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<chapter num="03" heading="Criminal History Records Check for Individuals Who Work for an Adult Dependent Care Program" title_num="12" subtitle_num="15">
  <regulation prefix="Regulation" num=".01" heading="Purpose.">
    <paragraph num="A.">
      <text>This chapter establishes procedures for processing a criminal history records check under Health-General Article, §§19-1901—19-1912, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>This chapter does not apply to a background check conducted by a private agency under Health-General Article, Title 19, Subtitle 19, Annotated Code of Maryland.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Adult dependent care program” has the meaning stated in Health-General Article, §19-1901(b), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Application” means the form submitted for a covered individual to obtain a criminal history records check.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Approved agency” has the meaning stated in COMAR 12.15.02.02.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Approved training” has the meaning stated in COMAR 12.15.02.02.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Central Repository” has the meaning stated in COMAR 12.15.02.02.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Conviction” means a plea or verdict of guilty, plea of nolo contendere, disposition of probation before judgment, or disposition of not criminally responsible.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Covered individual” means an eligible employee or other individual as defined in §B(13) and (14) of this regulation.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Criminal history records check” means a record check of the Central Repository criminal history record information under Criminal Procedure Article, §10-201(d), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Department” has the meaning stated in COMAR 12.15.02.02.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Director” means the Director of the Central Repository.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Disclosure statement” means the part of the application that contains a sworn statement or affirmation of the existence of a criminal conviction or pending criminal charge without a final disposition.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Disseminate” has the meaning stated in COMAR 12.15.02.02.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>Eligible Employee.</text>
        <paragraph num="(a)">
          <text>“Eligible employee” has the meaning stated in Health-General Article, §19-1901(f), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Eligible employee” includes an employee 14 years old or older as of the date of the application for a criminal history records check.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(14)">
        <text>Other Individual.</text>
        <paragraph num="(a)">
          <text>“Other individual” means an individual who is not an eligible employee but for whom a criminal history records check may be requested under Health-General Article, §19-1912, Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Other individual” includes:</text>
          <paragraph num="(i)">
            <text>A volunteer; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>An individual 14 years old or older as of the date of the application for a criminal history records check.</text>
          </paragraph>
        </paragraph>
        <paragraph num="(c)">
          <text>“Other individual” does not include an individual licensed or certified under the Health Occupations Article, Annotated Code of Maryland.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(15)">
        <text>“Previously processed” means a covered individual who has obtained a criminal history records check under this chapter.</text>
      </paragraph>
      <paragraph num="(16)">
        <text>“Printed statement” has the meaning stated in COMAR 12.15.02.02.</text>
      </paragraph>
      <paragraph num="(17)">
        <text>“Program” means an adult dependent care program as defined in Health-General Article, §19-1901(b), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(18)">
        <text>“Secretary” has the meaning stated in COMAR 12.15.02.02.</text>
      </paragraph>
      <paragraph num="(19)">
        <text>“Valid photo identification document” has the meaning stated in COMAR 12.15.02.02.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Application Process.">
    <paragraph num="A.">
      <text>An adult dependent care program shall apply for a printed statement for a covered individual by:</text>
      <paragraph num="(1)">
        <text>Completing and submitting to the Central Repository an application approved by the Central Repository that provides identifying information that is used by the Central Repository to verify identity and preserve the security of the information maintained by the Central Repository;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Submitting a complete set of legible fingerprints in a format approved by the Central Repository; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Paying the processing fee authorized under Health-General Article, §§19-1902(c) and 19-1904(b), Annotated Code of Maryland, and established by the Central Repository.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>When to Apply.</text>
      <paragraph num="(1)">
        <text>An adult dependent care program shall apply for a printed statement for an eligible employee before that eligible employee may begin to work for the program.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An adult dependent care program shall decide if and when to submit an application for a printed statement for another individual.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Fingerprinting Process.</text>
      <paragraph num="(1)">
        <text>A covered individual shall have a complete set of legible fingerprints taken in a format approved by the Central Repository at a designated law enforcement agency or approved agency.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Before being fingerprinted, a covered individual shall present a valid photo identification document to the designated law enforcement agency or approved agency.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A designated law enforcement agency or approved agency shall:</text>
        <paragraph num="(a)">
          <text>Verify the covered individual’s identification; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Fingerprint the covered individual in a format approved by the Central Repository.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>A fingerprinting fee, if any, that does not include the fee authorized under Health-General Article, §§10-1902(c) and 19-1904(b), Annotated Code of Maryland, is to be paid directly to the designated law enforcement agency or approved agency.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Rejection of Illegible Fingerprints.</text>
        <paragraph num="(a)">
          <text>The Central Repository may waive the requirement for a complete set of legible fingerprints to be submitted as part of the application under Health-General Article, §19-1904(c), Annotated Code of Maryland.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Except under provisions of §C(5)(a) of this regulation, a covered individual, whose fingerprints are rejected as illegible, shall be refingerprinted by the designated law enforcement agency or approved agency taking the illegible fingerprints.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Previously Processed Individual.</text>
      <paragraph num="(1)">
        <text>Resuming Work for the Same Program. A previously processed individual, who ceases working for a program and later resumes work for the same program is not required to resubmit an application with fingerprints and fees under §A of this regulation if the program retained the previously processed individual on the Central Repository's list of previously processed individuals under COMAR 12.15.01.19.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Additional or Subsequent Employment for Another Adult Dependent Care Program.</text>
        <paragraph num="(a)">
          <text>An application for a printed statement, fingerprints, and applicable fees are required for a previously processed individual who applies to work for a program that the previously processed individual has not worked for in the past.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Information contained in a printed statement may not be redisseminated, other than to a person specified in Regulation .08B of this chapter.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Access to Fingerprinting Services.</text>
      <paragraph num="(1)">
        <text>Except for legal holidays, a designated law enforcement agency or approved agency shall establish a schedule for providing fingerprinting services and make the schedule available to the public.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Central Repository shall provide fingerprinting services and process an application for a printed statement during regular State work day office hours.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Payment of Processing Fee.">
    <paragraph num="A.">
      <text>The Central Repository shall collect a nonrefundable fee for a a printed statement authorized under Health-General Article, §§19-1902(c) and 19-1904(b), Annotated Code of Maryland, and established in COMAR 12.15.01.15.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Except as provided under §C of this regulation, the processing fee shall:</text>
      <paragraph num="(1)">
        <text>Be paid by the program at the time the application and fingerprints are submitted by the program to the Central Repository.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Except under §D of this regulation, be payable to the Central Repository in the form of:</text>
        <paragraph num="(a)">
          <text>Certified check;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Cashier’s check;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Money order;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Personal check; or</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Rendered by an alternative method approved in writing by the Central Repository.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The Central Repository may establish a separate processing fee payment procedure for a government agency or a program.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Payment of the processing fee for a covered individual is not required to:</text>
      <paragraph num="(1)">
        <text>Update and issue a revised printed statement; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Contest a printed statement under Health-General Article, §19-1908, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Designated Law Enforcement Agencies and Approved Agencies for Fingerprinting.">
    <text>A designated law enforcement agency shall provide fingerprinting services according to requirements established under COMAR 12.15.01.20.</text>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Conducting the Criminal History Records Check.">
    <paragraph num="A.">
      <text>The Central Repository shall process an application for a printed statement according to provisions under Health-General Article, §§9-1904, 19-1905, and 19-1907, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Central Repository shall issue a printed statement under this chapter only to:</text>
      <paragraph num="(1)">
        <text>An adult dependent care program; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A covered individual.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Issuance of a Revised Printed Statement.">
    <text>A revised printed statement shall be issued according to provisions established under COMAR 12.15.01.19.</text>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Confidentiality and Dissemination of Information.">
    <paragraph num="A.">
      <text>A criminal history records check conducted by the Central Repository is confidential and may not be:</text>
      <paragraph num="(1)">
        <text>Used for a purpose other than that for which it is disseminated; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Redisseminated.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The results of a criminal history records check may only be disseminated to:</text>
      <paragraph num="(1)">
        <text>A covered individual who is the subject of a criminal history records check; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An adult dependent care program involved in the hiring or approval process.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Confidential information obtained from the Central Repository shall be maintained to ensure that only a person authorized under Health-General Article, §19-1907(c), Annotated Code of Maryland, and this chapter have access to the information.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Right of a Covered Individual to Appeal the Findings in a Printed Statement.">
    <paragraph num="A.">
      <text>Requesting an Appeal of the Findings in a Printed Statement.</text>
      <paragraph num="(1)">
        <text>A covered individual may appeal the content of a printed statement issued under provisions of this chapter.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A covered individual shall contact the Central Repository, in writing, requesting to appeal the content of the covered individual’s printed statement under this chapter.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The Central Repository shall conduct a hearing within 20 working days of the receipt of the written request from a covered individual, unless the requesting covered individual waives the hearing.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The Central Repository may deny a request to appeal a printed statement if the Central Repository has a record of a conviction of a crime or a certified copy of the conviction.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If an appeal concerns a pending charge or other criminal history record information, the Central Repository may deny the appeal if the Central Repository:</text>
      <paragraph num="(1)">
        <text>Has a certified copy of the court docket from the court showing that the charge has not been finally adjudicated; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Finds the other criminal history record information is accurate and complete.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The Central Repository shall:</text>
      <paragraph num="(1)">
        <text>Issue a decision regarding the appeal within 5 working days of the hearing's conclusion or the date the hearing is waived by the covered individual making the request; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Notify the covered individual, in writing, of the decision.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>If an appeal under this regulation is sustained, the Central Repository shall comply with provisions under COMAR 12.15.01.07 for correcting CHRI.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Referrals of Alleged Violations of Law.">
    <text>A criminal violation under Health-General Article, §19-1909, Annotated Code of Maryland, shall be referred to the State's attorney of the jurisdiction where the alleged violation occurred.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">Health-General Article, §§19-1901—19-1912; Correctional Services Article, §2-109; Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: May 19, 1997 (24:10 Md. R. 710)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter revised effective November 25, 2013 (40:23 Md. R. 1935)</annotation>
  </annotations>
</chapter>