<?xml version='1.0' encoding='utf-8'?>
<chapter num="07" heading="Psychological Screening—Mandated Positions" title_num="12" subtitle_num="11">
  <regulation prefix="Regulation" num=".01" heading="Purpose.">
    <text>This chapter establishes procedures for psychological screening of an applicant for employment in, or reinstatement to, a mandated position with the Department.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>Applicant.</text>
        <paragraph num="(a)">
          <text>“Applicant” means an individual seeking employment with the Department in a mandated position who is:</text>
          <paragraph num="(i)">
            <text>Initially entering State employment; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Currently employed by the State and seeking employment in a designated mandated position.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>“Applicant” includes an individual:</text>
          <paragraph num="(i)">
            <text>Requesting reinstatement to a mandated position with the Department after the individual has been separated from the Department for more than 3 years; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Being reinstated to a mandated position with the Department as ordered by an administrative body or court if the individual has not been actively performing duties and responsibilities of the mandated position for more than 3 years.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>“Appointing authority” has the meaning stated in State Personnel and Pensions Article, §1-101(b), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Evaluation instrument” means a professionally developed test and protocol used by personnel managers in many fields to assess applicants for employment.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Licensed Mental Health Care Professional.</text>
        <paragraph num="(a)">
          <text>“Licensed mental health care professional” means an individual duly licensed, registered, or certified according to State requirements to work in the mental health field.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Licensed mental health care professional” includes, but is not limited to, a:</text>
          <paragraph num="(i)">
            <text>Psychiatrist;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Psychologist;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Social worker;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Professional counselor; or</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Psychiatric nurse.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>“Mandated position” has the meaning stated in COMAR 12.10.01.01B.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Psychological screening” means a process by which a licensed mental health care professional uses an evaluation instrument and, if appropriate, a personal interview to determine whether an applicant is mentally or emotionally suitable to perform the duties and responsibilities of a certain mandated position.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Requirement for Psychological Screening.">
    <paragraph num="A.">
      <text>An applicant for employment in a mandated position designated by the Department as requiring psychological screening shall participate in the Department's psychological screening process if the applicant is:</text>
      <paragraph num="(1)">
        <text>Initially entering State employment;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Currently employed by the State and seeking employment in a designated mandated position;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Requesting reinstatement to a mandated position after separation from the Department for more than 3 years; or</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Being reinstated to a mandated position as ordered by an administrative body or court if the applicant has not been actively performing duties and responsibilities of the mandated position for more than 3 years.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Before an applicant under §A of this regulation participates in psychological screening, the appointing authority, or a designee, shall, at a minimum, ensure that the applicant has:</text>
      <paragraph num="(1)">
        <text>Met the selection standards under COMAR 12.10.01 for the mandated position;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Met the requirements for a background investigation and criminal history record check under COMAR 12.10.01; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>If applying under §A(1) or (2) of this regulation, received a conditional offer of employment for the mandated position.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The manager of the Employee Health Services Unit shall:</text>
      <paragraph num="(1)">
        <text>Establish and maintain a list of mandated positions that require psychological screening; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Distribute the current list and any updates to each Department appointing authority, or a designee.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Scheduling Psychological Screening.">
    <paragraph num="A.">
      <text>If the applicant accepts a conditional offer of employment or is being reinstated after separation or pursuant to an order by an administrative body or court and is otherwise eligible for employment in a mandated position, the appointing authority, or a designee, shall ensure that the applicant is scheduled for psychological screening by:</text>
      <paragraph num="(1)">
        <text>Completing a psychological screening worksheet; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Forwarding the completed worksheet to the Department's Employee Health Services Unit.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Upon receipt of a request for psychological screening, the Employee Health Services Unit shall schedule the psychological screening and notify the appointing authority, or a designee, of the following concerning the scheduled psychological screening:</text>
      <paragraph num="(1)">
        <text>Date;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Time; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Location.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Upon receiving notice of the scheduled psychological screening, the appointing authority, or a designee, shall notify the applicant in writing:</text>
      <paragraph num="(1)">
        <text>Of the information under §B of this regulation;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>That the applicant shall produce photographic identification at the time of the psychological screening; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Of procedures for rescheduling a psychological screening under Regulation .05 of this chapter.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Except for the provisions under Regulation .05 of this chapter, if an applicant scheduled for psychological screening does not appear for the psychological screening as notified under §C of this regulation:</text>
      <paragraph num="(1)">
        <text>The conditional offer of employment is automatically withdrawn or the reinstatement process is discontinued; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The applicant is subject to the conditions under Regulation .08 of this chapter.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Rescheduling a Psychological Screening.">
    <paragraph num="A.">
      <text>Procedure for Rescheduling.</text>
      <paragraph num="(1)">
        <text>The Department's Employee Health Services Unit may reschedule a psychological screening if there is a conflict between an applicant's schedule and the schedule established for the psychological screening.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An applicant requesting to reschedule a psychological screening shall:</text>
        <paragraph num="(a)">
          <text>Make the request in writing;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Include in the written request reasons to support rescheduling the psychological screening; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Forward the written request to the Department's Employee Health Services Unit with a copy to the appointing authority, or a designee, making notification under Regulation .04C of this chapter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>If the Department's Employee Health Services Unit determines that the conflict is valid, the Department's Employee Health Services Unit shall reschedule the psychological screening according to the procedures under Regulation .04 of this chapter for scheduling a psychological screening.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Unless the applicant requesting to reschedule the psychological screening receives notification of a rescheduled psychological screening, the applicant shall appear for the psychological screening as originally notified under Regulation .04 of this chapter.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If an applicant does not appear as notified for a rescheduled psychological screening, the licensed mental health care professional shall notify the:</text>
      <paragraph num="(1)">
        <text>Department's Employee Health Services Unit; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The appointing authority requesting the psychological screening.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>An appointing authority receiving notification under §B of this regulation shall notify the applicant, in writing, of the conditions under Regulation .08 of this chapter.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Scoring a Psychological Screening Evaluation Instrument.">
    <paragraph num="A.">
      <text>The Department shall use an evaluation instrument to conduct psychological screening.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Once an applicant completes the psychological screening, the licensed mental health care professional shall forward the completed evaluation instrument to the individual designated by the Department's Employee Health Services Unit to score the evaluation instrument.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Within 5 days of scoring the evaluation instrument, the person scoring the evaluation instrument shall forward the scored evaluation instrument to the licensed mental health care professional who conducted the psychological screening.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Reviewing a Scored Psychological Screening Evaluation Instrument.">
    <paragraph num="A.">
      <text>Upon receiving a scored evaluation instrument under Regulation .06 of this chapter, a licensed mental health care professional shall:</text>
      <paragraph num="(1)">
        <text>Review the scored evaluation instrument; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Advise the appointing authority, in writing, of one of the following recommendations:</text>
        <paragraph num="(a)">
          <text>The applicant is suitable for employment in the mandated position;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>That further evaluation of the applicant is required before a recommendation can be made regarding suitability for employment in the mandated position; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The applicant is not suitable for employment in the mandated position.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If the licensed mental health care professional recommends that the applicant requires further evaluation, the licensed mental health care professional shall:</text>
      <paragraph num="(1)">
        <text>Schedule the applicant for a personal interview with the licensed mental health care professional;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Notify the applicant and the appointing authority requesting the psychological screening, in writing, of the date, time, and location of the personal interview;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Include in the notification under §B(2) of this regulation the provisions for rescheduling the personal interview according to the procedures under Regulation .05 of this chapter for rescheduling a psychological screening;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Obtain and review the applicant's background investigation material;</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Conduct the personal interview; and</text>
      </paragraph>
      <paragraph num="(6)">
        <text>Following the personal interview, notify the appointing authority requesting the psychological screening, in writing, of the recommendation as to the applicant's suitability for employment in the mandated position under §A(2) of this regulation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>If the applicant does not appear for the original or a rescheduled personal interview:</text>
      <paragraph num="(1)">
        <text>The licensed mental health care professional shall notify the appointing authority, or a designee, requesting the psychological screening; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The appointing authority, or a designee, notified under §C(1) of this regulation shall notify the applicant, in writing, of the conditions under Regulation .08 of this chapter.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Reapplication.">
    <paragraph num="A.">
      <text>If an applicant does not appear for a rescheduled psychological screening or personal interview, the appointing authority may not consider the applicant for employment in the mandated position with the Department for 1 year from the date of the last application.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If, following the review of a scored evaluation instrument under Regulation .07 of this chapter, the licensed mental health care professional does not recommend the applicant as suitable for employment in the mandated position, an appointing authority may not consider the applicant for employment in a mandated position with the Department for 3 years from the date of the most recent application for employment in a mandated position.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Confidentiality of Psychological Screening Information.">
    <text>An appointing authority, or a designee, shall maintain the results of, and other information related to, a psychological screening in a manner that ensures confidentiality and compliance with the legal requirements for the retention of employment medical records.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">Correctional Services Article, §2-109, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: December 17, 2007 (34:25 Md. R. 2212)</annotation>
  </annotations>
</chapter>