<?xml version='1.0' encoding='utf-8'?>
<regulation prefix="Regulation" num=".05" citation="COMAR 14.03.01.05" title_num="14" subtitle_num="03" chapter_num="01" heading="Investigative Process.">
  <paragraph num="A.">
    <text>Investigation. Upon the authorization of a complaint, the Executive Director or designee shall assign, or cause to be assigned, the investigation of the complaint to a staff investigator.</text>
  </paragraph>
  <paragraph num="B.">
    <text>Systemic Processing.</text>
    <paragraph num="(1)">
      <text>The Executive Director or designee may identify the complaint for systemic processing when the Executive Director or designee determines that:</text>
      <paragraph num="(a)">
        <text>The alleged discriminatory practices contained in a complaint are pervasive or institutional in nature;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The processing of the complaint will involve complex issues, novel questions of law or fact; or</text>
      </paragraph>
      <paragraph num="(c)">
        <text>A large number of persons will be affected.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>The determination in §B(1) of this regulation may be based on the facts of the complaint or on information gathered in connection with an investigation.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Systemic investigations may focus not only on documenting facts involved in the alleged discriminatory practice that is the subject of the complaint, but also on review of other policies and procedures related to matters under investigation, to make sure they also comply with the nondiscriminatory requirements of State Government Article, Title 20, Annotated Code of Maryland.</text>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Conduct of Investigation.</text>
    <paragraph num="(1)">
      <text>Fact-Finding Conference. The Executive Director or designee may require that the complainant and respondent appear at a fact-finding conference convened for the following purposes:</text>
      <paragraph num="(a)">
        <text>Defining the issues contained in a complaint;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Determining which elements are undisputed; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Resolving those issues which are susceptible of resolution and ascertaining whether or not there is a basis for a negotiated settlement of the complaint.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Request for Information.</text>
      <paragraph num="(a)">
        <text>The Executive Director or designee shall require the respondent to promptly provide answers to requests for information, which will be used to assist in determining the merits of the allegations contained in the complaint.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The request for information shall be accompanied by the following:</text>
        <paragraph num="(i)">
          <text>A copy of the charge; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The date on which the response shall be submitted.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>Additional requests for information may be made to further the investigation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Interrogatories—Content and Response.</text>
      <paragraph num="(a)">
        <text>The investigator may, upon authorization of the Executive Director or designee, serve interrogatories on a respondent by registered or certified mail or by personal service.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>These interrogatories shall be accompanied by the following:</text>
        <paragraph num="(i)">
          <text>The date by which a response is required, which date shall be not less than 30 days after the date on which these interrogatories were delivered to the respondent; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A statement describing the consequences to the respondent should the respondent fail to answer these interrogatories, as set forth in Regulation .06 of this chapter.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>The interrogatories shall be answered within the time prescribed in the accompanying notice and shall be under oath.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Time extensions may be granted for good cause shown and upon a written request submitted to the Commission's Executive Director or designee.</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Subsequent interrogatories, upon a determination that they are relevant or necessary to complete the administrative process, may be authorized and promulgated by the Commission's staff.</text>
      </paragraph>
      <paragraph num="(f)">
        <text>Motion to Strike or Exceptions.</text>
        <paragraph num="(i)">
          <text>The respondent may file a motion to strike or exceptions to the interrogatories within the time period set forth in §C(3)(b)(i) of this regulation.</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The motion or exceptions shall state the reason or reasons therefore and shall be supported by a memorandum of points and authorities.</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>The Executive Director or designee will rule on the motion papers without oral argument.</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>If the motion or exceptions are granted, the interrogatories may be limited, modified, or stricken in accordance with the order of the Executive Director or designee.</text>
        </paragraph>
        <paragraph num="(v)">
          <text>If the motion or exceptions are denied, or if the order of the Executive Director or designee requires the respondent to answer any portion of the interrogatories, the respondent shall be given not more than 10 days from the date of receipt of the order to answer these interrogatories.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Investigatory Subpoena.</text>
      <paragraph num="(a)">
        <text>If completion of an investigation requires the issuance of a subpoena, the investigator may, upon the written authorization of the Executive Director or designee, issue a subpoena to compel the attendance and testimony of witnesses, or a subpoena to compel the production of books, papers, records, and documents relevant or necessary to this investigation.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Service of this subpoena shall be made in accordance with State Government Article, Title 20, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The subpoena shall contain the following:</text>
        <paragraph num="(i)">
          <text>The name of the person whose testimony is required, identification of the books, papers, records, and documents to be submitted, or all of these;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The time and date when and the place where the person subpoenaed is directed to appear and produce the information sought, which date may not be less than 15 days after the date on which the subpoena was served;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>The signature of the Executive Director authorizing the issuance of this subpoena.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(d)">
        <text>Upon failure by the person subpoenaed to appear, to produce these records, documents, papers, or books, or all of these, the Executive Director or designee may apply to the circuit court in the county having jurisdiction or to the Circuit Court for Baltimore City for an order requiring the attendance and testimony of the person subpoenaed, or the production of the requested records, documents, papers, books, or both.</text>
      </paragraph>
    </paragraph>
  </paragraph>
</regulation>