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<chapter num="14" heading="Child Sexual Abuse and Sexual Misconduct History" title_num="13A" subtitle_num="07">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter establishes the general provisions to comply with the child sexual abuse and sexual misconduct background history review established by Education Article, §6-113.2, Annotated Code of Maryland. Included in the chapter are definitions, reporting violations of the general provisions, penalties for entities that fail to comply with the provisions, and the establishment of an appeals process.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this subtitle, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Child sexual abuse” means an act by an adult involving a minor or a student that constitutes a sexual offense under the laws of the State, or any sexual contact between an adult and a minor.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Contracting agency” means an entity that contracts with a county board or nonpublic school to provide a service to a school or the students of a school.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Current or former employer” means a county board, nonpublic school, or any other entity through which an individual had direct contact with minors.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Department” means the Maryland State Department of Education.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Direct contact with minors” means the care, supervision, guidance, or control of or routine interaction with a minor.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Emergent employee” means an employee hired by a county board or nonpublic school without completing the employment history review required under Regulation .03 of this chapter.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Prospective employer” means a county board, nonpublic school, or contracting agency that is considering hiring an applicant for a position involving direct contact with minors.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“School” means a public or nonpublic school.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Sexual misconduct” means an act by an adult, including an oral, nonverbal, written, or electronic communication, or a physical activity directed toward or with a minor that is designed to promote a romantic or sexual relationship with the minor, including:</text>
        <paragraph num="(a)">
          <text>Sexual or romantic invitation;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Dating or soliciting dates;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Engaging in sexualized or romantic dialogue;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Making sexually suggestive comments;</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Grooming behaviors;</text>
        </paragraph>
        <paragraph num="(f)">
          <text>Self-disclosure or physical exposure of a sexual, romantic, or erotic nature; and</text>
        </paragraph>
        <paragraph num="(g)">
          <text>A sexual, indecent, romantic, or erotic contact with the minor.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="General Provisions.">
    <paragraph num="A.">
      <text>Employer Requirements for Employment History Review.</text>
      <paragraph num="(1)">
        <text>A county board, nonpublic school, or contracting agency shall follow the requirements of Education Article, §6-113.2, Annotated Code of Maryland, to obtain information on an applicant’s child sexual abuse and sexual misconduct history from current and former employers before hiring that individual for a position involving direct contact with minors.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Current employers, former school employers, and former employers where the applicant had direct contact with minors within the last 10 years shall complete and return the employment history review form to a prospective employer within 20 days of receiving the employment history review form.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Employers shall provide the information required by Education Article, §6-113.2, Annotated Code of Maryland, unless an exception provided for in the law does not require disclosure of the information.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Applicant Requirements for Employment History Review.</text>
      <paragraph num="(1)">
        <text>An applicant for a position involving direct contact with minors shall submit to a county board, nonpublic school, or contracting agency both the contact information and a signed written consent form authorizing the release of all records relating to child sexual abuse or sexual misconduct from the following employers:</text>
        <paragraph num="(a)">
          <text>The current employer;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>All former school employers, including employers for which the applicant was an emergent employee; and</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Former employers where the applicant had direct contact with minors within the last 10 years.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>An applicant for a position involving direct contact with minors shall also submit to a county board, nonpublic school, or contracting agency a written statement of whether the applicant:</text>
        <paragraph num="(a)">
          <text>Has been the subject of a child sexual abuse or sexual misconduct investigation by any employer, arbitrator, county board, State licensing agency, law enforcement agency, or child protective services agency, unless the investigation resulted in a finding by:</text>
          <paragraph num="(i)">
            <text>The employer that allegations that the applicant engaged in sexual misconduct lacked sufficient evidence according to the policies of the county board or nonpublic school;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>An arbitrator or a county board to reject any disciplinary action in response to allegations that the applicant engaged in sexual misconduct;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>A State licensing agency that allegations that the applicant engaged in sexual misconduct lacked sufficient evidence according to either State law or the policies of the county board or nonpublic school;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>A law enforcement agency that allegations that the applicant engaged in child sexual abuse were unfounded; or</text>
          </paragraph>
          <paragraph num="(v)">
            <text>A child protective services agency that allegations that the applicant engaged in child sexual abuse were ruled out; or</text>
          </paragraph>
        </paragraph>
        <paragraph num="(b)">
          <text>While allegations of child sexual abuse or sexual misconduct were pending or under investigation, or due to an adjudication or findings of child sexual abuse or sexual misconduct, has ever:</text>
          <paragraph num="(i)">
            <text>Been disciplined, discharged, nonrenewed, asked to resign, or otherwise separated from any employment; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Had a license, professional license, or certificate suspended, surrendered, or revoked.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Sharing Employment History Reviews.</text>
      <paragraph num="(1)">
        <text>A county board or nonpublic school may:</text>
        <paragraph num="(a)">
          <text>Share an employment history review with other county boards and nonpublic schools; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Use an employment history review completed by a current or former employer that is a county board or nonpublic school if the applicant swears or affirms that the completed employment history review includes all prior employment required to be reported and provides information about any subsequent employment.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>A contracting agency may:</text>
        <paragraph num="(a)">
          <text>Share an employment history review with other contracting agencies; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Use an employment history review completed by a current or former employer that is a contracting agency if the applicant swears or affirms that the completed employment history review includes all prior employment required to be reported and provides information about any subsequent employment.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Emergent Employees.</text>
      <paragraph num="(1)">
        <text>Applicants may be hired by a county board or nonpublic school as emergent employees for a period not to exceed 60 days pending the employment history review if:</text>
        <paragraph num="(a)">
          <text>The applicant has provided all required information and supporting documentation;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>An employer has no knowledge of information that would disqualify the applicant from employment;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The applicant swears or affirms that the applicant is not disqualified from employment; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>The applicant is not authorized to work alone with minors unless the applicant:</text>
          <paragraph num="(i)">
            <text>Works in the immediate vicinity of a permanent employee; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Is a school vehicle driver subject to audio and video monitoring and recording that is promptly reviewed by school administrators.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>The county board or nonpublic school may rescind the offer of employment or complete the hiring process at any time within 60 days of hiring the applicant as an emergent employee.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A county board’s decision to dismiss an applicant hired as an emergent employee for any reason other than child sexual abuse or sexual misconduct may be appealed within 60 days of hiring in accordance with:</text>
        <paragraph num="(a)">
          <text>Education Article, §4-205, Annotated Code of Maryland;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Education Article, §6-202, Annotated Code of Maryland; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>The collective bargaining agreement applicable to the emergent employee.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Reporting Violations.">
    <paragraph num="A.">
      <text>Except as provided in §D of this regulation, a prospective employer shall report to the Department if a current or former employer does not complete and return the employment history review form within 20 days of its receipt.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The prospective employer shall make the report immediately to the Department using a form specified by the Department.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The report shall include:</text>
      <paragraph num="(1)">
        <text>The name, address, phone number, fax number, and email address for the current or former employer;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A detailed list of all attempts made by the prospective employer to contact the current or former employer, including method of contact, date of attempted contact, and any response;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Any supporting documentation or other information relevant to the report; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>The name of the individual making the report, along with the individual’s title, employer, address, phone number, and email address.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>The prospective employer may not make a report to the Department if:</text>
      <paragraph num="(1)">
        <text>The current or former employer has no record of employing the applicant, no longer retains records for the applicant, or otherwise has no records available about the applicant;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The current or former employer is no longer in business and no other entity has records for the closed business;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The current or former employer did not complete the form because:</text>
        <paragraph num="(a)">
          <text>The laws of the state in which the current or former employer is located prohibit the release of the information or records requested; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>The disclosure of the information and records requested is restricted by the terms of a contract entered into on or before June 30, 2019; or</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>The prospective employer did not make three attempts to obtain the form.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>A current or former employer shall report to the Department if it learns that a certificated employee has knowingly provided false information in connection with an employment history review form or deliberately withheld information concerning past incidents of child sexual abuse or sexual misconduct.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Penalties.">
    <paragraph num="A.">
      <text>Subject to §§B—D of this regulation, the Department may impose a fine against any current or former employer that does not provide the information required by the employment history review form within 20 days of its receipt.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Prior to imposing a fine, the Department shall send a warning letter to the current or former employer that explains:</text>
      <paragraph num="(1)">
        <text>The requirements of the law; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>How the current or former employer failed to comply with the law.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The Department shall provide the current or former employer with 10 additional days in which to complete the employment history review form or explain why it is exempt from the reporting requirements.</text>
    </paragraph>
    <paragraph num="D.">
      <text>If, after the 10 additional days have passed, the current or former employer has not returned a completed employment history review form or provided a legal exemption from the reporting requirements, the Department may impose a fine.</text>
    </paragraph>
    <paragraph num="E.">
      <text>Fine Schedule. The fine imposed under §D of this regulation shall be:</text>
      <paragraph num="(1)">
        <text>$1,000 for a first offense;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>$2,500 for a second offense; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>$5,000 for a third or subsequent offense.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>Penalties Against Applicants or Employees.</text>
      <paragraph num="(1)">
        <text>An applicant or employee who provides false information to or deliberately withholds information regarding current or past employment from an employer as part of the child sexual abuse and sexual misconduct background history review may be denied employment or terminated from employment, if consistent with the employer’s policies.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>For professionally certificated personnel, the Department may take action to deny, suspend, or revoke an educator’s certificate based on providing false information or deliberately withholding information, in addition to any discipline imposed by an employer.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Appeal.">
    <paragraph num="A.">
      <text>A current or former employer may appeal a fine in writing to the State Superintendent of Schools within 15 days of the Department imposing the fine.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The appeal shall include the reasons for taking the appeal, along with any supporting documentation.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The State Superintendent of Schools shall forward the appeal to the Office of Administrative Hearings for a proposed decision, including findings of fact and conclusions of law.</text>
    </paragraph>
    <paragraph num="D.">
      <text>An employer or the Department may file exceptions to the Administrative Law Judge’s proposed decision within 15 days of the decision being issued.</text>
    </paragraph>
    <paragraph num="E.">
      <text>The State Superintendent of Schools may affirm, reverse, or modify the Administrative Law Judge’s proposed decision.</text>
    </paragraph>
    <paragraph num="F.">
      <text>The decision of the State Superintendent of Schools is the final decision of the agency.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Education Article, §§2-205(c) and 6-113.2, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: September 21, 2020 (47:19 Md. R. 850)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02B amended effective February 21, 2022 (49:4 Md. R. 301)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03 amended effective February 21, 2022 (49:4 Md. R. 301)</annotation>
  </annotations>
</chapter>