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<chapter num="04" heading="General Hearing Regulations" title_num="12" subtitle_num="11">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <paragraph num="A.">
      <text>This chapter applies to proceedings before agencies of the Department of Public Safety and Correctional Services if an issue concerning the legal rights, duties, statutory entitlements or privileges of a party is required by law or constitutional right to be determined by a hearing.</text>
    </paragraph>
    <paragraph num="B.">
      <text>This chapter does not apply to:</text>
      <paragraph num="(1)">
        <text>Personnel grievance hearings;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Conferences;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Informal investigations;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Proceedings before agencies that have adopted regulations governing that agency's hearings; or</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Other proceedings in which hearings are not required by law.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Agency” has the meaning stated in COMAR 12.11.02.02B.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Agency head” has the meaning stated in COMAR 12.11.02.02B.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Contested case” has the meaning stated in State Government Article, §10-202, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Department” has the meaning stated in COMAR 12.11.02.02B.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Party.</text>
        <paragraph num="(a)">
          <text>“Party” means a person, an agency, or another entity involved in the contested case.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Party” includes any other person, agency or legal entity which may be substantially affected by the outcome of the contested case.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(6)">
        <text>“Presiding officer” has the meaning stated in State Government Article, §10-202(g), Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Presiding Officer.">
    <paragraph num="A.">
      <text>The presiding officer shall be:</text>
      <paragraph num="(1)">
        <text>The agency head or designee of the agency involved; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An individual specifically designated by law.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The presiding officer shall have authority over the proceedings related to examining witnesses, admissibility of evidence, and other activities that are part of the hearing process under State Government Article, §§10-210—10-221, Annotated Code of Maryland.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Notice of Hearing.">
    <paragraph num="A.">
      <text>An agency shall provide each party an opportunity to be heard in a contested case.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The presiding officer shall provide each party written notice of a hearing mailed not less than 10 days before the date of the hearing.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The presiding officer shall include in the notification of a hearing the information required under State Government Article, §10-208, Annotated Code of Maryland.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Postponement of Hearings.">
    <paragraph num="A.">
      <text>The presiding officer may postpone a hearing upon written request by any party.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Postponements may be granted for reasons satisfactory to the presiding officer.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The presiding officer shall notify each party of the postponement and the new hearing date.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Hearing Procedures.">
    <paragraph num="A.">
      <text>A party may:</text>
      <paragraph num="(1)">
        <text>Appear in person to the extent permitted by law; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Be represented by an attorney licensed to practice law in Maryland.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If a party or the party's attorney does not appear for the hearing and the presiding officer gave notice as required, the presiding officer may:</text>
      <paragraph num="(1)">
        <text>Postpone the hearing under Regulation .05 of this chapter; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Proceed upon the evidence and testimony submitted by those present.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Testimony and Evidence. The presiding officer shall conduct the hearing as it relates to testimony and evidence according to the rules under State Government Article, §§10-213 and 10-214, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Testimony shall be under oath. The oath shall be: “Do you solemnly promise and affirm under the penalties of perjury that the testimony you are about to give in the matter now pending before the agency shall be the truth, the whole truth, and nothing but the truth?”</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Records and Transcripts.">
    <paragraph num="A.">
      <text>The presiding officer shall require that a record is made of each hearing.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The record shall include the information required under State Government Article, §10-218, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The presiding officer shall use electronic equipment or a stenographer to record a hearing.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The presiding officer shall have a transcript of all or part of the oral proceedings prepared upon the request of, and the advance payment of the cost by, a party.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Post Hearing Memoranda or Briefs.">
    <paragraph num="A.">
      <text>Following the hearing, the presiding officer may allow or require memoranda or briefs on the issues of fact and law involved in the contested case.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Memoranda or briefs shall be filed in the form, with the number of copies, and at the time directed by the presiding officer.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Decisions and Orders.">
    <paragraph num="A.">
      <text>The presiding officer shall use a preponderance of evidence as the standard of proof, unless the standard of clear and convincing evidence is required by regulation or statute.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The presiding officer shall:</text>
      <paragraph num="(1)">
        <text>Prepare the final decision in writing or state it in the record;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the final decision is in writing, forward a copy to each party or to the party's attorney;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Include findings of fact and conclusions of law, separately stated; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Include procedures and time limits for filing exceptions.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>If the final decision maker in a contested case does not personally preside over the original hearing, the final decision for a contested case shall be made under State Government Article, §10-216, Annotated Code of Maryland.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Reconsideration.">
    <paragraph num="A.">
      <text>Request for Reconsideration.</text>
      <paragraph num="(1)">
        <text>Each party may request reconsideration of a final decision.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The party shall:</text>
        <paragraph num="(a)">
          <text>Direct the request to the presiding officer who made the decision;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>File the request within 10 days after receipt of the final decision; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>State the grounds for reconsideration.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The presiding officer deciding the case shall determine to grant or deny the request, in whole or in part, within 30 days of receipt of a request for reconsideration.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>A request for reconsideration may not stay a final decision and may not stay the time for filing an appeal from the final decision.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If reconsideration is granted, the presiding officer shall issue an order providing for reconsideration and staying the decision under reconsideration.</text>
    </paragraph>
    <paragraph num="C.">
      <text>A presiding officer may conduct a hearing under this chapter to consider further evidence or argument upon the matters being reconsidered.</text>
    </paragraph>
    <paragraph num="D.">
      <text>After reconsideration, the presiding officer shall:</text>
      <paragraph num="(1)">
        <text>Issue a written order affirming, modifying, or rescinding the original decision; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Immediately forward a copy of the order to each party or each party's attorney.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Appeals.">
    <text>Each party aggrieved by a final decision is entitled to judicial review under State Government Article, §§10-222 and 10-222.1, Annotated Code of Maryland, or as otherwise provided by law.</text>
  </regulation>
  <regulation prefix="Regulation" num=".12" heading="Stays Pending Judicial Review.">
    <paragraph num="A.">
      <text>Request for Stay.</text>
      <paragraph num="(1)">
        <text>A party seeking judicial review of a final decision may request a stay of the decision pending judicial review.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A party making a request for a stay shall:</text>
        <paragraph num="(a)">
          <text>File the request with the agency within 15 days of the date of the decision;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Include the reason for the stay;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Include a copy of the petition of appeal filed in the court having jurisdiction or a statement of the grounds for judicial review; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Serve a copy of the request on each party to the contested case.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>A request for a stay may not extend the time for filing an appeal.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The presiding officer may grant or deny a request for a stay with or without a hearing.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The presiding officer shall issue a written order granting or denying the stay, in whole or in part, and shall forward a copy of the order to each party or each party's attorney.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".13" heading="Civil Enforcement.">
    <text>A party to a contested case may seek civil enforcement of an administrative order by filing a petition in the appropriate circuit court.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">State Government Article, Title 10, Subtitle 2; Correctional Services Article, §2-109; Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: August 13, 1984 (11:16 Md. R. 1393)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective April 12, 2004 (31:7 Md. R. 585)</annotation>
  </annotations>
</chapter>