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<regulation prefix="Regulation" num=".05" citation="COMAR 12.10.01.05" title_num="12" subtitle_num="10" chapter_num="01" heading="Background Investigation and Criminal History Record Checks.">
  <paragraph num="A.">
    <text>Background Investigation.</text>
    <paragraph num="(1)">
      <text>An agency head or agency authorized under §A(7) of this regulation shall perform a background investigation to determine if an applicant:</text>
      <paragraph num="(a)">
        <text>Is of good moral character and reputation;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Is emotionally stable;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Displays the suitable behavior necessary to perform the duties of the mandated position; and</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Has, at any time, been a member of a criminal gang.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>An agency head shall ensure that a background investigation includes:</text>
      <paragraph num="(a)">
        <text>A check of military records, when applicable, including obtaining a complete copy of discharge documents;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A report from a credit agency regarding current and past credit history;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Examination of school records or interviews with school officials if the applicant attended a school within the last 5 years;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Interviews of:</text>
        <paragraph num="(i)">
          <text>Personal references;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Neighbors within the last 5 years;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Current and past employers within the last 5 years; and</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Coworkers within the past 5 years;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(e)">
        <text>An investigation for prior use of controlled dangerous substances, narcotic drugs, and marijuana as specified under Regulation .22 of this chapter; and</text>
      </paragraph>
      <paragraph num="(f)">
        <text>A search for information related to an applicant that is reported by the following criminal gang database systems:</text>
        <paragraph num="(i)">
          <text>GangNet;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>RISSNET; or</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Other criminal gang database systems approved by the Commission.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>An agency head shall use a background investigation to determine whether:</text>
      <paragraph num="(a)">
        <text>Information concerning the applicant's citizenship, mental and emotional fitness, and other information is accurate;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The applicant is capable of performing duties of the mandated position; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The applicant meets the Commission's requirements for the mandated position.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Interviews may be conducted:</text>
      <paragraph num="(a)">
        <text>In person;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>By telephone;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>By using a correctional unit form or questionnaire that the interviewer or individual interviewed is required to complete; or</text>
      </paragraph>
      <paragraph num="(d)">
        <text>By other lawful methods designed to elicit useful information from a person concerning the applicant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Personal Interview.</text>
      <paragraph num="(a)">
        <text>The Commission considers a personal interview appropriate when the individual to be interviewed is within 50 miles of the correctional unit.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Interviews with personal references and others not residing in Maryland may be conducted by correspondence or telephone.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(6)">
      <text>Out-of-State Applicant.</text>
      <paragraph num="(a)">
        <text>If an applicant has resided or been employed in another state, an agency head:</text>
        <paragraph num="(i)">
          <text>May permit the background investigation to be performed by a law enforcement agency or a legitimate private background investigation agency in the area where the applicant lived or worked outside of the State; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Shall ensure that a search for information related to an applicant is conducted using a reliable criminal gang database system in the state where the applicant resided or was employed.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>If an applicant was employed in a mandated position for the federal government or another state, an agency head shall include the following information on the AFC:</text>
        <paragraph num="(i)">
          <text>The name of the federal or state organization employing the applicant in a mandated position; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Information received from the previous out-of-State federal or state employer concerning the applicant.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(7)">
      <text>Investigations By Other Agencies. The hiring agency head may conduct the Commission-required background investigation or may authorize another individual, office, or agency to conduct the Commission-required background investigation.</text>
    </paragraph>
    <paragraph num="(8)">
      <text>An agency head, or a designee, submitting an AFC for an applicant shall:</text>
      <paragraph num="(a)">
        <text>Maintain a record of the applicant's background investigation; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Include the result of the background investigation on the AFC.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(9)">
      <text>Derogatory Information.</text>
      <paragraph num="(a)">
        <text>If derogatory information is discovered during the background investigation, an agency head shall submit details with the AFC.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The Commission may refuse to certify an applicant in a mandated position based upon derogatory information.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Criminal History Record Checks and Fingerprints.</text>
    <paragraph num="(1)">
      <text>An agency head submitting an AFC for an applicant to be certified as a correctional officer or Department of Juvenile Services employee shall require that the applicant:</text>
      <paragraph num="(a)">
        <text>Be fingerprinted; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Apply to the Criminal Justice Information System Central Repository of the Department of Public Safety and Correctional Services for a State and national criminal history records check.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>An applicant applying for a criminal history records check under this section shall request the results of the criminal history records check be provided to the:</text>
      <paragraph num="(a)">
        <text>Applicant;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Commission; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Agency submitting the AFC for the applicant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Record of Criminal Conviction.</text>
      <paragraph num="(a)">
        <text>The Commission shall include with the Commission’s records for the applicant’s AFC results of the criminal history records check that reveal an applicant has:</text>
        <paragraph num="(i)">
          <text>Been convicted or otherwise found guilty of a felony;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Been convicted or otherwise found guilty of a misdemeanor for which a sentence of imprisonment of 1 year or more may be imposed;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Served a term of incarceration for a conviction of a misdemeanor offense; or</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Served a term of incarceration as a condition of probation for a felony or misdemeanor criminal offense.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>The Commission may not certify an applicant in a mandated position if the applicant has a conviction for an offense under Regulation .20 of this chapter.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>The Commission shall notify the applicant that the applicant may contest the contents of the criminal history records check results as provided under Criminal Procedure Article, Title 10, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>The Commission may refuse to certify the applicant based on derogatory information resulting from the criminal history records check or other verified reliable source.</text>
    </paragraph>
  </paragraph>
</regulation>