosis education was completed, including:</text>
      <paragraph num="(1)">
        <text>Risk assessment;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Risk reduction; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If appropriate, referral for counseling and testing.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Family Involvement and Utilization of Self-Help Groups.</text>
      <paragraph num="(1)">
        <text>A program may provide education and support services to a patient's family directly or through referrals to appropriate community agencies.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A program shall:</text>
        <paragraph num="(a)">
          <text>Develop procedures for obtaining an assessment of the treatment needs of the patient's family;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Provide access or referral to family counseling;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Describe how family members are involved in the patient's recovery process; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Develop procedures to encourage ongoing active participation by the patient and the patient's family in self-help groups and support activities.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Referrals. Referral documentation shall include the:</text>
      <paragraph num="(1)">
        <text>Reason for referral;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Name of the individual;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Referring program;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Receiving program; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Final disposition of referral.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>Discharge.</text>
      <paragraph num="(1)">
        <text>A program shall complete a written discharge summary.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The discharge summary shall include:</text>
        <paragraph num="(a)">
          <text>The reason for admission;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The reason for discharge;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The individual's address;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>A summary of services delivered, including frequency and duration of services, and progress made;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>If appropriate, the diagnosis and prognosis at the time of discharge;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Current medications, if applicable;</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Continuing service recommendations and summary of transition process; and</text>
        </paragraph>
        <paragraph num="(h)">
          <text>The extent of the individual's involvement in the discharge plan.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The discharge summary shall be completed within 30 days of the patient's discharge from the program.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>In the event of a patient's transfer from the program to another program, the discharging program shall complete a written transfer summary.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The transfer summary shall include:</text>
        <paragraph num="(a)">
          <text>The reason for admission;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The reason for discharge;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The individual's address;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>The diagnosis and prognosis at the time of discharge; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Current medications, if applicable.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>The transfer summary shall be completed at the time of the patient's discharge from the program.</text>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>Child and Adolescent Services.</text>
      <paragraph num="(1)">
        <text>A parent or guardian of a child or adolescent, with the child or adolescent's consent, may apply on behalf of the child or adolescent for admission to a certified program.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A program exclusively for children and adolescents shall:</text>
        <paragraph num="(a)">
          <text>Maintain written treatment protocols providing for the needs of adolescents and children, emphasizing the use of family interventions;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Provide for the educational needs of adolescents in compliance with local, State, and federal laws and regulations;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Comply with criminal background requirements for all staff; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Meet any other requirements requested by the Administration.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>A program that admits children and adolescents:</text>
        <paragraph num="(a)">
          <text>May not admit a child or adolescent into treatment unless the treatment plan indicates that the program is appropriate for the child or adolescent;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Shall provide separate social, residential, dietary, and recreational activities for the child or adolescent, if appropriate;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Shall obtain informed consent from the child or adolescent, or the parents or guardians for the child or adolescent, to be admitted to the program;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Shall comply with criminal background requirements for all staff; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Shall meet any other requirements requested by the Administration.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>A program that does not admit children and adolescents shall:</text>
        <paragraph num="(a)">
          <text>Identify in its program service plan the elements of the program that make treatment, care, and rehabilitation for children or adolescents contraindicated; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Meet any other requirements requested by the Administration.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>Programs that provide services to adults and permit the adult's children or adolescents to be present at the program shall verify that the children and adolescents:</text>
        <paragraph num="(a)">
          <text>Receive proper supervision;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Are appropriately enrolled in education services; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Have access to appropriate health care.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>Medication Control and Staff Requirements.</text>
      <paragraph num="(1)">
        <text>A program shall develop and implement a written policy and procedure governing the use of controlled dangerous substances and other drugs used by the program. The policies shall include:</text>
        <paragraph num="(a)">
          <text>A list of controlled dangerous substances and other drugs administered, dispensed, or stored at the program;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Procedures to account for and secure the drugs from time of order until dispensing;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Computer security and accountability, if applicable;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Other policy and procedures required by the Administration; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Procedures for all Level III programs to hold securely all take-home opioid therapy medication for patients who are on opioid maintenance therapy.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>A program shall dispense medications to the patient according to the instructions, supervision, and directions of the licensed physician.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If staff observes an adverse reaction to medication, the program immediately shall contact a licensed physician or emergency medical service to ensure the patient receives treatment.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Medication Errors.</text>
        <paragraph num="(a)">
          <text>For a medication error regarding administration, dispensing, documentation, inventory, or storage, an appropriate clinical staff person shall complete a report at the time of the incident.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The report shall be filed and brought to the immediate attention of the:</text>
          <paragraph num="(i)">
            <text>Administrator; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Medical director, if a medical director is employed by the program.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>Programs shall report the diversion of any controlled substance to the Administration as soon as the diversion is discovered.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Environmental Requirements.">
    <paragraph num="A.">
      <text>Life Safety Requirements. A program shall:</text>
      <paragraph num="(1)">
        <text>Have a facility free from fire hazards and have:</text>
        <paragraph num="(a)">
          <text>Adequate smoke detectors;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Working and updated fire extinguishers;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A written fire evacuation plan; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>A current fire inspection certification;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Comply with applicable federal, State, and local sanitation, building, fire codes, and zoning requirements;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Maintain documentation of legally required periodic evacuation drills, if applicable; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Within the first 30 days of employment, provide staff training in emergency evacuation procedures.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Special Accommodations. A program shall have protocols, which may include referral agreements with other programs, that provide for admission and treatment of individuals with:</text>
      <paragraph num="(1)">
        <text>Limited English proficiency or hearing and speaking disabilities; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Physical and mental disabilities.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Residential Treatment Programs. A program shall have:</text>
      <paragraph num="(1)">
        <text>Nurses' stations, if appropriate;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A dining room;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Bathrooms;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Telephones;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>A living room;</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Space for privacy for visits;</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Space for leisure time activities;</text>
      </paragraph>
      <paragraph num="(8)">
        <text>Offices for both administrative and counseling personnel; and</text>
      </paragraph>
      <paragraph num="(9)">
        <text>Sleeping quarters that:</text>
        <paragraph num="(a)">
          <text>Do not allow for more than six patients to share the sleeping quarters, except for therapeutic communities that use dormitory style sleeping areas;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Provide adolescents and adults with separate sleeping quarters;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Provide privacy for patients;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Provide beds that:</text>
          <paragraph num="(i)">
            <text>Are at least 3 feet apart;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Are located more than 18 inches away from radiators and registers;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Are at least 36 inches wide, and not rollaway-type beds, cots, or folding beds;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Have mattresses that are clean, in good repair, and the same size as the bed frame; and</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Have at least two sets of sheets;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(e)">
          <text>Have at least two dresser drawers and an enclosed space for hanging clothes; and</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Have a mirror and window coverings in good repair;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(10)">
        <text>A method for safely storing a patient's valuables; and</text>
      </paragraph>
      <paragraph num="(11)">
        <text>A written plan for providing temporary shelter for patients if a facility becomes uninhabitable.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Dietary Services. If meals are provided, a program shall:</text>
      <paragraph num="(1)">
        <text>Comply with applicable local, State, and federal laws;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Have a written plan describing the organization and delivery of dietary services; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Require a dietitian licensed under the Health Occupations Article, §5-101, Annotated Code of Maryland, to develop and implement the dietary service plan.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Infection Control — Universal Precautions. A program shall observe universal precautions as required under COMAR 10.07.02.21-1.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Staff Requirements.">
    <paragraph num="A.">
      <text>Administrator.</text>
      <paragraph num="(1)">
        <text>A program shall have an administrator.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Qualifications. The administrator shall:</text>
        <paragraph num="(a)">
          <text>Possess a working knowledge of all applicable State and federal laws;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Possess a working knowledge of program management skills;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Be employed as an administrator before October 1, 2002; or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Have at a minimum:</text>
          <paragraph num="(i)">
            <text>A bachelor's degree from an accredited educational institution; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>At least 5 years of documented experience in human services, 2 years of which include providing administrative or clinical supervision.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Duties. The administrator shall ensure that the program complies with all applicable State and federal laws.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Clinical Director.</text>
      <paragraph num="(1)">
        <text>A program may have a clinical director.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The clinical director functions under the administrative supervision of the administrator.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Qualifications. The clinical director shall have at a minimum:</text>
        <paragraph num="(a)">
          <text>A master's degree in counseling or a related discipline regulated under the Health Occupations Article, Annotated Code of Maryland, and certification or licensure as an alcohol and drug counselor by the Board of Professional Counselors and Therapists; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Approval to supervise by the Board of Professional Counselors and Therapists.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Clinical Supervisor.</text>
      <paragraph num="(1)">
        <text>A program shall have a clinical supervisor.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Qualifications. The clinical supervisor shall:</text>
        <paragraph num="(a)">
          <text>Be employed as a clinical supervisor before October 1, 2002; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Have at a minimum:</text>
          <paragraph num="(i)">
            <text>A master's degree in counseling or a related discipline regulated under the Health Occupations Article, Annotated Code of Maryland, and certification or licensure as an alcohol and drug counselor by the Board of Professional Counselors and Therapists; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Approval to supervise by the Board of Professional Counselors and Therapists.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Duties. A clinical supervisor may carry a caseload at the discretion of the administrator.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Clinical Staff.</text>
      <paragraph num="(1)">
        <text>Qualifications. All staff employed as alcohol and drug counselors shall, at a minimum be:</text>
        <paragraph num="(a)">
          <text>Licensed or certified as an alcohol and drug counselors by the Board of Professional Counselors and Therapists;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Approved by the Board of Professional Counselors and Therapists; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Licensed, certified, or permitted under the Health Occupations Article, Annotated Code of Maryland to provide substance abuse treatment.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Credentials. The administrator shall ensure that program staff, including students, interns, and volunteers, are credentialed and appropriately privileged.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Policies and Procedures. All clinical staff, including the administrator, clinical director, and clinical supervisor, shall review the program's policies and procedures and shall sign a statement saying that they reviewed and understood the policies and procedures.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Patient Rights and Grievance Procedures.">
    <paragraph num="A.">
      <text>Patient Rights.</text>
      <paragraph num="(1)">
        <text>A program shall:</text>
        <paragraph num="(a)">
          <text>Treat each patient with consideration, respect, and full recognition of the patient's human dignity and individuality;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Provide treatment, care, and services that are adequate, appropriate, and in compliance with relevant State, local, and federal laws and regulations;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Prevent physical or mental abuse by the program staff;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Provide an atmosphere free from discrimination;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Not allow use of any physical restraints;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Ensure privacy and confidentiality; and</text>
        </paragraph>
        <paragraph num="(g)">
          <text>Allow the patient the right to refuse participation in any experimental research unless the research complies with 45 CFR Part 46.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>A program shall post in a conspicuous area and provide to each patient a statement of patients' rights.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Grievance Procedures. A program shall:</text>
      <paragraph num="(1)">
        <text>Have a grievance procedure approved by the Administration;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Provide the patient upon admission a description of grievance policy and procedure that includes the:</text>
        <paragraph num="(a)">
          <text>Patient's right to grieve program decisions including but not limited to:</text>
          <paragraph num="(i)">
            <text>Discharge; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Change in status;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Steps of the grievance process; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Levels to which the grievance may be taken;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Take no retaliation against a patient who presents a grievance; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Inform each patient if revisions are made to the grievance policy and the nature and extent of the revisions.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Nondiscrimination. A program may not discriminate in the provision of services on the basis of race, creed, color, age, gender, sexual orientation, national origin, marital status, disabilities, and any other classification prohibited under State or federal law including:</text>
      <paragraph num="(1)">
        <text>Americans with Disabilities Act, 28 CFR 35; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Fair Housing Act, 42 U.S.C. §3604.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Records.">
    <paragraph num="A.">
      <text>Program Records.</text>
      <paragraph num="(1)">
        <text>A program shall either manually or electronically maintain a record for each patient that includes, but is not limited to:</text>
        <paragraph num="(a)">
          <text>A patient identifier, which may be a name, number, or an identifying code;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Intake information, including the patient's name, date of admission, summary of medical examinations, allergies to medication, and laboratory reports;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Assessments, individualized treatment plans, progress notes, and consent to disclose information if needed;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Documentation of each program contact with the patient;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Critical incident reports documented on the day of the incident; and</text>
        </paragraph>
        <paragraph num="(f)">
          <text>A discharge summary.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>A program shall maintain Medicaid patient records for at least 6 years following discharge, and all other patient records for at least 3 years as required by Health-General Article, §4-403, Annotated Code of Maryland, and shall:</text>
        <paragraph num="(a)">
          <text>Maintain, transfer, and destroy all records in a manner consistent with the medical records confidentiality and disclosure requirements of:</text>
          <paragraph num="(i)">
            <text>Health-General Article, Title 4, Subtitle 3, Annotated Code of Maryland;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Health-General Article, §4-403, Annotated Code of Maryland;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>42 CFR Part 2;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>The Health Insurance Portability and Accountability Act (HIPAA); and</text>
          </paragraph>
          <paragraph num="(v)">
            <text>45 CFR Parts 160 and 164;</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Locate all records so that they are convenient and available to designated staff; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Provide a designated staff member responsible for appropriate records control, including storage, security, and indexing records.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Management Information System. The program shall:</text>
      <paragraph num="(1)">
        <text>Participate in the Administration's management information system;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Comply with reporting requirements as required by the Department; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Complete and submit the driving while intoxicated data collection form chosen by the Administration for those arrested for driving while intoxicated or driving under the influence.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Electronic Records.</text>
      <paragraph num="(1)">
        <text>Electronic records shall be maintained according to requirements set forth in this regulation.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A companion hard copy file shall be maintained at the program and shall contain the following:</text>
        <paragraph num="(a)">
          <text>Informed consent to treatment signed by the patient;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Any requests for or releases of information shared with other entities signed by the patient;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Any treatment plan or treatment plan update signed by the patient; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Any program agreements or patient/counselor behavioral contracts signed by the patient.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08-1" heading="Outcome Evaluation.">
    <paragraph num="A.">
      <text>The Administration shall annually evaluate all publicly funded substance abuse treatment programs certified under this subtitle, using federal outcomes measures or other subsequently adopted federal standards, to determine the extent that individuals who have received treatment under these programs have:</text>
      <paragraph num="(1)">
        <text>Been successfully retained in the treatment program;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Been successfully discharged from the treatment program;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Reduced their substance use;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Successfully attained, maintained, or increased their employment;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Demonstrated a decrease in engaging in criminal activity; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Successfully established or maintained stable living arrangements.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>All publicly funded programs shall fully comply with the Administration’s reporting requirements completing all data fields required within the Administration’s management information system as directed.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Referral Agreements and Program Cooperation.">
    <paragraph num="A.">
      <text>A program shall coordinate patient care with other community service providers to ensure that the widest range of appropriate services are available to patients.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Referral Agreements.</text>
      <paragraph num="(1)">
        <text>A program shall establish referral agreements with other human service agencies as required by COMAR 10.47.02.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The program shall make the referral agreements available to the Administration for review.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A program shall have referral agreements with other programs for individuals with disabilities whom the program may be unable to accommodate.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Health-General Article, §§8-401 — 8-405 and 19-308, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: April 8, 1985 (12:7 Md. R. 703)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .26H, .30L, and .31K amended effective June 17, 1985 (12:12 Md. R. 1165)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.33, Certification of Alcoholism and Alcohol Abuse Facilities, repealed and new Regulations .01—.09, Requirements, adopted effective June 10, 2002 (29:11 Md. R. 882)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02B amended as an emergency provision effective April 1, 2008 (35:9 Md. R. 894); amended permanently effective May 5, 2008 (35:9 Md. R. 898)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03 amended as an emergency provision effective April 1, 2008 (35:9 Md. R. 894); amended permanently effective May 5, 2008 (35:9 Md. R. 898)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03 amended effective December 12, 2013 (40:24 Md. R. 2017)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04 amended as an emergency provision effective April 1, 2008 (35:9 Md. R. 894); amended permanently effective May 5, 2008 (35:9 Md. R. 898)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05A amended as an emergency provision effective April 1, 2008 (35:9 Md. R. 894); amended permanently effective May 5, 2008 (35:9 Md. R. 898)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .06A, D amended as an emergency provision effective April 1, 2008 (35:9 Md. R. 894); amended permanently effective May 5, 2008 (35:9 Md. R. 898)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .07A amended as an emergency provision effective April 1, 2008 (35:9 Md. R. 894); amended permanently effective May 5, 2008 (35:9 Md. R. 898)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .08 amended as an emergency provision effective April 1, 2008 (35:9 Md. R. 894); amended permanently effective May 5, 2008 (35:9 Md. R. 898)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .08-1 adopted effective December 12, 2013 (40:24 Md. R. 2017)</annotation>
  </annotations>
</chapter>