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<chapter num="18" heading="Administrative Hearings" title_num="13A" subtitle_num="16">
  <regulation prefix="Regulation" num=".01" heading="Scope.">
    <paragraph num="A.">
      <text>This chapter applies to hearings concerning actions taken by the Office of Child Care which adversely impact child care center licenses and letters of compliance. These actions include denials, suspensions, or revocations of licenses or letters of compliance, reductions in capacity, limitations on the ages or numbers of children who may be admitted to the child care center, limitations on the spaces, rooms, or areas that may be used for child care, restrictions on which individuals can be alone with children in care pending open child protective services or criminal investigations, the imposition of civil penalties for providing or advertising unlicensed child care services without a valid child care license, and employment exclusions pursuant to COMAR 13A.16.06.03A or B.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The Superintendent has delegated authority to administrative law judges of the Office of Administrative Hearings to make the final decisions of the Superintendent on the actions listed in §A of this regulation. A decision by an administrative law judge of the Office of Administrative Hearings in a child care center case is the final decision of the highest administrative authority in the case, and thus is directly appealable to the circuit court in the jurisdiction where the child care center is located pursuant to State Government Article, §10-222, Annotated Code of Maryland.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>“Administrative law judge” means a hearing officer designated by the Maryland Office of Administrative Hearings to render the final decision of the Superintendent in a hearing.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>“Appellant” means the individual requesting the hearing or appealing a decision, or that individual's legal representative.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Applicant” means an individual applying for a license or letter of compliance to operate a child care center.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Capacity” means the number of day care children who may be present at a child care center at the same time.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Days” means calendar days.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Department” means the State Department of Education.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>Emergency Action.</text>
        <paragraph num="(a)">
          <text>“Emergency action” means an action which is effective immediately because of danger to children's health or safety.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Emergency action” may include an emergency suspension, an immediate reduction in capacity, an immediate limitation on the ages or numbers of children who may be admitted to care, an immediate limitation on the spaces, rooms, or areas that may be used for child care, an immediate restriction on which individuals can be alone with children in care, or an employment exclusion pursuant to COMAR 13A.16.06.03A or B.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(8)">
        <text>“Filed” is received in writing by the Office of Child Care.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Filing date” is the date a hearing request is received by the Office of Child Care.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“License” means a document issued to a person by the Department which gives permission to operate a child care center in accordance with State regulations.</text>
      </paragraph>
      <paragraph num="(11)">
        <text>“Licensee” means an individual or a partnership group, association, cooperative, or corporation which has the legal authority and responsibility for the governing and operating of a child care center and which has been issued a license by the Department.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Office” means the central office or a regional office of the Office of Child Care.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Office of Administrative Hearings” means the administrative unit of Maryland government which is responsible for processing requests for hearings, for scheduling and conducting hearings, and for rendering decisions pursuant to State Government Article, §9-1601 et seq., Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(14)">
        <text>“Party” means the appellant and the Office of Child Care.</text>
      </paragraph>
      <paragraph num="(15)">
        <text>“Superintendent” means the State Superintendent of Schools.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Hearing Requests.">
    <paragraph num="A.">
      <text>A hearing shall be held when:</text>
      <paragraph num="(1)">
        <text>An applicant or licensee requests a hearing to contest:</text>
        <paragraph num="(a)">
          <text>The denial of an application for a license;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A revocation or suspension of a license; or</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Any other action that adversely impacts on the licensee, including, but not limited to:</text>
          <paragraph num="(i)">
            <text>The setting of capacity at a number below that requested;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>A reduction in capacity; or</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>A limitation on the ages or numbers of children who may be admitted to the child care center;</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>An individual requests a hearing to contest the imposition of civil penalties for providing unlicensed child care or advertising child care services without a valid license; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>An individual requests a hearing to contest the prohibition of employment at a child care center.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Nonemergency Action Hearing Requests.</text>
      <paragraph num="(1)">
        <text>All nonemergency action hearing requests shall be forwarded in writing to the Office and shall state the name and address of the licensee or the individual contesting the imposition of a civil penalty, and the effective date and nature of the action appealed from.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A hearing request shall be filed not later than 20 days after the date of the notice of the action taken by the Office.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The Office shall forward a hearing request to the Office of Administrative Hearings within 10 days of the filing date.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>A hearing decision shall be rendered within 90 days of the filing date.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Any nonemergency action is stayed if a hearing request is timely filed, unless the action is:</text>
        <paragraph num="(a)">
          <text>A revocation that immediately follows an emergency suspension period; or</text>
        </paragraph>
        <paragraph num="(b)">
          <text>A denial which follows the expiration of the provisional period of a license that was issued on a provisional basis.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>Emergency Action Hearing Requests.</text>
      <paragraph num="(1)">
        <text>All emergency action hearing requests shall be filed with the Office within 30 days of the hand delivery of the notice of the Office's action, and shall state the name and address of the licensee or holder of the letter of compliance, and the effective date and action appealed from.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Office shall notify the Office of Administrative Hearings at once upon receipt of an emergency action hearing request. Oral notification shall be followed by written notification within 24 hours.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A hearing request may not stay an emergency action.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>A hearing shall be conducted within 7 days of the filing date of the hearing request.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>A decision by the administrative law judge shall be rendered within 7 days after the conclusion of the hearing.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Preliminary Conference.">
    <paragraph num="A.">
      <text>A preliminary conference may be held before a hearing on an action if an appellant requests the conference.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The conference is optional and does not replace the hearing process.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The conference may be attended by a representative of the Office and the appellant.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The conference may lead to an informal resolution of the dispute. However, a hearing shall be held unless one of the parties submits a written withdrawal of the hearing request to the Office of Administrative Hearings.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Denial or Dismissal of a Hearing Request.">
    <paragraph num="A.">
      <text>The Office of Administrative Hearings may deny a request for a hearing if:</text>
      <paragraph num="(1)">
        <text>The issue appealed is not one which adversely affects the licensee; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The date of the request is not within the required time limits.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The Office of Administrative Hearings may dismiss an appeal if the appellant:</text>
      <paragraph num="(1)">
        <text>Withdraws the request in writing; or</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Without good cause, does not appear at the hearing.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Hearing and Appeal Procedures.">
    <paragraph num="A.">
      <text>Notice to Appellant.</text>
      <paragraph num="(1)">
        <text>For non-emergency action hearings, the Office of Administrative Hearings shall, by regular mail, notify the Office and the appellant of the time, date, and place of the hearing at least 20 days in advance. For rescheduled non-emergency action hearings, a 10-day notice is required. For all emergency action hearings, at least 3 days advance notice is required.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The notice to the appellant shall:</text>
        <paragraph num="(a)">
          <text>Refer to the regulations governing the hearing procedure; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Advise the appellant of:</text>
          <paragraph num="(i)">
            <text>The right to be represented by a lawyer;</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>The right to present documents and witnesses in support of the appeal;</text>
          </paragraph>
          <paragraph num="(iii)">
            <text>Whom to call if the appellant cannot attend the hearing; and</text>
          </paragraph>
          <paragraph num="(iv)">
            <text>The fact that failure to attend the hearing without good cause may lead to dismissal.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(3)">
        <text>The Office shall mail the appellant a copy of these administrative hearing regulations when the request for a hearing is filed.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Rescheduling of Non-emergency Action Hearings. The appellant, the Office, or the Office of Administrative Hearings may request a change in the hearing date. If the Office of Administrative Hearings finds that good cause for delay exists, another date shall be set. The time limit for rendering a decision established by Regulation .03B(4) is extended by the period of delay due to a postponement requested by the appellant.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Rescheduling of Emergency Action Hearings. Emergency action hearings may only be rescheduled by the Office of Administrative Hearings with the consent of both parties or on motion of a party, if substantial prejudice is demonstrated. Only one postponement of an emergency action hearing may be granted.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The appellant may examine the appellant's licensing record for the purpose of discovering information pertinent to the appeal before the hearing.</text>
    </paragraph>
    <paragraph num="E.">
      <text>By agreement, the appellant and the Office may exchange witness lists and documents before the hearing.</text>
    </paragraph>
    <paragraph num="F.">
      <text>The procedures in §§D and E of this regulation do not constitute good cause for delay of a hearing.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Conduct of Hearing.">
    <paragraph num="A.">
      <text>The hearing shall be conducted by an administrative law judge.</text>
    </paragraph>
    <paragraph num="B.">
      <text>At the hearing, the appellant and a representative of the Office may present witnesses, documentary evidence, and oral argument and may cross-examine any witness. A document introduced into evidence by a party may be examined by the opposing party.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The transcript or tape of the proceedings, together with all documents filed in the hearing proceedings and the final decision of the administrative law judge, constitute the exclusive record of hearing.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Decision.">
    <paragraph num="A.">
      <text>The administrative law judge shall:</text>
      <paragraph num="(1)">
        <text>Base the decision on the complete record; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Determine whether the Office correctly applied State regulations in effect at the time the Office reached the Office's decision.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>The final decision of the administrative law judge shall be accompanied by findings of fact and conclusions of law.</text>
    </paragraph>
    <paragraph num="C.">
      <text>The final decision shall be binding upon the Department and shall be implemented immediately unless otherwise specifically indicated in the decision.</text>
    </paragraph>
    <paragraph num="D.">
      <text>The decision of the Office of Administrative Hearings in cases under this chapter constitutes the decision of the Department.</text>
    </paragraph>
    <paragraph num="E.">
      <text>A copy of the decision shall be delivered or mailed promptly to each party or the attorney of record.</text>
    </paragraph>
    <paragraph num="F.">
      <text>A party dissatisfied with the decision of the administrative law judge may appeal that decision directly to the Circuit Court of the appropriate jurisdiction within 30 days from the date notice of the decision is sent to the party, or as otherwise provided in Maryland Rules 7-201—7-211.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Education Article, §§9.5-401, 9.5-404—9.5-411 and 9.5-413—9.5-418; General Provisions Article, §4-333; Human Services Article, §1-202; Annotated Code of MarylandAgency Note: Federal Statutory Reference — Americans with Disabilities Act of 1990 (42 U.S.C. §12101 et seq.);Pro-Children Act of 1994 (20 U.S.C. §6081 et seq.);Child Care Development Block Grant (45 CFR Parts 98 and 99 and 42 U.S.C. 9858 et seq.);Social Security Act §418 (42 U.S.C. 618)</annotation>
    <annotation type="History" subtype="Administrative History">Effective date:</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.08 adopted as an emergency provision effective February 20, 1991 (18:5 Md. R. 589); emergency status expired August 20, 1991</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.08 adopted effective September 2, 1991 (18:17 Md. R. 1916)</annotation>
    <annotation type="History" subtype="Administrative History">Transferred from COMAR 07.04.04 to 13A.14.04 effective January 1, 2006</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02B amended effective December 17, 2007 (34:25 Md. R. 2213)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03B amended effective December 17, 2007 (34:25 Md. R. 2213)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .06A amended effective December 17, 2007 (34:25 Md. R. 2213)</annotation>
    <annotation type="History" subtype="Administrative History">Chapter recodified from COMAR 13A.14.04 to COMAR 13A.16.18 effective October 20, 2008 (35:21 Md. R. 1826)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .01A amended effective January 23, 2012 (39:1 Md. R. 20); January 13, 2020 (47:1 Md. R. 14); December 25, 2023 (50:25 Md. R. 1089)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .02B amended effective January 23, 2012 (39:1 Md. R. 20); June 24, 2013 (40:12 Md. R. 1043); January 13, 2020 (47:1 Md. R. 14); December 25,.2023 (50:25 Md. R. 1089)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03A, B amended effective January 13, 2020 (47:1 Md. R. 14)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03B amended effective March 21, 2011 (38:6 Md. R. 396)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03C amended effective April 19, 2010 (37:8 Md. R. 618)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .04A amended effective January 13, 2020 (47:1 Md. R. 14)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05A amended effective January 13, 2020 (47:1 Md. R. 14)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .08F amended effective April 19, 2010 (37:8 Md. R. 618)</annotation>
  </annotations>
</chapter>