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<regulation prefix="Regulation" num=".16" citation="COMAR 14.03.04.16" title_num="14" subtitle_num="03" chapter_num="04" heading="Administrative Hearing Proceedings.">
  <paragraph num="A.">
    <text>General Information.</text>
    <paragraph num="(1)">
      <text>Scope.</text>
      <paragraph num="(a)">
        <text>This regulation contains the rules of practice and procedure established by the Maryland Commission on Human Relations and the Office of Administrative Hearings, under COMAR 28.02.01 in accordance with State Government Article, §20-1034, Annotated Code of Maryland, for administrative proceedings before an administrative law judge.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>This regulation applies only to an administrative law judge adjudication of a complaint asserted in a charge issued under State Government Article, §20-1027, Annotated Code of Maryland, when:</text>
        <paragraph num="(i)">
          <text>An election to civil court has not been filed in accordance with Regulation .15 of this chapter; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The Commission determines that the action is warranted.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Location of Hearing. An administrative law judge shall conduct the hearing at a place in Baltimore City or the county in which the discriminatory housing practice is alleged to have occurred and in accordance with COMAR 28.02.01.07.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Time Computation.</text>
      <paragraph num="(a)">
        <text>Time computations under this regulation shall be in accordance with Article 1, §36, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>In computing any time period involved, the date of the issuance of an order or decision by an administrative law judge is the date the order or decision is served by the Office of Administrative Hearings.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>Documents are not filed until received by the Office of Administrative Hearings.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Service and Filing.</text>
      <paragraph num="(a)">
        <text>Service of documents under this regulation shall be in accordance with COMAR 28.02.01.24.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Copies of all filed documents shall be served on all parties of record.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>All filed documents shall clearly designate the docket number, if any, title of the proceeding, and certificate of service.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>Parties shall file all documents with the Office of Administrative Hearings.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Administrative Law Judge.</text>
    <paragraph num="(1)">
      <text>Authority. The powers and duties of an administrative law judge shall be in accordance with COMAR 28.02.01.08A and B.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Disqualification. Any disqualification of an administrative law judge shall be in accordance with COMAR 28.02.01.08C.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Ex Parte Communications. An ex parte communication shall be defined and prohibited in accordance with State Government Article, §10-219, Annotated Code of Maryland.</text>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Parties; Intervention.</text>
    <paragraph num="(1)">
      <text>Parties to the proceedings include:</text>
      <paragraph num="(a)">
        <text>The Commission, which files the charge under Regulation .15 of this chapter seeking appropriate relief for an aggrieved party and the public interest;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A complainant, who is the person who files a complaint of discrimination issued under Regulation .10 of this chapter;</text>
      </paragraph>
      <paragraph num="(c)">
        <text>A respondent, who is a person named in the complaint issued under Regulation .10B of this chapter against whom relief is sought;</text>
      </paragraph>
      <paragraph num="(d)">
        <text>An intervenor, who is an aggrieved person that filed a request for intervention under COMAR 28.02.01.12; and</text>
      </paragraph>
      <paragraph num="(e)">
        <text>Representation of the parties, which shall be in accordance with COMAR 28.02.01.09.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Intervention.</text>
      <paragraph num="(a)">
        <text>A request for intervention shall be made by motion in accordance with §D(2) of this regulation.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Intervention shall be permitted if the request is timely and:</text>
        <paragraph num="(i)">
          <text>The intervenor is the aggrieved person on whose behalf the complaint is issued; or</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The intervenor is an aggrieved person who claims an interest in the property or transaction that is the subject of the complaint, and the disposition of the complaint may as a practical matter impair or impede the aggrieved person's ability to protect that interest, unless the aggrieved person is adequately represented by the existing parties.</text>
        </paragraph>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Pleadings and Motions.</text>
    <paragraph num="(1)">
      <text>Pleadings.</text>
      <paragraph num="(a)">
        <text>Form. Every pleading, motion, brief, or other document shall contain a caption setting forth the title of the proceeding, the case number assigned by the Commission, and the designation of the type of document (for example, charge, answer, or motion to dismiss).</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Signature.</text>
        <paragraph num="(i)">
          <text>Every pleading, motion, brief, or other document filed by a party shall be signed by the party, the party's representative, or the attorney representing the party, and shall include the signer's address and telephone number.</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The signature constitutes a certification that the signer has read the document, that to the best of the signer's knowledge, information, and belief there is good ground to support the document, and that it is not interposed for delay.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Motions.</text>
      <paragraph num="(a)">
        <text>All motions to an administrative law judge shall be in accordance with COMAR 28.02.01.16 except if otherwise provided in §G(4) of this regulation.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Motions for intervention shall be in accordance with COMAR 28.02.01.12 except if otherwise provided in §G(4) of this regulation.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Discovery. Discovery shall be conducted in accordance with COMAR 28.02.01.10.</text>
  </paragraph>
  <paragraph num="F.">
    <text>Subpoenas. Subpoenas shall be issued in accordance with State Government Article, §20-1023, Annotated Code of Maryland, and COMAR 28.02.01.11.</text>
  </paragraph>
  <paragraph num="G.">
    <text>Prehearing Procedures.</text>
    <paragraph num="(1)">
      <text>Prehearing Conference. A prehearing conference shall be conducted in accordance with COMAR 28.02.01.13.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Notice of Prehearing Conferences and Hearings.</text>
      <paragraph num="(a)">
        <text>The administrative law judge shall set the matter in for a prehearing conference, hearing, or both, on the earliest date practicable.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The administrative law judge shall, by registered or certified mail, forward to the complainant and to the respondent a statement of charges and a notice of prehearing conference or hearing, which shall include the following:</text>
        <paragraph num="(i)">
          <text>The place, date, and hour of the prehearing conference, public hearing, or both;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A statement advising both the complainant and respondent of their respective rights to appear and be represented in this hearing in person, by their attorneys, or both, and that the case in support of the complaint shall be presented by the Commission's General Counsel;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>A statement advising the respondent of the right to file an answer to the statement of charges; and</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>The name of the administrative law judge who conducts the prehearing conference or hearing or a statement that an administrative law judge will be subsequently designated.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>The administrative law judge shall forward a copy of the notice of prehearing conference, public hearing, or both, to the General Counsel of the Commission.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>The prehearing conference, public hearing, or both, may not occur less than 20 or more than 60 days after the issuance and service of the statement of charges and notice of prehearing conference, public hearing, or both.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Prehearing Memorandum.</text>
      <paragraph num="(a)">
        <text>Before the commencement of a prehearing conference, the administrative law judge may direct parties to file a prehearing memorandum.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Contents of Memorandum. The memorandum shall state the name of the party or parties presenting the statement and, unless otherwise directed by the administrative law judge, briefly set forth the following:</text>
        <paragraph num="(i)">
          <text>Issues involved in the proceeding;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Facts stipulated by the parties and a statement that the parties have made a good faith effort to stipulate to the greatest extent possible;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Facts in dispute;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Witnesses and exhibits to be presented at the hearing;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>A brief statement of applicable law;</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Conclusions to be drawn;</text>
        </paragraph>
        <paragraph num="(vii)">
          <text>Estimated time required for presentation of the party's case; and</text>
        </paragraph>
        <paragraph num="(viii)">
          <text>Such other information as may assist in the disposition of the proceeding.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Preliminary Matters — Motions.</text>
      <paragraph num="(a)">
        <text>All preliminary matters shall be raised by motion filed at either the prehearing conference or not later than 45 days before the public hearing.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The motion shall be in writing, stating briefly the relief applied for, with a memorandum stating the reasons and any law that may be in support of the motion.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The motion and two copies together with a certificate of mailing to all parties shall be filed with the administrative law judge.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>An answer to a preliminary motion shall be in writing and shall include:</text>
        <paragraph num="(i)">
          <text>A memorandum stating the reasons and any law that may be in support of the answer; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Certification that a copy has been mailed to all parties.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(e)">
        <text>The original and two copies of the answer shall be filed with the administrative law judge within 15 days of receipt of the original motion unless otherwise directed by the administrative law judge.</text>
      </paragraph>
      <paragraph num="(f)">
        <text>All motions shall be decided by the administrative law judge without oral argument on the motions, unless the administrative law judge desires oral argument or testimony.</text>
      </paragraph>
      <paragraph num="(g)">
        <text>If the administrative law judge desires oral arguments, the administrative law judge shall set the date, place, and time, and notify all parties.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Settlement Conference. If required, a settlement conference shall be conducted in accordance with COMAR 28.02.01.14.</text>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>Hearing Procedures.</text>
    <paragraph num="(1)">
      <text>Date.</text>
      <paragraph num="(a)">
        <text>In accordance with State Government Article, §20-1027(b), Annotated Code of Maryland, the hearing shall commence not later than 120 days following the filing of the charge under Regulation .15 of this chapter, unless it is impracticable to do so.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>If the hearing cannot be commenced within this time period, the administrative law judge shall notify in writing all parties, the aggrieved persons on whose behalf the charge was filed, the respondent, and the Commission, of the reasons for the delay.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Place. The hearing shall be conducted in Baltimore City or the county where the discriminatory housing practice is alleged to have occurred.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Notice of Hearing. The parties shall be notified of the hearing in accordance with §G(2) of this regulation.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Effect of a Civil Action on Administrative Proceeding.</text>
      <paragraph num="(a)">
        <text>An administrative law judge may not continue an administrative proceeding under this regulation regarding an alleged discriminatory housing practice after the beginning of the trial of a civil action commenced by the aggrieved person or the Commission under an act of Congress or State law seeking relief with respect to that discriminatory housing practice.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>If such a trial is commenced, the administrative law judge shall dismiss the administrative proceeding.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The commencement and maintenance of a civil action for appropriate temporary or preliminary relief under State Government Article, §20-1037, Annotated Code of Maryland, does not affect administrative proceedings under this regulation.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Conduct of Hearing. The hearing shall be conducted in accordance with COMAR 28.02.01.17.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>Evidence. Evidence shall be admitted in accordance with State Government Article, §10-213, Annotated Code of Maryland, and COMAR 28.02.01.18.</text>
    </paragraph>
    <paragraph num="(7)">
      <text>Stipulations. The administrative law judge may accept stipulations in accordance with COMAR 28.02.01.15 upon the showing of mutual consent of the parties.</text>
    </paragraph>
    <paragraph num="(8)">
      <text>Affidavits. The administrative law judge may accept affidavits in accordance with COMAR 28.02.01.15 upon showing:</text>
      <paragraph num="(a)">
        <text>Mutual consent of the parties;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The affiant is unavailable to testify; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The party seeking to introduce the affidavit has exercised reasonable diligence to locate the affiant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(9)">
      <text>Failure to Attend Hearing and Default. A party's failure to attend a hearing and the subsequent default process shall be in accordance with COMAR 28.02.01.20.</text>
    </paragraph>
    <paragraph num="(10)">
      <text>Appointment of Interpreter. In situations when an interpreter is required, appointment shall be made in accordance with COMAR 28.02.01.19.</text>
    </paragraph>
    <paragraph num="(11)">
      <text>Public Hearings. Proceedings under this regulation shall be open to the public in accordance with COMAR 28.02.01.21.</text>
    </paragraph>
    <paragraph num="(12)">
      <text>Transcript of Hearing Record.</text>
      <paragraph num="(a)">
        <text>The administrative law judge shall cause the testimony taken at the hearing to be transcribed.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>This transcript, together with all pleadings, exhibits, and other materials introduced into evidence shall constitute the record of the case as defined by State Government Article, §10-210, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
  </paragraph>
</regulation>