<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".15" citation="COMAR 13A.14.06.15" title_num="13A" subtitle_num="14" chapter_num="06" heading="Hearings and Appeals.">
  <paragraph num="A.">
    <text>Appeal by Customer. A customer may request a hearing if the contractor:</text>
    <paragraph num="(1)">
      <text>Denies, suspends, reduces, or terminates assistance;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Fails to act with reasonable promptness on an application for, or a request for adjustment of assistance; or</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Imposes sanctions on a recipient; or</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Recovers an overpayment in assistance.</text>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Notice.</text>
    <paragraph num="(1)">
      <text>The contractor shall send written notice of any adverse action in writing:</text>
      <paragraph num="(a)">
        <text>To the customer; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>To a provider who is denied payment for committing an intentional program violation pursuant to Regulation .14M of this chapter.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Notice of any adverse action shall include the:</text>
      <paragraph num="(a)">
        <text>Decision;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Basis for the decision;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Specific regulation supporting the decision;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Right to request an appeal;</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Method by which an appeal may be requested;</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Right to be represented in an appeal by a lawyer, relative, friend, or other individual; and</text>
      </paragraph>
      <paragraph num="(g)">
        <text>Availability of any free legal services.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>The customer or provider may appeal within 90 calendar days of the date of the notice of adverse action.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>An appeal request:</text>
      <paragraph num="(a)">
        <text>Is made by filing a completed MSDE appeal request form with the contractor;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>May be received by any employee of the contractor whose assignment requires contact with the public; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Shall be submitted immediately by the contractor to the designated hearing coordinator.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>The filing date of the appeal request is the date the contractor received the completed MSDE appeal request form.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>Contractor Assistance in the Appeal Request. The contractor shall assist the appellant in completing an appropriate appeal request form to ensure that it contains all the information required to process the request and, if necessary, shall provide an interpreter.</text>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Processing of Appeal Requests.</text>
    <paragraph num="(1)">
      <text>Within 5 business days of the filing date of an appeal request, the contractor shall:</text>
      <paragraph num="(a)">
        <text>Forward the following information to OAH:</text>
        <paragraph num="(i)">
          <text>Date of the request;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Name and address of the appellant;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Name and address of the local department representative;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Action being appealed;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>Date of the action being appealed; and</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Date notice of the action was mailed to the appellant; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>Acknowledge to the appellant receipt of the appeal request.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Conference.</text>
      <paragraph num="(a)">
        <text>When the contractor receives an appeal request, the contractor shall promptly offer the appellant a conference.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A contractor supervisor shall attend the conference.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The case manager responsible for the action may also attend.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Although a conference may lead to an informal resolution of the dispute, a hearing shall be held unless the appellant withdraws the appeal request in writing.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Continuation of Assistance Pending Appeal.</text>
    <paragraph num="(1)">
      <text>Assistance shall be automatically continued or reinstated if the filing date of the appeal request is within 10 calendar days of the intended action.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Assistance may not be continued or reinstated pending appeal if:</text>
      <paragraph num="(a)">
        <text>An appellant specifically requests that assistance not be continued or reinstated pending appeal;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The eligibility or certification period for the assistance has expired;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Assistance has been reduced or terminated due to a change in federal or State law or regulation and the appeal does not appear to concern misapplication of the change;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Continuation or reinstatement of the service at issue would threaten the health or safety of other individuals; or</text>
      </paragraph>
      <paragraph num="(e)">
        <text>The service is terminated because of nonpayment by the family of the copayment stated on the voucher that was assigned by the contractor.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>An appeal request form shall contain:</text>
      <paragraph num="(a)">
        <text>An opportunity for the appellant to request that assistance not be continued or reinstated pending appeal; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A statement that the appellant is responsible for repaying any assistance paid during the appeal process if the contractor's position is upheld.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Denial or Dismissal of Request for Appeal. OAH may deny or dismiss an appeal if:</text>
    <paragraph num="(1)">
      <text>The appeal request is not complete;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The appellant withdraws the request in writing;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>The appellant fails to appear at the scheduled hearing;</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Assistance has been reduced or terminated due to a change in federal or State law or regulation and the appeal does not concern misapplication of the change; or</text>
    </paragraph>
    <paragraph num="(5)">
      <text>The appellant has failed to pay any filing fees required by OAH.</text>
    </paragraph>
  </paragraph>
  <paragraph num="F.">
    <text>Scheduling and Notice.</text>
    <paragraph num="(1)">
      <text>Except as provided in §§B and D of this regulation, upon receiving an appeal request, OAH shall:</text>
      <paragraph num="(a)">
        <text>Promptly schedule a hearing; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Send the parties a hearing notice at least 15 calendar days before the scheduled hearing.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Intentional Program Violation Hearing. When the contractor makes a referral to OAH concerning an intentional program violation, OAH shall:</text>
      <paragraph num="(a)">
        <text>Promptly schedule a hearing; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Send the parties a hearing notice at least 30 calendar days before the scheduled hearing.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Hearing Notice. The hearing notice shall:</text>
      <paragraph num="(a)">
        <text>Summarize the hearing procedures;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Advise the appellant of:</text>
        <paragraph num="(i)">
          <text>The date, time, and place of the hearing;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The right to be represented at the hearing by a lawyer, relative, friend, or other individual;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>The availability of any free legal services;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>The right to present documents and witnesses, including contractor employees, at the hearing;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>The right to examine the case record in preparation for the hearing;</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>The procedure to follow if the appellant cannot attend the hearing; and</text>
        </paragraph>
        <paragraph num="(vii)">
          <text>Except in an appeal concerning an intentional program violation, the authority of an administrative law judge to dismiss the appeal if the appellant fails, without good cause, to attend the hearing; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>In an appeal concerning an intentional program violation, include:</text>
        <paragraph num="(i)">
          <text>The charge;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A warning that the decision shall be based solely on information provided at the hearing if the appellant fails to appear at the hearing;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>A statement that, to have a hearing rescheduled, the appellant has 10 calendar days from the date of the hearing to present to the administrative law judge good cause for not appearing and for not asking for a postponement before the hearing;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>A description of the disqualification penalties and a statement of the applicable penalty;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>A statement of the appellant's rights during the hearing; and</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>A warning that the hearing does not preclude the State or federal government from prosecuting the appellant or pursuing collection of the overpayment.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="G.">
    <text>Prehearing Procedures.</text>
    <paragraph num="(1)">
      <text>Rescheduling.</text>
      <paragraph num="(a)">
        <text>A party may request a change in a hearing time, date, or location by:</text>
        <paragraph num="(i)">
          <text>Submitting a written request, with copies served on all parties, to the OAH clerk's office at least 5 business days before a scheduled hearing; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>In the case of an unforeseen event requiring postponement and occurring less than 5 business days before a scheduled hearing, calling the OAH clerk's office as soon as possible.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>If OAH finds that good cause exists, OAH shall set another time or place for the hearing and notify the parties of the change.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>In an appeal concerning an intentional program violation, the appellant is entitled to one postponement of the scheduled hearing of up to 30 calendar days without the need to demonstrate good cause.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Any time limits applicable to the issuance of a final administrative decision are extended by the length of the delay caused by a postponement:</text>
        <paragraph num="(i)">
          <text>Requested by the appellant; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Granted by the administrative law judge due to the appellant's introduction of new evidence.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Summaries. The contractor shall:</text>
      <paragraph num="(a)">
        <text>Prepare a summary of the facts pertinent to the case and of the basis for its action; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Send the summary and copies of all documents that it intends to present at the hearing to the appellant and to OAH at least 6 calendar days before the date of the hearing.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>Administrative Law Judge's Decision.</text>
    <paragraph num="(1)">
      <text>The administrative law judge shall render a final decision.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>The decision shall contain:</text>
      <paragraph num="(a)">
        <text>Separate statements of findings of fact and conclusions of law;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Citation to pertinent State and federal law; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>An order.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="I.">
    <text>Final Decision.</text>
    <paragraph num="(1)">
      <text>Within 90 calendar days of the filing of the appeal request:</text>
      <paragraph num="(a)">
        <text>The administrative law judge shall issue a final decision to all parties; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The contractor shall complete all administrative or corrective action necessary to implement the decision.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>If the decision is favorable to the contractor, the contractor may:</text>
      <paragraph num="(a)">
        <text>Take immediate steps to implement the decision; and</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Reduce or terminate assistance that has been continued while the appeal was pending by:</text>
        <paragraph num="(i)">
          <text>Decreasing the subsidy amount or closing the customer’s case; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Notifying the child care provider of the reduction or termination pursuant to Regulation .10A.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>If the decision is favorable to the appellant, the contractor shall, within 10 calendar days of the date of the decision:</text>
      <paragraph num="(a)">
        <text>Comply with the decision;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Take corrective action retroactive to the date the incorrect action was taken;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Restore the services; and</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Notify OAH that it has completed all required action.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>The Record. After issuing a final administrative decision, OAH shall promptly forward to the CCS Branch the complete record, including all:</text>
      <paragraph num="(a)">
        <text>Papers filed;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Evidence submitted; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Orders and decisions issued.</text>
      </paragraph>
    </paragraph>
  </paragraph>
</regulation>