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<chapter num="08" heading="Public Information Act Requests" title_num="13A" subtitle_num="01">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter sets out procedures under the Public Information Act for filing and processing requests sent to the State Department of Education for the inspection and copying of public records of the Department.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Policy.">
    <text>It is the policy of the State Department of Education to facilitate access to the public records of the Department, if access is allowed by law, by minimizing costs and time delays to applicants.</text>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Act” means the Public Information Act, General Provisions Article, §§4-101—4-601, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Applicant” has the meaning stated in General Provisions Article, §4-101(b), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Board” has the meaning stated in General Provisions Article, §4-101(c), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Copy” means any form of reproduction using a photocopying machine or other reproduction technology, including a paper copy, an electronic copy, a printout, or an image.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Custodian” has the meaning stated in General Provisions Article, §4-101(d), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Department” means the State Department of Education.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Indigent” has the meaning stated in General Provisions Article, §4-206(a)(2), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Metadata” has the meaning stated in General Provisions Article, §4-205(a), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Official custodian” has the meaning stated in General Provisions Article, §4-101(f), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Public Access Ombudsman” means the official appointed under General Provisions Article, Title 4, Subtitle 1B, Annotated Code of Maryland, to resolve disputes under the Act.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Public record” has the meaning stated in General Provisions Article, §4-101(k), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Reasonable fee” has the meaning stated in General Provisions Article, §4-206(a)(3), Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Working day” means a day other than a Saturday, Sunday, State holiday, or other day on which the Department is not open for official business.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="State Superintendent as Official Custodian.">
    <text>Unless otherwise provided by law, the State Superintendent is the official custodian of the public records of the Department.</text>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Who May Request Public Records.">
    <text>Any person may request to inspect or copy public records of the Department.</text>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Necessity for Written Request.">
    <paragraph num="A.">
      <text>Inspection.</text>
      <paragraph num="(1)">
        <text>Except as otherwise provided in this chapter, the custodian shall make public records of the Department available for inspection by an applicant without demanding a written request.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The custodian shall require a written request if the custodian reasonably believes that:</text>
        <paragraph num="(a)">
          <text>The Act or any other law may prohibit the disclosure of one or more public records to the applicant; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A written request will materially assist the Office in responding.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Copies. If the applicant requests a copy of any public record of the Department, the custodian may require a written request.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Contents of Written Request.">
    <text>A written request shall:</text>
    <paragraph num="A.">
      <text>Contain the applicant's contact information; and</text>
    </paragraph>
    <paragraph num="B.">
      <text>Reasonably identify, by brief description, the public record sought.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Addressee.">
    <text>A request to inspect or copy a public record shall be addressed to the custodian of the record or to the Department’s representative for public records requests as designated under General Provisions Article, §4-503, Annotated Code of Maryland. If the custodian is unknown, the request may alternatively be addressed to the State Superintendent.</text>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Response to Request.">
    <paragraph num="A.">
      <text>If the custodian decides to grant a request for inspection, the custodian shall produce the public record for inspection:</text>
      <paragraph num="(1)">
        <text>Immediately; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If additional time is needed to retrieve the public record and conduct any necessary review, within a reasonable time period, not to exceed 30 days after the date of the request.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If the custodian reasonably believes that it will take more than 10 working days to produce the public record, the custodian shall indicate in writing or by electronic mail within 10 working days after receipt of the request:</text>
      <paragraph num="(1)">
        <text>The amount of time that the custodian anticipates it will take to produce the public record;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>An estimate of the range of fees that may be charged to comply with the request for public records; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The reason why it will take more than 10 working days to produce the records.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>If the custodian decides to deny a request for inspection, the custodian shall:</text>
      <paragraph num="(1)">
        <text>Deny the request promptly and not more than 30 days after the request, except as otherwise provided by law; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Immediately notify the applicant of the denial.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>If a request is denied, the custodian shall provide the applicant, at the time of the denial or within 10 working days, a written statement that gives:</text>
      <paragraph num="(1)">
        <text>The reason or reasons for the denial, including, for records denied under General Provisions Article, §4-343, Annotated Code of Maryland, a brief explanation of:</text>
        <paragraph num="(a)">
          <text>Why the denial is necessary, that is, why disclosure of the public record would be contrary to the public interest; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Why redacting information would not address the reasons for the denial;</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The legal authority for the denial;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Without disclosing the protected information, a brief description of the undisclosed record or records that will enable the applicant to assess the applicability of the legal authority for the denial; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Notice of the remedies available for review of the denial.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>If a requested public record is not in the custody or control of the person to whom application is made, that person shall, within 10 working days after receipt of the request, notify the applicant:</text>
      <paragraph num="(1)">
        <text>That the person does not have custody or control of the requested public record; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>If the person knows:</text>
        <paragraph num="(a)">
          <text>The name of the custodian of the public record; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The location or possible location of the public record.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Any time limit imposed by §§A—C of this regulation may be extended:</text>
      <paragraph num="(1)">
        <text>With the consent of the applicant, for an additional period of up to 30 days; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>For the period of time during which a dispute is pending before the Public Access Ombudsman, as permitted by General Provisions Article, §4-203(d)(2), Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Notice to Person Possibly Affected by Disclosure.">
    <paragraph num="A.">
      <text>Unless prohibited by law, the custodian may provide notice of a request for inspection or copying of any public record of the Department to any person who, in the judgment of the custodian, could be adversely affected by disclosure of the public record.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The custodian may consider the views of the possibly affected person before deciding whether to disclose the public record to an applicant.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Electronic Records.">
    <paragraph num="A.">
      <text>Except as provided in §§C and D of this regulation, the custodian shall provide an applicant with a copy of the public record in a searchable and analyzable electronic format if:</text>
      <paragraph num="(1)">
        <text>The public record is in a searchable and analyzable electronic format;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The applicant requests a copy of the public record in a searchable and analyzable electronic format; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The custodian is able to provide a copy of the public record, in whole or in part, in a searchable and analyzable electronic format that does not disclose information that is exempt from disclosure under the Act.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The custodian shall provide a portion of the public record in a searchable and analyzable electronic format if:</text>
      <paragraph num="(1)">
        <text>Requested by the applicant; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The custodian is able to do so by using the existing functions of the database or software program that contains the searchable and analyzable data.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The custodian is not required to:</text>
      <paragraph num="(1)">
        <text>Create or reconstruct a public record in an electronic format if the public record is not available in an electronic format;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Release an electronic record in a format that would jeopardize or compromise the security or integrity of the original record or of any proprietary software in which the record is maintained; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Create, compile, or program a new public record.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The custodian may remove metadata from an electronic document before providing the electronic record to an applicant by:</text>
      <paragraph num="(1)">
        <text>Using a software program or function; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Converting the electronic record into a different searchable and analyzable format.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".12" heading="Public Record Destroyed or Lost.">
    <text>If the person to whom application is made knows that a requested public record of the Department has been destroyed or lost, the person shall promptly:</text>
    <paragraph num="A.">
      <text>Notify the applicant that the public record is not available; and</text>
    </paragraph>
    <paragraph num="B.">
      <text>Explain the reasons why the public record cannot be produced.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".13" heading="Availability of Judicial and Administrative Review.">
    <text>If the custodian denies a request to inspect or copy a public record of the Office, the applicant may file an action for judicial enforcement under General Provisions Article, §4-362(a)(1), Annotated Code of Maryland, without pursuing the remedies set forth in General Provisions Article, Title 4, Subtitles 1A and 1B, Annotated Code of Maryland.</text>
  </regulation>
  <regulation prefix="Regulation" num=".14" heading="Disclosure Against Public Interest.">
    <paragraph num="A.">
      <text>Denial Pending Court Order.</text>
      <paragraph num="(1)">
        <text>If, in the opinion of the State Superintendent, disclosure of a public record of the Department otherwise subject to disclosure under the Act would do substantial injury to the public interest, the State Superintendent may temporarily deny the request and seek a court order allowing continued nondisclosure.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A temporary denial shall be in writing.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Circuit Court Review.</text>
      <paragraph num="(1)">
        <text>Within 10 working days after the denial, the State Superintendent shall apply to the appropriate circuit court for an order permitting continued denial or restriction of access.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Notice of the State Superintendent’s complaint shall be served on the applicant in the manner provided for service of process by the Maryland Rules.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".15" heading="Fees.">
    <paragraph num="A.">
      <text>Except as provided in §§B and C of this regulation, the fee schedule for copying and certifying copies of public records of the Department is as follows:</text>
      <paragraph num="(1)">
        <text>For each copy made by a standard printer or photocopying machine within the Department, 25 cents per page;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>For each copy made other than by a standard printer or photocopying machine within the Department, the actual cost of reproduction; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>For certification as a true copy of a copy of a public record, an additional fee of $1 per page, or if appropriate, per item.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Minimum Fee. A charge may not be made if the total fee is $1 or less.</text>
    </paragraph>
    <paragraph num="C.">
      <text>If the fee for copies or certified copies of any public record of the Department is specifically set by a law other than the Act or this regulation, the custodian shall charge the prescribed fee.</text>
    </paragraph>
    <paragraph num="D.">
      <text>If the custodian cannot copy a public record within the Department, the custodian shall make arrangements for the prompt reproduction of the record at public or private facilities outside the Department. The custodian shall:</text>
      <paragraph num="(1)">
        <text>Collect from the applicant a fee to cover the actual cost of reproduction; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Direct the applicant to pay the cost of reproduction directly to the facility making the copy.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>If the custodian intends to charge a fee, before copying a public record of the Department or otherwise disclosing public records to the applicant, the custodian shall estimate both the cost of reproduction and the search and preparation fee under §F of this regulation and may either:</text>
      <paragraph num="(1)">
        <text>Obtain the agreement of the applicant to pay the cost; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Require prepayment of all or a portion of the cost.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Search and Preparation Fee.</text>
      <paragraph num="(1)">
        <text>Except as provided in §G of this regulation, the custodian may charge a reasonable fee for time that an official or employee of the Department spends to:</text>
        <paragraph num="(a)">
          <text>Search for requested public records;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Review requested public records for potential disclosure; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Prepare public records for inspection and copying.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The custodian shall determine the fee under §F(1) of this regulation by multiplying the employee’s salary, prorated to an hourly basis, by the actual time attributable to the search for, review of, and preparation of public records for inspection and copying.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>The custodian may not charge a fee under §F of this regulation for the first 2 hours needed to search for and prepare a public record for inspection.</text>
    </paragraph>
    <paragraph num="H.">
      <text>Waiver or Reduction of Fee.</text>
      <paragraph num="(1)">
        <text>The custodian may waive or reduce any fee under this regulation if:</text>
        <paragraph num="(a)">
          <text>The applicant requests a waiver; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The custodian determines that:</text>
          <paragraph num="(i)">
            <text>The waiver or reduction is in the public interest; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The applicant is indigent and files an affidavit verifying the facts that support a claim of indigency.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>In determining whether a fee waiver is in the public interest, the custodian shall consider, among other relevant factors, the ability of the applicant to pay the fee.</text>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>If the applicant requests that copies of a public record be mailed or delivered to the applicant or to a third party, the custodian may charge the applicant for the cost of postage or delivery.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".16" heading="Time and Place of Inspection.">
    <paragraph num="A.">
      <text>An applicant may inspect any public record of the Department that the applicant is entitled to inspect during the normal working hours of the Department, subject to the ability of the custodian, if a record is not immediately available for inspection, to schedule a mutually agreeable date within a reasonable amount of time that comports with any applicable deadlines under the Act.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The inspection shall occur where the public record is located, unless the custodian, after taking into account the applicant’s expressed wish, determines that another place is more suitable and convenient.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">General Provisions Article, §§4-101—4-601, Annotated Code of Maryland;</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: July 24, 2023 (50:14 Md. R. 594)</annotation>
  </annotations>
</chapter>