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<chapter num="14" heading="Maryland EXCELS" title_num="13A" subtitle_num="14">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <text>This chapter governs the operation of the Maryland EXCELS program and sets forth the:</text>
    <paragraph num="A.">
      <text>Requirements for participation in the program; into the program;</text>
    </paragraph>
    <paragraph num="B.">
      <text>Process for application into the program;</text>
    </paragraph>
    <paragraph num="C.">
      <text>Basis and procedure for making determinations and awards; and</text>
    </paragraph>
    <paragraph num="D.">
      <text>Penalties for providing false information in connection with applying for program participation or obtaining an award under the program.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Acceptance” means the date on which a child care provider’s application for participation in Maryland EXCELS has been accepted.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Annual update” means the information required to renew a Maryland EXCELS quality rating.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Child care center” means a child care program that is operated pursuant to COMAR 13A.16 or by any branch of the military under applicable military child care regulations.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Early care and education (ECE) program” means a:</text>
        <paragraph num="(a)">
          <text>Family child care home;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Large family child care home;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Child care center, including a center approved to serve only school-aged children; or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Public prekindergarten program operated by a local education agency.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(5)">
        <text>“EXCELS public portal” means the Internet site, located at www.marylandexcels.org, established to help manage the operations of Maryland EXCELS.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Family child care home” means a child care program that is operated pursuant to COMAR 13A.15 or by any branch of the military under applicable military child care regulations.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Large family child care home” means a child care program that is operated pursuant to COMAR 13A.18 or by any branch of the military under applicable military child care regulations.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Letter of compliance facility” means a child care program that is operated pursuant to COMAR 13A.17</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“License enforcement action” means a suspension, emergency suspension, or revocation action taken by the Office against the registration or license of an ECE program that operates pursuant to COMAR 13A.15, COMAR 13A.16, COMAR 13A.17, or COMAR 13A.18.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Local education agency (LEA)” means the governing school board of one of Maryland’s 24 local jurisdictions.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Maryland EXCELS” means the State’s tiered quality rating and improvement system for early care and education programs.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Maryland EXCELS Advisory Committee” means the group of individuals designated by the Office to conduct a review of decisions made by the Office regarding ECE program quality ratings.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Office” means the Office of Child Care, which is housed within the Maryland State Department of Education and is responsible for administering Maryland EXCELS.</text>
      </paragraph>
      <paragraph num="(14)">
        <text>“Participation” means a status indicating that an ECE program’s application to participate in Maryland EXCELS has been accepted and access to the Maryland EXCELS public portal has been granted.</text>
      </paragraph>
      <paragraph num="(15)">
        <text>“Published” means a Maryland EXCELS status indicating that the ECE program has:</text>
        <paragraph num="(a)">
          <text>Met the Maryland EXCELS requirements for a specified quality rating; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Requested the Office to publish the program’s quality rating as published on the Maryland EXCELS public portal for public viewing.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(16)">
        <text>“Quality rating” means a determination, represented by a number from 1 through 5, that a participating program has met the criteria applicable to a particular set of Maryland EXCELS standards.</text>
      </paragraph>
      <paragraph num="(17)">
        <text>“Rating cycle” means the 12-month time period when a published quality rating is valid.</text>
      </paragraph>
      <paragraph num="(18)">
        <text>“Standards” means the quality rating criteria published on the EXCELS public portal that comprise the five quality rating content areas of Maryland EXCELS, which are:</text>
        <paragraph num="(a)">
          <text>Licensing and Compliance;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Staff Qualifications and Professional Development;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Accreditation and Rating Scales;</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Developmentally Appropriate Learning and Practice; and</text>
        </paragraph>
        <paragraph num="(e)">
          <text>Administrative Policies and Practices.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(19)">
        <text>“Substantial compliance” means that a licensed child care provider has no more than one licensing inspection in the previous 12 months with a finding of noncompliance with applicable child care regulations governing:</text>
        <paragraph num="(a)">
          <text>Injurious treatment;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Child protection;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Child supervision; or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Child capacity.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(20)">
        <text>“Tiered quality rating and improvement system (TQRIS)” means a system that awards ratings based on meeting increasingly higher criteria of program quality and performance.</text>
      </paragraph>
      <paragraph num="(21)">
        <text>“Tiered reimbursement” means a differential child care subsidy payment that is made to a licensed child care program according to the program’s quality rating and the ages of the children served by the program.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Eligibility Requirements.">
    <paragraph num="A.">
      <text>Eligibility to participate in Maryland EXCELS is limited to a currently operating ECE program, as defined at Regulation .02B(4) of this chapter.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Office shall accept an application to participate in Maryland EXCELS only from an eligible program.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Application Process.">
    <paragraph num="A.">
      <text>An ECE program shall apply to participate in Maryland EXCELS through the EXCELS public portal.</text>
    </paragraph>
    <paragraph num="B.">
      <text>To apply for participation in Maryland EXCELS, an ECE program shall:</text>
      <paragraph num="(1)">
        <text>Create a user name and password in the EXCELS public portal; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Submit a complete application that includes:</text>
        <paragraph num="(a)">
          <text>Verification of the program’s license, registration, or approval to operate;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Documentation of the program’s:</text>
          <paragraph num="(i)">
            <text>Name;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Full street address and, if different, full mailing address;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Days and hours of operation;</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>Child care staffing level;</text>
          </paragraph>
          <paragraph num="(v)">
            <text>Current child enrollment;</text>
          </paragraph>
          <paragraph num="(vi)">
            <text>Primary contact name and email address; and</text>
          </paragraph>
          <paragraph num="(vii)">
            <text>Other information that may be required by the Office.</text>
          </paragraph>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The Office shall inform the applicant by email of acceptance into Maryland EXCELS within 30 calendar days from the date that a complete application was received by the Office through the EXCELS public portal.</text>
    </paragraph>
    <paragraph num="D.">
      <text>Rejected Application.</text>
      <paragraph num="(1)">
        <text>If the Office rejects an application, the Office shall notify the applicant by email within 30 calendar days from the date the application was received by the Office through the EXCELS public portal.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Notification of rejection shall include the:</text>
        <paragraph num="(a)">
          <text>Reason for the rejection; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Action that the applicant may take in order for the application to be accepted.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Publication.">
    <paragraph num="A.">
      <text>Based upon the information provided by the ECE program, the Office shall determine the program’s quality rating level.</text>
    </paragraph>
    <paragraph num="B.">
      <text>A quality rating is achieved by meeting all criteria that apply to one of five levels established by the set of standards applicable to the type of ECE program.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Standards.</text>
      <paragraph num="(1)">
        <text>Family child care standards apply to family child care homes and large family child care homes.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Child care center standards apply to:</text>
        <paragraph num="(a)">
          <text>Child care centers, except as set forth at §C(3) of this regulation;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Head Start programs, whether licensed by the Office or operated by local education agencies;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Nonpublic nursery schools; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Letter of compliance facilities.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>School-age only standards apply to child care centers operating pursuant to COMAR 13A.16 that are approved by the Office to provide child care services only to school-age children.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Public prekindergarten standards apply to public prekindergarten programs operated by local education agencies.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>Quality Rating Review.</text>
      <paragraph num="(1)">
        <text>An ECE program may request a review of a decision by the Office to remove, reduce, or deny the program’s quality rating.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A request for a review shall be submitted to the Office in writing within 30 calendar days after the date of the removal, reduction, or denial of a quality rating.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The Maryland EXCELS Advisory Committee shall:</text>
        <paragraph num="(a)">
          <text>Have authority to hear each request for review; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Submit its recommendation to the Office within 30 calendar days of receipt of the request for review.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(4)">
        <text>Within 5 business days after receiving the recommendation, the Office shall notify the requestor of the review decision.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>Request to Publish. Within 12 months from the date of acceptance into Maryland EXCELS, a participating ECE program shall request the Office to publish its quality rating online through the EXCELS public portal.</text>
    </paragraph>
    <paragraph num="F.">
      <text>To publish its quality rating, a participating program shall:</text>
      <paragraph num="(1)">
        <text>Upload documentation to the EXCELS public portal showing that the applicable standards have been met;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Affirm that each item of documentation submitted to show that the program meets quality standards is:</text>
        <paragraph num="(a)">
          <text>The original creation of the program; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Submitted with permission of the documentation’s original author; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>Send a request through the EXCELS public portal to publish the program’s quality rating.</text>
      </paragraph>
    </paragraph>
    <paragraph num="G.">
      <text>The Office may reduce, remove, or deny a published quality rating or a request to publish a quality rating if:</text>
      <paragraph num="(1)">
        <text>The ECE program fails to maintain substantial compliance;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Office enters an enforcement action against the program’s license, letter of compliance, or registration; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A complaint against the program is substantiated for noncompliance with the requirements of this chapter pertaining to:</text>
        <paragraph num="(a)">
          <text>Injurious treatment;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Child protection;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Child supervision; or</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Child capacity.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="H.">
      <text>Unless determined otherwise by the Office pursuant to §G of this regulation, a published Maryland EXCELS quality rating is valid for 12 months from the date of publication unless determined otherwise by the Office, or:</text>
      <paragraph num="(1)">
        <text>The expiration date of the current rating has passed and an annual update has not yet been submitted;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Substantial compliance is no longer maintained by the program; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The Office enters a license enforcement action against the program.</text>
      </paragraph>
    </paragraph>
    <paragraph num="I.">
      <text>To continue as a published program, the ECE program shall:</text>
      <paragraph num="(1)">
        <text>Prior to the expiration of the current rating cycle, submit documentation through the Maryland EXCELS public portal showing that the program continues to meet the requirements applicable to the rating level; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Be available to receive site visits as required by the Office.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Incentives.">
    <paragraph num="A.">
      <text>Program Bonus. Depending on funding availability, a participating program shall receive a program bonus:</text>
      <paragraph num="(1)">
        <text>One time only upon initial publication of a quality rating of 1, 2, 3, or 4;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Upon publishing each successively higher quality rating after the initial publication of a quality rating; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Upon initial publication of a quality rating of 5, and thereafter annually upon renewal and republication of a quality rating of 5.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Upon verification by the Office that the participant has met the requirements for a program bonus, the Office shall award a bonus up to the amount set forth in the following schedule, as applicable:</text>
      <paragraph num="(1)">
        <text>Child Care Center Program Bonus:</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Family Child Care Program Bonus:</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Large Family Child Care Program Bonus:</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Tiered Reimbursement.</text>
      <paragraph num="(1)">
        <text>A participating program shall receive a differential payment for Child Care Subsidy reimbursement upon publication of a quality rating level of 3, 4, or 5.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Upon verification by the Office that the participant has met the requirements for a quality rating level of 3, 4, or 5, the Office shall award the differential payment of at least the amount set forth in the following schedule:</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Penalties.">
    <paragraph num="A.">
      <text>An applicant, participant, or grantee may not knowingly make or cause to be made any false statement or report:</text>
      <paragraph num="(1)">
        <text>In an application or documentation furnished to the Office or furnished to the Maryland EXCELS online system under the requirements of this chapter; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>For the purpose of influencing the action of the Office on any matter related to an award, either before or after an award has been made.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Failure to comply with §A of this regulation shall result in:</text>
      <paragraph num="(1)">
        <text>Forfeiture of any claim to a:</text>
        <paragraph num="(a)">
          <text>Program bonus; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Tiered reimbursement payment; and</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>Denial of initial or continued participation in the Maryland EXCELS program.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Family Law Article, §§5-502 and 5-573, Annotated Code of Maryland;Agency Note: Federal Statutory Reference — Child Care and Development Fund, 45 CFR 98.51</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: March 30, 2015 (42:6 Md. R. 513)</annotation>
  </annotations>
</chapter>