<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".10" citation="COMAR 11.02.08.10" title_num="11" subtitle_num="02" chapter_num="08" heading="Appeal Procedure.">
  <paragraph num="A.">
    <text>A Career Service employee may appeal an Official Written Reprimand, Suspension without Pay, Loss of Leave, Involuntary Demotion, Suspension pending charges for Termination, Charges for Termination, and Rejection on Promotional Probation, in writing, to the Secretary or the Secretary’s designee within 15 days of receipt of the written notice.</text>
  </paragraph>
  <paragraph num="B.">
    <text>If an employee does not appeal the action within the specified time frames, the action is final.</text>
  </paragraph>
  <paragraph num="C.">
    <text>Filing an Appeal.</text>
    <paragraph num="(1)">
      <text>An appeal is considered filed on the date the appeal is received by the Secretary or the Secretary’s designee.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The employee shall include with the appeal, the reason for the appeal, the requested remedy, and a copy of the notice of disciplinary action, with any documentation that was attached.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A copy of the appeal shall be forwarded to the Appointing Authority.</text>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Settlement Conference.</text>
    <paragraph num="(1)">
      <text>The Secretary or the Secretary’s designee will schedule a settlement conference within 30 days from the receipt of the written appeal. The Secretary or the Secretary’s designee shall send written notice of a settlement conference to the parties by mail or facsimile.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The settlement conference notice shall contain:</text>
      <paragraph num="(a)">
        <text>The date, time, place, and the nature of the conference;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A statement that notice must be received 3 business days before the conference date if special arrangements are needed to accommodate an individual with a disability;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>A statement that notice must be received 3 business days before the conference date if an interpreter is needed; and</text>
      </paragraph>
      <paragraph num="(d)">
        <text>A statement that failure to participate in good faith or to attend a conference may result in a decision adverse to a party.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>A party or a designated representative shall be present for all scheduled settlement conferences.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>If a designated representative participates in a settlement conference instead of a party, the designated representative shall have the authority to negotiate or settle the matter appealed.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>The designation of the representative shall be in writing.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>If neither the employee nor the designated representative appears at the scheduled settlement conference, the action is final.</text>
    </paragraph>
    <paragraph num="(7)">
      <text>When the employee’s designated representative is another State employee, the appointing authority of the designated representative shall assure that the designated representative is given reasonable time during work hours to investigate appeals and participate in settlement conferences and hearings relating to an appeal. An employee may not leave the employee’s post of duty to represent another employee at a grievance appeal or a disciplinary appeal conference or hearing without permission from the employee’s supervisor.</text>
    </paragraph>
    <paragraph num="(8)">
      <text>The appointing authority shall assure that the employee is given reasonable time during work hours to investigate appeals and participate in settlement conferences and hearings relating to an appeal.</text>
    </paragraph>
    <paragraph num="(9)">
      <text>At the exclusive discretion of the Secretary or the Secretary’s designee, a settlement conference may be conducted by telephone, video, or other electronic means if each party has an opportunity to participate in the entire proceeding. Except as authorized by the Secretary or the Secretary’s designee, documents for a telephone, video, or electronic conference shall be received by the Secretary or the Secretary’s designee and each party at least 3 business days before the scheduled conference.</text>
    </paragraph>
    <paragraph num="(10)">
      <text>If an agreement is not reached during the settlement conference, the employee shall have 15 days from the date of the settlement conference to appeal, in writing, to the Office of Administrative Hearings, with a copy to the Secretary or the Secretary’s designee.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Postponement of a Settlement Conference.</text>
    <paragraph num="(1)">
      <text>The Secretary or the Secretary’s designee shall only consider a postponement of a settlement conference:</text>
      <paragraph num="(a)">
        <text>If the requesting party provides a written request 3 business days before the scheduled conference and establishes good cause for the postponement;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>In the case of an emergency as defined in §E(3)of this regulation; or</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Under unusual circumstances as determined by the Secretary or the Secretary’s designee.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>The Secretary or the Secretary’s designee may require documentation of the reasons for the postponement from the party requesting the postponement.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Emergency postponements are granted only when the emergency is a sudden, unforeseen occurrence requiring the immediate attention of the requesting party.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>If the postponement is requested due to a medical emergency, the party requesting the postponement shall submit written medical documentation by one of the medical providers specified in COMAR 11.02.03.07G(6). Failure to provide the required documentation may result in a decision adverse to the requesting party.</text>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>Appeal Hearing.</text>
    <paragraph num="(1)">
      <text>Official Written Reprimand, Suspension without Pay, Loss of Leave, Involuntary Demotion, Charges for Termination, and Rejection on Promotional Probation. An administrative law judge of the Office of Administrative Hearings shall hear the appeal within 90 days and shall render a final decision within 45 days of the hearing.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Suspension Pending Charges for Termination.</text>
      <paragraph num="(a)">
        <text>An administrative law judge of the Office of Administrative Hearings shall hear the appeal within 45 days, at which time the employee may:</text>
        <paragraph num="(i)">
          <text>Rebut the reasons given for the suspension;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Allege mitigating circumstances; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Offer alternatives to the suspension.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>The administrative law judge shall issue a final decision within 15 days of the hearing.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>Representation. An employee may be represented at a grievance hearing or appeal hearing by an attorney, an employee organization representative, or any other individual authorized, in writing, by the employee to represent him or her.</text>
  </paragraph>
  <paragraph num="H.">
    <text>Compensation for Representatives and Witnesses.</text>
    <paragraph num="(1)">
      <text>An employee may not lose salary or wages, including overtime and shift differential payments, for investigating, processing, or testifying during any step of the grievance procedure or appeal hearing.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Attendance at a hearing is considered work time, and the appointing authority or the appointing authority's designee shall ensure that an employee who is required to attend a grievance hearing or an appeal hearing receives  salary or wages.</text>
    </paragraph>
  </paragraph>
  <paragraph num="I.">
    <text>Leaving Duty Post. An employee may not leave the employee's duty post to engage in grievance handling or to pursue an appeal without the permission of the employee's supervisor.</text>
  </paragraph>
  <paragraph num="J.">
    <text>Payment of Travel Expenses. The appointing authority or the appointing authority's designee shall pay travel expenses, as set forth in COMAR 23.02.01, incurred by its employees in connection with attendance at grievance or appeal hearings.</text>
  </paragraph>
  <paragraph num="K.">
    <text>Burden of Proof.</text>
    <paragraph num="(1)">
      <text>Decisions shall be based upon a preponderance of the evidence.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The appointing authority or the appointing authority's designee bears the burden of proof in the following cases:</text>
      <paragraph num="(a)">
        <text>Disciplinary cases involving a Career Service employee;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Appeal of a less than Meets Standards performance appraisal rating; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Appeal of a denial of a salary increase due to a performance appraisal rating.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>The employee bears the burden of proof in the following cases:</text>
      <paragraph num="(a)">
        <text>Grievance hearings, except for appeal of a less than Meets Standards performance appraisal rating and denial of salary increase due to performance appraisal rating;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Rejection of employee on probation as set forth in COMAR 11.02.02.05A;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Rejection of employee on probation as set forth in COMAR 11.02.02.05C;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Disqualification from future employment of a Career Service employee;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Discipline or termination of a Commission Plan employee or Executive Service employee; and</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Rejection on probation of a police officer serving an initial probationary period as a police officer.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="L.">
    <text>An aggrieved party may seek judicial review of the final decision in accordance with the provisions of the Administrative Procedure Act, State Government Article, §10-222, Annotated Code of Maryland.</text>
  </paragraph>
</regulation>