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<chapter num="02" heading="Complaint Process — Applicants" title_num="14" subtitle_num="02">
  <regulation prefix="Regulation" num=".01" heading="Filing a Complaint.">
    <paragraph num="A.">
      <text>An applicant or the applicant’s designated representative may file a complaint with the Board within 30 days after receiving a Final Determination from the Ombudsman that a specific dispute has not been resolved.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The complaint shall:</text>
      <paragraph num="(1)">
        <text>Pertain only to the dispute described in the Final Determination;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Be submitted in writing; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Be signed by the applicant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="C.">
      <text>The substance of the complaint shall, at minimum:</text>
      <paragraph num="(1)">
        <text>Identify the custodian that is the subject of the complaint; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Describe the action of the custodian, the date of the action, and the circumstances of the action.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>A complaint may be filed by email or regular mail.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Documents Attached to Complaint.">
    <paragraph num="A.">
      <text>If available, an applicant shall attach to the complaint:</text>
      <paragraph num="(1)">
        <text>A copy of the original request for a public record;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A copy of the custodian’s response; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The Ombudsman’s Final Determination.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>An applicant may attach to the complaint additional documents relevant to the dispute, including correspondence between the applicant and the custodian.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Response to Complaint.">
    <paragraph num="A.">
      <text>Upon receipt of a complaint, the Board shall:</text>
      <paragraph num="(1)">
        <text>Promptly send the complaint to the custodian identified in the complaint; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Request that the custodian send a response to the Board.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>A custodian shall file a written response to a complaint within 30 days after receiving the complaint and request for a response from the Board.</text>
    </paragraph>
    <paragraph num="C.">
      <text>Complaints Alleging that a Custodian Denied Inspection of a Public Record in Violation of the Act.</text>
      <paragraph num="(1)">
        <text>If a complaint alleges that a custodian denied inspection of a public record in violation of the Act, the custodian’s response shall, to the extent relevant to the dispute:</text>
        <paragraph num="(a)">
          <text>Explain why denial was necessary;</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Explain why redacting information would not address the reasons for denial;</text>
        </paragraph>
        <paragraph num="(c)">
          <text>Provide the legal authority for the denial; and</text>
        </paragraph>
        <paragraph num="(d)">
          <text>Without disclosing protected information or creating a descriptive index, provide a brief description of the undisclosed records that allows the Board to assess the applicability of the legal authority for the denial.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>If the custodian’s response to the applicant’s request for public records contains all of the information required by §C(1) of this regulation, then it is sufficient for the custodian to attach the response.</text>
      </paragraph>
    </paragraph>
    <paragraph num="D.">
      <text>If a complaint alleges that a custodian charged an unreasonable fee or charged an unreasonable estimated fee of more than $350 under General Provisions Article, §4-206, Annotated Code of Maryland, the response shall, to the extent relevant to the dispute, include:</text>
      <paragraph num="(1)">
        <text>The hourly salary rates for the staff who responded or who are likely to respond to the applicant’s request for a public record;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The number of hours expended by each staff, or the number of hours the custodian anticipates will be expended by each staff, to respond to the applicant’s request for a public record;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A description of the tasks each staff performed or is likely to perform to respond to the applicant’s request for public records; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>An explanation of how fees for reproduction of the records are calculated.</text>
      </paragraph>
    </paragraph>
    <paragraph num="E.">
      <text>If a complaint alleges that a custodian failed to respond to a request for a public record within the time limits established by General Provisions Article, §4-203(a) or (d), Annotated Code of Maryland, the response shall, to the extent relevant to the dispute:</text>
      <paragraph num="(1)">
        <text>Provide the date and nature of correspondence with the applicant, if any;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Describe the circumstances that prevented the custodian from responding in a timely manner; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Explain how the custodian intends to respond to the applicant’s request for public records.</text>
      </paragraph>
    </paragraph>
    <paragraph num="F.">
      <text>A custodian may not attach to its response records that it claims are confidential, privileged, or otherwise exempt from disclosure.</text>
    </paragraph>
    <paragraph num="G.">
      <text>A custodian shall send a copy of the response to the applicant.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Reply to Response.">
    <paragraph num="A.">
      <text>The Board may, in its discretion, permit the applicant to file a reply to the custodian’s response.</text>
    </paragraph>
    <paragraph num="B.">
      <text>If permitted to file a reply, the applicant shall:</text>
      <paragraph num="(1)">
        <text>File the reply within 15 days after receiving the custodian’s response; and</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Send a copy of the reply to the custodian.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Effect of Failure to Respond.">
    <text>If a written response from a custodian is not received within 30 days after the Board notifies the custodian of the complaint and requests a response and the Board has not requested any additional information, the Board shall decide the case on the facts before it.</text>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Transfer of Information from Ombudsman.">
    <paragraph num="A.">
      <text>The Ombudsman may transfer basic information about a dispute to the Board, including:</text>
      <paragraph num="(1)">
        <text>The identity of the applicant and custodian;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>A brief summary of the nature of the dispute; and</text>
      </paragraph>
      <paragraph num="(3)">
        <text>A copy of the Final Determination relevant to the complaint.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>Confidential Communications or Information.</text>
      <paragraph num="(1)">
        <text>The Ombudsman may not disclose to the Board any confidential mediation communications or mediation information, defined in COMAR 14.37.01.01B(8) and (10), that are made or received in the course of attempting to resolve a dispute.</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The Ombudsman may disclose confidential communications or information referenced in §B(1) of this regulation if all parties have consented to the disclosure in writing.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Withdrawal of Complaint.">
    <text>An applicant may withdraw a complaint at any time until the Board’s decision is issued.</text>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Dismissal of Complaint.">
    <paragraph num="A.">
      <text>The Board shall dismiss a complaint if:</text>
      <paragraph num="(1)">
        <text>The Board lacks jurisdiction to review the complaint;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>The complaint is filed more than 30 days after the applicant received the Ombudsman’s Final Determination; or</text>
      </paragraph>
      <paragraph num="(3)">
        <text>The complaint is not signed by the applicant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>If the Board dismisses a complaint because it is not signed by the applicant, the applicant may refile a signed complaint within the same 30 days of receiving the Final Determination from the Ombudsman.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Effect of Filing.">
    <text>A complaint, the custodian’s response to a complaint, and a reply to the custodian’s response are public records of the Board subject to inspection under the Act.</text>
  </regulation>
  <annotations>
    <annotation type="Authority">General Provisions Article, §§4-1A-04(a) and (c), 4-1A-05, and 4-1A-06, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: June 13, 2022 (49:12 Md. R. 641)</annotation>
  </annotations>
</chapter>