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<chapter num="15" heading="Screening for Critical Congenital Heart Disease (CCHD) in Newborns" title_num="10" subtitle_num="52">
  <regulation prefix="Regulation" num=".01" heading="Purpose and Scope.">
    <paragraph num="A.">
      <text>This chapter establishes Statewide screening protocols for critical congenital heart disease in newborn infants.</text>
    </paragraph>
    <paragraph num="B.">
      <text>This chapter identifies standards and requirements for the Department, birthing facilities, nurse midwives, and persons participating in newborn screening for critical congenital heart disease.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Attending clinician” means an individual who is:</text>
        <paragraph num="(a)">
          <text>A health care provider as defined in Health-General Article, §5-601, Annotated Code of Maryland; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Responsible for the care of newborn infants, and is either:</text>
          <paragraph num="(i)">
            <text>A certified nurse practitioner licensed by the Maryland Board of Nursing; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>A certified nurse midwife licensed by the Maryland Board of Nursing.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>“Attending physician” means an individual who is:</text>
        <paragraph num="(a)">
          <text>A health care provider as defined in Health-General Article, §5-601, Annotated Code of Maryland;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Responsible for the care of a newborn infant;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Licensed to practice medicine in Maryland; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Board-certified by a member board of the American Board of Medical Specialties or an approved specialty board of the American Osteopathic Association in a specialty that includes the care of newborn infants.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>“Authorized health care provider” means an individual:</text>
        <paragraph num="(a)">
          <text>Who has received training in the screening protocol; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>For whom the CCHD screening tests are within his or her professional scope of practice.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>“Birth Defects Reporting and Information System” means the mandated reporting, monitoring, and follow-up of infants with birth defects as described in Health General Article, §18-206, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Birthing Facility.</text>
        <paragraph num="(a)">
          <text>“Birthing facility” means a facility that provides care for women during labor and delivery, and their newborn infants.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Birthing facility” includes a:</text>
          <paragraph num="(i)">
            <text>Unit of a hospital that is licensed and accredited to provide birthing services; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Freestanding birthing center as defined in COMAR 10.05.02.01B.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>“CCHD screening” means pulse oximetry testing.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Critical congenital heart disease (CCHD)” means a congenital heart defect that places an infant at significant risk of disability or death if not diagnosed soon after birth.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Department” means the Maryland Department of Health.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Echocardiogram” means a test that uses ultrasound to provide an image of the heart.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Newborn infant” means an infant in the first 28 days of life who was born:</text>
        <paragraph num="(a)">
          <text>In Maryland; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>On federal property within Maryland.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(11)">
        <text>“Newborn Screening Follow-Up Unit” means the unit in the Department that carries out the duties set forth in Regulation .07 of this chapter.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Web-based system” means the web-based database used by the Department to collect data for newborn infant screening follow-up.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Pre-Test Information and the Right to Refuse Screening.">
    <paragraph num="A.">
      <text>Before a newborn infant is screened for CCHD, a health care provider shall provide to the newborn infant's parent or guardian an explanation of CCHD screening that includes:</text>
      <paragraph num="(1)">
        <text>Reasons for screening, including:</text>
        <paragraph num="(a)">
          <text>The purpose and benefits of the screening; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The nature, risks, and consequences of not screening for CCHD.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>A parent or guardian's right to refuse having the screening performed, including:</text>
        <paragraph num="(a)">
          <text>Explaining any risk involved with the screening; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Providing a reasonable opportunity to refuse the screening.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Refusal of Screening.</text>
      <paragraph num="(1)">
        <text>All newborn infants shall be screened for CCHD unless the parent or guardian refuses the screening.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If a parent or guardian refuses screening, a provider may not perform CCHD screening on the infant.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>When a parent or guardian refuses screening, the birthing facility or nurse midwife shall:</text>
        <paragraph num="(a)">
          <text>Document parent refusal in the medical record; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Enter this information into the web-based system in accordance with Regulation .05 in this chapter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>If the parent or guardian of the newborn infant does not refuse the screening, the birthing facility or nurse midwife shall:</text>
        <paragraph num="(a)">
          <text>Perform screening on the newborn infant; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Follow-up with results in accordance with Regulation .05 of this chapter.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Screening Procedures.">
    <paragraph num="A.">
      <text>An authorized health care provider shall perform the screening.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Newborn Infants Receiving Routine Care.</text>
      <paragraph num="(1)">
        <text>The birthing facility or nurse midwife shall:</text>
        <paragraph num="(a)">
          <text>Perform screening on a newborn infant between 24 hours and 48 hours of life; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>If unable to perform the screening, refer the infant to another authorized health care provider to perform the screening between 24 hours and 48 hours of life.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If the newborn infant is discharged from a facility after 12 hours of life but before 24 hours of life, the birthing facility shall perform screening as late as is practical before the newborn infant is discharged from the birthing facility.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If the newborn infant is discharged before 12 hours of life, the birthing facility shall refer the infant to another authorized health care provider to perform screening between 24 hours and 48 hours of life.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Newborn Infants in Special Care or Intensive Care. Birthing facilities shall develop protocols for screening infants in the special care or intensive care nurseries.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Circumstances Where Screening Is Not Indicated. There may be instances where screening for CCHD is not indicated, including but not limited to instances where:</text>
      <paragraph num="(1)">
        <text>The newborn infant’s clinical evaluation to date has included an echocardiogram which ruled out CCHD; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The newborn infant has confirmed CCHD based on prenatal or postnatal testing.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Results.">
    <paragraph num="A.">
      <text>Recordation of Results.</text>
      <paragraph num="(1)">
        <text>All screening results shall be recorded in the newborn infant’s medical record.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>All screening results shall be entered into the web-based system along with the following information:</text>
        <paragraph num="(a)">
          <text>Newborn infant’s:</text>
          <paragraph num="(i)">
            <text>Name;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Date of birth;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Gender;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Place of birth; and</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Primary care physician after discharge; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Mother’s:</text>
          <paragraph num="(i)">
            <text>Name; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Date of birth.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Abnormal Screening Results.</text>
      <paragraph num="(1)">
        <text>Abnormal screening results shall be reported by the authorized health care provider who conducted the screening to the attending physician or attending clinician immediately.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A newborn infant shall be evaluated immediately by an attending physician in order to complete the recommended protocol.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A newborn infant may not be discharged from care until:</text>
        <paragraph num="(a)">
          <text>A cause for the abnormal screening result has been determined; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An echocardiogram has been performed, read, and determined not to indicate CCHD.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>The birthing facility shall enter screening results into the web-based system as specified in §A(2) of this regulation.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>The birthing facility shall provide notification of abnormal results to the newborn infant’s:</text>
        <paragraph num="(a)">
          <text>Parent or guardian; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Primary care provider.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Newborn Infants Not Screened.</text>
      <paragraph num="(1)">
        <text>If a newborn infant is not screened secondary to discharge before 12 hours of life, the birthing facility or nurse midwife shall:</text>
        <paragraph num="(a)">
          <text>Follow-up with the family to refer to an authorized health care provider for screening between 24 hours and 48 hours of life after:</text>
          <paragraph num="(i)">
            <text>Discharge from the facility; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>A home birth; and</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>Enter into the web-based system the:</text>
          <paragraph num="(i)">
            <text>Identifying information specified in §A(2) of this regulation; and</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Reason for not screening which shall be “early discharge”.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If a newborn infant is not screened secondary to screening not being indicated, the birthing facility or nurse midwife shall enter into the web-based system:</text>
        <paragraph num="(a)">
          <text>The identifying information specified in §A(2) of this regulation;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The reason for not screening which shall be “screening not indicated”; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>A notation of the reason for the override.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>If a newborn infant is not screened secondary to parent or guardian refusal, the birthing facility or nurse midwife shall enter into the web-based system the:</text>
        <paragraph num="(a)">
          <text>Information specified in §A(2) of this regulation; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Reason for not screening which shall be entered as “parent refusal”.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Birthing Facility and Nurse Midwife Responsibilities.">
    <paragraph num="A.">
      <text>Birthing Facility Responsibilities. The birthing facility shall:</text>
      <paragraph num="(1)">
        <text>Identify a clinical staff person as a contact for CCHD screening;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Develop protocols to ensure that all newborn infants are offered screening;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Develop protocols to ensure that all screening results are reported in accordance with Regulation .05 of this chapter;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Ensure that follow-up is performed for newborn infants not screened before hospital discharge; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Develop protocols that assure the timely evaluation and referral, if necessary, of newborn infants who have abnormal screening results including:</text>
        <paragraph num="(a)">
          <text>Evaluation by the attending physician;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Performance of an echocardiogram;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Reading of the echocardiogram; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Referral of newborn infants for further evaluation when needed.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Newborn Infants Born Outside a Birthing Facility. If the birth of a newborn infant occurs outside a birthing facility, the nurse midwife shall perform screening in accordance with Regulation .05 of this chapter or refer to an authorized health care provider for screening between 24 hours and 48 hours of life.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Department Responsibilities.">
    <text>The Newborn Screening Follow-Up Unit shall:</text>
    <paragraph num="A.">
      <text>Investigate each instance of abnormal screening results to determine the cause for the abnormal result;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Enter newborn infants found to have CCHD into the Birth Defects Reporting and Information System;</text>
    </paragraph>
    <paragraph num="C.">
      <text>Provide condition-specific information and resources to the family; and</text>
    </paragraph>
    <paragraph num="D.">
      <text>Perform ongoing evaluation of CCHD screening in the State.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Records.">
    <paragraph num="A.">
      <text>The screening of newborn infants pursuant to this chapter is a population-based public health surveillance program as defined under the Health Insurance Portability and Accountability Act of 1996.</text>
    </paragraph>
    <paragraph num="B.">
      <text>On request, a birthing facility or health care provider shall make available to the Newborn Screening Follow-Up Unit:</text>
      <paragraph num="(1)">
        <text>Medical records;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Records of laboratory tests; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Any other medical information the Newborn Screening Follow-Up Unit considers necessary to:</text>
        <paragraph num="(a)">
          <text>Determine final outcomes of abnormal screening results; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Evaluate CCHD Screening activities in the State, including:</text>
          <paragraph num="(i)">
            <text>Performance of follow-up evaluations and diagnostic tests;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Initiation of treatment when necessary; and</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Surveillance of the accuracy and efficacy of the screening.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Information that the Department receives under this chapter is confidential and may only be used or disclosed:</text>
      <paragraph num="(1)">
        <text>To provide services to the newborn infant and the infant's family;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>To study the relationships of the various factors determining the frequency and distribution of CCHD;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>For State or federally mandated statistical reports; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>To ensure that the information received by the Department is accurate and reliable.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Health-General Article, §§13-109, 13-111, and 18-107(a), Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date:</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.08 adopted as an emergency provision effective October 5, 2012 (39:22 Md. R. 1427); emergency status extended to June 1, 2013 (40:6 Md. R. 469); adopted permanently effective April 15, 2013 (40:7 Md. R. 612)</annotation>
  </annotations>
</chapter>