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<regulation prefix="Regulation" num=".16" citation="COMAR 10.51.05.16" title_num="10" subtitle_num="51" chapter_num="05" heading="Ethics and Data Integrity Policy — Requirement.">
  <paragraph num="A.">
    <text>A licensee shall:</text>
    <paragraph num="(1)">
      <text>Establish and maintain a written ethics and data integrity policy to be followed by all forensic laboratory employees, which includes the items set forth in §B of this regulation;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Provide access to the information, training, and resources needed by all forensic laboratory employees to comply with applicable federal and State laws, including ethics laws and regulations and the ethics and data integrity policy required in §A(1) of this regulation;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Provide formal ethics and data integrity training:</text>
      <paragraph num="(a)">
        <text>As part of new employee orientation; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>On an annual basis for all current employees;</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Develop and utilize an employee ethics and data integrity agreement, for each employee to sign annually after training, acknowledging, and certifying that the employee has read, understands, and will follow the forensic laboratory ethics and data integrity policy; and</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Provide a working environment in the forensic laboratory that:</text>
      <paragraph num="(a)">
        <text>Prevents employees from being subject to inappropriate pressures, coercion, intimidation, unethical laboratory dilemmas, or bribery from internal or external sources; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Promotes and maintains effective bilateral communication through the chain-of-command, regarding concerns, inquiries, and allegations pertaining to:</text>
        <paragraph num="(i)">
          <text>Suspected or actual unethical conduct;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Data integrity issues;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Questionable practices; or</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Questions concerning forensic analysis procedures or results.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>A licensee shall ensure that a licensee’s ethics and data integrity policy includes at least the following topics, requirements, and procedures:</text>
    <paragraph num="(1)">
      <text>An employee’s responsibility to report any activity or behavior by any other employee, subcontractor, or vendor that the employee has reason to believe violates applicable laws, rules, and regulations or the forensic laboratory’s ethics and data integrity policy;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The disciplinary action an employee will be subject to if the employee:</text>
      <paragraph num="(a)">
        <text>Makes or produces a report that the employee knows to be false or misleading;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Is found falsifying, short-cutting, camouflaging, or misrepresenting any information or facts about forensic analysis procedure, result, reports, or data management; or</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Otherwise engages in conduct or behavior that violates the:</text>
        <paragraph num="(i)">
          <text>Forensic laboratory’s ethics and data integrity policy; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Established forensic laboratory practices;</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Procedures for reporting, handling, and investigating complaints of unethical conduct and violations or suspected violations of the forensic laboratory’s ethics and data integrity policy;</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Requiring employees to:</text>
      <paragraph num="(a)">
        <text>Act impartially and not give preferential treatment to any person;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Exhibit exemplary conduct and use honest efforts in the performance of duties and responsibilities;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Perform a forensic analysis in a manner that:</text>
        <paragraph num="(i)">
          <text>Is independent of internal and external influences;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Is objective; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Assures that results are accurate, precise, and of known and documented quality; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(d)">
        <text>Understand the:</text>
        <paragraph num="(i)">
          <text>Serious implications and consequences of unethical conduct, intent to defraud, or any impropriety in performing forensic analyses; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Zero tolerance policy regarding an employee who engages in any form of conduct or behavior that is a violation of the ethics and data integrity policy required in §A of this regulation or any forensic laboratory practice that is not authorized by a licensee’s established procedures; and</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Prohibiting an employee from:</text>
      <paragraph num="(a)">
        <text>Soliciting or accepting any gift of goods or services or other benefit of value from a person or entity:</text>
        <paragraph num="(i)">
          <text>Seeking action from or doing business with the forensic laboratory; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Whose interests may be substantially affected by the performance or nonperformance of the employee’s duties and responsibilities;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>Holding a financial or personal interest that conflicts with the conscientious and ethical performance of duties and responsibilities;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Engaging in a transaction allowing the improper use of confidential information to further a private interest;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Conducting an action that violates the standards and requirements set forth in this subtitle or the licensee’s ethics and data integrity policy; and</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Engaging in outside employment or activities that conflict with the conscientious and ethical performance of duties and responsibilities.</text>
      </paragraph>
    </paragraph>
  </paragraph>
</regulation>