Plain Text Law

Regulation .04 Solicitation.

Regulation .04 Solicitation.Copy Citation

A licensee or registrant may not engage in solicitation, including, but not limited to, in-person, telephone, electronic, or direct mail solicitation, that:
A.
Amounts to fraud, undue influence, intimidation, or over reaching; or
B.
Contains statements which would be improper under Regulation .03C of this chapter.