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<chapter num="11" heading="Police Complaint Mediation Program" title_num="12" subtitle_num="04">
  <regulation prefix="Regulation" num=".01" heading="Purpose.">
    <paragraph num="A.">
      <text>This chapter establishes a police complaint mediation program which provides an alternative method to address minor, nonviolent police misconduct complaints outside of the standard complaint process.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A law enforcement agency may refer a nonviolent complaint made against a police officer, subject to the agreement of the complainant and the involved police officer, to an independent mediation provider.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="General Provisions.">
    <paragraph num="A.">
      <text>Mediation is a process for settling minor police misconduct disputes based on the voluntary participation of the disputing parties.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If eligible, voluntary mediation between community members and police officers may be used in place of the traditional administrative complaint process and administrative charging committees (ACC).</text>
    </paragraph>
    <paragraph num="C.">
      <text>The mediation process can bridge the communication gap and create a greater understanding and appreciation between community members, police officers, and employing law enforcement agencies.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Confidential material” means any communication occurring during a mediation session that may not be disclosed outside the mediation except as allowed pursuant to Courts and Judicial Proceedings Article, §3-1804, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Impasse” means an outcome of a mediation session in which the parties are unable to resolve the dispute.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Independent mediation provider” means an organization, separate and apart from a law enforcement agency, that can provide mediators to conduct mediation sessions between complainants and law enforcement personnel.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Letter of conclusion” means a document signed by staff of the independent mediation provider that is delivered to a law enforcement agency indicating that a mediation session was held between a complainant and police officer.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Letter of consent to mediate” means a document signed by the parties in mediation indicating each party’s voluntarily participation in mediation, and witnessed by the mediator.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Mediation” has the meaning stated in COMAR 12.04.10.03B.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Mediator” means a trained, impartial third party, affiliated with an independent mediation provider, who will facilitate a mediation session between parties to assist them in reaching a voluntary resolution to their dispute.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Police misconduct” has the meaning stated in Public Safety Article, §3-101, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Resolution” means a mutual agreement resolving a conflict between two or more disputing parties.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Establishing a Police Complaint Mediation Program.">
    <paragraph num="A.">
      <text>The Maryland Police Training and Standards Commission (MPTSC) in collaboration with community-based mediation resources shall establish and maintain a listing of qualified mediation providers located within the State.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A law enforcement agency interested in establishing a mediation program shall contact MPTSC for referral to an appropriate mediation provider.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Prior to establishing a mediation process, a law enforcement agency shall enter into a memorandum of understanding (MOU) with a local independent mediation provider approved by MPTSC.</text>
    </paragraph>
    <paragraph num="D.">
      <text>A local law enforcement agency shall establish guidelines for mediation consistent with this regulation and any policy guidelines provided by MPTSC.</text>
    </paragraph>
    <paragraph num="E.">
      <text>A law enforcement agency that enters into an MOU with a qualified mediation provider shall report the establishment of a program to MPTSC and forward a copy to ensure the program meets the requirements of the regulation.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Mediation Participation.">
    <paragraph num="A.">
      <text>Participant Requirements.</text>
      <paragraph num="(1)">
        <text>Participation in a mediation program is voluntary and shall be agreed upon by the complainant, law enforcement agency, and police officer identified in the complaint.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A complainant or police officer who is the subject of a complaint of police misconduct has the right to decline mediation.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If a police officer who is the subject of a complaint declines the offer to mediate the complaint, the decision to not participate may not be considered during any disciplinary proceeding.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>A party to mediation shall sign a letter of consent to mediate as an alternative to the formal police misconduct complaint process, outlined in COMAR 12.04.09 and the uniform citizen complaint process.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Confidentiality.</text>
      <paragraph num="(1)">
        <text>All parties involved in a potential mediation process shall agree to the confidentiality requirements as set forth in Courts and Judicial Proceedings Article, §3-1803, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Except as provided in Courts and Judicial Proceedings Article, §3-1804, Annotated Code of Maryland, statements shared during a mediation are considered confidential material and may not be disclosed in any judicial, administrative, or other proceeding.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Costs associated with participating in a mediation program are the responsibility of the law enforcement agency employing the involved police officer.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Complaints Eligible for Mediation.">
    <paragraph num="A.">
      <text>Complaint Eligibility.</text>
      <paragraph num="(1)">
        <text>A nonviolent complaint of a minor nature is eligible for mediation if it falls into one of the following categories:</text>
        <paragraph num="(a)">
          <text>Violation category A, as stated in COMAR 12.04.10.04D(2); or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Violation category B, as stated in COMAR 12.04.10.04D(3).</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>A law enforcement agency shall review the nature of the complaint and determine if mediation is appropriate, based on the following factors:</text>
        <paragraph num="(a)">
          <text>Type and severity of the alleged violation;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Circumstances of the alleged police misconduct; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Work history and past disciplinary record of the involved police officer.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Even if a complaint is eligible for mediation, the agency head or designee has the authority to decide, for any reason, that a case may not be assigned for mediation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Complaints Not Eligible.</text>
      <paragraph num="(1)">
        <text>A complaint of police misconduct that involves any level of force is not eligible for mediation.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A complaint is not eligible for mediation if it falls into one of the following categories:</text>
        <paragraph num="(a)">
          <text>Violation category C, as stated in COMAR 12.04.10.04D(4);</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Violation category D, as stated in COMAR 12.04.10.04D(5);</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Violation category E, as stated in COMAR 12.04.10.04E(6); or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Violation category F, as stated in COMAR 12.04.10.04D(7).</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>A complaint of police misconduct not eligible for mediation shall be handled through the process set forth in COMAR 12.04.09.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Complaint Procedures.">
    <paragraph num="A.">
      <text>When a minor complaint from a member of the public has been made to a law enforcement agency or police accountability board, a law enforcement agency shall review the nature of the complaint and determine if it is eligible for the mediation program.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Notification to Involved Parties.</text>
      <paragraph num="(1)">
        <text>If the complaint is eligible and conforms to Regulation .06 of this chapter, the law enforcement agency shall notify the police officer who is the subject of the complaint of the mediation option.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the police officer agrees to mediation, the law enforcement agency shall notify the complainant of the mediation option.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>If the police officer or a complainant decline to participate in mediation, the matter shall be referred back to the administrative complaint process set forth in COMAR 12.04.09.</text>
    </paragraph>
    <paragraph num="D.">
      <text>If all parties to the complaint agree to the mediation process, the law enforcement agency shall contact the independent mediation provider in which there is a current memorandum of understanding (MOU) and proceed with the process pursuant to the MOU.</text>
    </paragraph>
    <paragraph num="E.">
      <text>When a case has been referred to the mediation service, the independent mediation provider will manage the case through mediation and resolution.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Resolution.">
    <paragraph num="A.">
      <text>When the mediation process has concluded, the outcome shall be determined by the independent mediation provider to be:</text>
      <paragraph num="(1)">
        <text>A successful resolution if all parties agree with the resolution; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An impasse if one or more parties to the complaint cannot agree to a satisfactory resolution.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>An impasse shall be referred back to the law enforcement agency of the involved police officer for investigation and handled through the administrative complaint process set forth in COMAR 12.04.09.</text>
    </paragraph>
    <paragraph num="C.">
      <text>A successful resolution shall be documented by the independent mediation provider in a written statement, signed by both parties and the mediator.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The mediator shall send a letter of conclusion to the referring law enforcement agency indicating the results of mediation.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Results of the mediation shall be tracked by the law enforcement agency and forwarded to the local police accountability board.</text>
    </paragraph>
    <paragraph num="F.">
      <text>Complaint mediation statistics shall be included in the law enforcement agency’s annual reporting of complaints involving the public, and the statistics shall include the:</text>
      <paragraph num="(1)">
        <text>Total number of complaints handled through mediation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Number of successful resolutions; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Number of mediation impasses.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>If the police officer fails to comply with the actions and deadlines identified in the mediation agreement, a new complaint shall be initiated and the actions of the original complaint of misconduct shall be considered as a potential aggravating factor.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Public Safety Article, §§3-207 and 3-208, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: March 20, 2023 (50:5 Md. R. 182)</annotation>
  </annotations>
</chapter>