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<regulation prefix="Regulation" num=".14" citation="COMAR 14.03.05.14" title_num="14" subtitle_num="03" chapter_num="05" heading="Administrative Hearing Proceedings.">
  <paragraph num="A.">
    <text>General Information.</text>
    <paragraph num="(1)">
      <text>Scope. This regulation applies only to an administrative law judge adjudication of a request for a contested case hearing filed in accordance with Regulation .12 of this chapter pursuant to State Finance and Procurement Article, §19-109, Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Venue. The Commission may designate the venue for the contested case hearing, taking into consideration the convenience of the parties and the location of the evidence.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Burden of Proof. The Commission shall bear the burden of proof by a preponderance of the evidence.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>The Office of Administrative Hearings shall conduct a contested case hearing in accordance with its rules of procedure under COMAR 28.02.01.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Time Computation.</text>
      <paragraph num="(a)">
        <text>Time computations under this regulation shall be in accordance with Article 1, §36, Annotated Code of Maryland.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Except for time periods required by statute, the administrative law judge may enlarge or reduce any time period required under this regulation when necessary to avoid prejudicing the public interest or the rights of the parties.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>In computing any time period involved, the date of issuance of an order or decision by an administrative law judge is the date the order or decision is served by the Office of Administrative Hearings.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>A document is not filed until received by the Office of Administrative Hearings.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(6)">
      <text>Service and Filing.</text>
      <paragraph num="(a)">
        <text>Service of a document under this regulation shall be in accordance with COMAR 28.02.01.24.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>A copy of all filed documents shall be served on all parties of record.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>All filed documents shall clearly state:</text>
        <paragraph num="(i)">
          <text>The docket number, if any;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The title of the proceeding; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Certificate of service.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(d)">
        <text>A party shall file all documents with the Office of Administrative Hearings.</text>
      </paragraph>
    </paragraph>
  </paragraph>
  <paragraph num="B.">
    <text>Administrative Law Judge.</text>
    <paragraph num="(1)">
      <text>Authority. The powers and duties of an administrative law judge shall be in accordance with COMAR 28.02.01.08A and B.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Disqualification. A disqualification of an administrative law judge shall be in accordance with COMAR 28.02.01.08C.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Ex Parte Communications. An ex parte communication shall be defined and prohibited in accordance with State Government Article, §10-219, Annotated Code of Maryland.</text>
    </paragraph>
  </paragraph>
  <paragraph num="C.">
    <text>Parties. Parties to the proceeding shall include:</text>
    <paragraph num="(1)">
      <text>The Commission that files the charge under Regulation .13B of this chapter seeking appropriate relief for an aggrieved party and the public interest;</text>
    </paragraph>
    <paragraph num="(2)">
      <text>A complainant who is the person who files a complaint of commercial discrimination or retaliation issued under Regulation .05 of this chapter;</text>
    </paragraph>
    <paragraph num="(3)">
      <text>A respondent who is the person named in the complaint of commercial discrimination or retaliation issued under Regulation .05 of this chapter against whom relief is sought; and</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Representation of the parties, which shall be in accordance with COMAR 28.02.01.09.</text>
    </paragraph>
  </paragraph>
  <paragraph num="D.">
    <text>Pleadings and Motions.</text>
    <paragraph num="(1)">
      <text>Pleadings.</text>
      <paragraph num="(a)">
        <text>Form. Every pleading, motion, brief, or other document shall contain a caption setting forth the:</text>
        <paragraph num="(i)">
          <text>Title of the proceeding;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Case number assigned by the Commission; and</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Designation of the type of document, for example, charge, answer, or motion to dismiss.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(b)">
        <text>Signature.</text>
        <paragraph num="(i)">
          <text>Every pleading, motion, brief, or other document filed by a party shall be signed by the party, the party's representative, or the attorney representing the party, and shall include the signer's address and telephone number.</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>The signature constitutes a certification that the signer has read the document, that to the best of the signer's knowledge, information, and belief there is good ground to support the document, and that it is not interposed for delay.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(2)">
      <text>Motions. All motions to an administrative law judge shall be in accordance with COMAR 28.02.01.16 except as otherwise provided in §G(4) of this regulation.</text>
    </paragraph>
  </paragraph>
  <paragraph num="E.">
    <text>Discovery. Discovery shall be conducted in accordance with COMAR 28.02.01.10.</text>
  </paragraph>
  <paragraph num="F.">
    <text>Subpoenas. A subpoena shall be issued in accordance with State Government Article, §20-1010, Annotated Code of Maryland, and COMAR 28.02.01.11.</text>
  </paragraph>
  <paragraph num="G.">
    <text>Prehearing Procedures.</text>
    <paragraph num="(1)">
      <text>Prehearing Conference. A prehearing conference shall be conducted in accordance with COMAR 28.02.01.13.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Notice of Prehearing Conference and Hearing.</text>
      <paragraph num="(a)">
        <text>The administrative law judge shall set the matter in for a prehearing conference, hearing, or both, on the earliest date practicable.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The administrative law judge shall, by registered or certified mail, forward to the complainant and to the respondent, a statement of the charges and a notice of prehearing conference or hearing, which shall include the following:</text>
        <paragraph num="(i)">
          <text>The place, date, and hour of the prehearing conference, public hearing, or both;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>A statement advising both the complainant and respondent of their respective rights to appear and be represented in this hearing in person, by their attorneys, or both, and that the case in support of the complaint shall be presented by the Commission's General Counsel;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>A statement advising the respondent of the right to file an answer to the statement of charges; and</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>The name of the administrative law judge designated to conduct the prehearing conference or hearing, or a statement that an administrative law judge will be subsequently designated.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(c)">
        <text>The administrative law judge shall forward a copy of the notice of prehearing conference, public hearing, or both, to the General Counsel of the Commission.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>The prehearing conference, public hearing, or both, may not occur less than 20 or more than 60 days after the issuance and service of the statement of charges and notice of prehearing conference, public hearing, or both.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(3)">
      <text>Prehearing Memorandum.</text>
      <paragraph num="(a)">
        <text>Before the commencement of a prehearing conference, the administrative law judge may direct parties to file a prehearing memorandum.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>Contents of Memorandum. The memorandum shall state the name of the party or parties presenting the statement and, unless otherwise directed by the administrative law judge, briefly set forth the following:</text>
        <paragraph num="(i)">
          <text>Issues involved in the proceeding;</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Facts stipulated by the parties and a statement that the parties have made a good faith effort to stipulate to the greatest extent possible;</text>
        </paragraph>
        <paragraph num="(iii)">
          <text>Facts in dispute;</text>
        </paragraph>
        <paragraph num="(iv)">
          <text>Witnesses and exhibits to be presented at the hearing;</text>
        </paragraph>
        <paragraph num="(v)">
          <text>A brief statement of applicable law;</text>
        </paragraph>
        <paragraph num="(vi)">
          <text>Conclusions to be drawn;</text>
        </paragraph>
        <paragraph num="(vii)">
          <text>Estimated time required for presentation of the party's case; and</text>
        </paragraph>
        <paragraph num="(viii)">
          <text>Such other information as may assist in the disposition of the proceeding.</text>
        </paragraph>
      </paragraph>
    </paragraph>
    <paragraph num="(4)">
      <text>Preliminary Matters—Motions.</text>
      <paragraph num="(a)">
        <text>All preliminary matters shall be raised by motion filed at either the prehearing conference or not later than 45 days before the public hearing.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The motion shall be in writing, stating briefly the relief applied for, with a memorandum stating the reasons and any law that may support the motion.</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The motion and two copies together with a certificate of mailing to all parties shall be filed with the administrative law judge.</text>
      </paragraph>
      <paragraph num="(d)">
        <text>An answer to a preliminary motion shall be in writing and include:</text>
        <paragraph num="(i)">
          <text>A memorandum stating the reasons and any law that may be in support of the answer; and</text>
        </paragraph>
        <paragraph num="(ii)">
          <text>Certification that a copy has been mailed to all parties.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(e)">
        <text>The original and two copies of the answer shall be filed with the administrative law judge within 15 days of receipt of the original motion unless otherwise directed by the administrative law judge.</text>
      </paragraph>
      <paragraph num="(f)">
        <text>The administrative law judge shall decide all motions without oral argument on the motions, unless the administrative law judge desires oral argument or testimony.</text>
      </paragraph>
      <paragraph num="(g)">
        <text>If the administrative law judge requests oral arguments, the administrative law judge shall set the date, place, and time, and notify all parties.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(5)">
      <text>Settlement Conference. If required, a settlement conference shall be conducted in accordance with COMAR 28.02.01.14.</text>
    </paragraph>
  </paragraph>
  <paragraph num="H.">
    <text>Hearing Procedures.</text>
    <paragraph num="(1)">
      <text>Date. All parties shall cooperate in good faith to have the contested case hearing concluded within 180 days after the issuance of a notice for a contested case hearing.</text>
    </paragraph>
    <paragraph num="(2)">
      <text>Place. The Commission may designate the venue for the contested case hearing, taking into consideration the convenience of the parties and the location of the evidence pursuant to State Finance and Procurement Article, §19-109(d)(1)(ii), Annotated Code of Maryland.</text>
    </paragraph>
    <paragraph num="(3)">
      <text>Notice of Hearing. The parties shall be notified of the hearing in accordance with §G(2) of this regulation.</text>
    </paragraph>
    <paragraph num="(4)">
      <text>Conduct of Hearing. The hearing shall be conducted in accordance with COMAR 28.02.01.17.</text>
    </paragraph>
    <paragraph num="(5)">
      <text>Evidence. Evidence shall be admitted in accordance with State Government Article, §10-213, Annotated Code of Maryland, and COMAR 28.02.01.18.</text>
    </paragraph>
    <paragraph num="(6)">
      <text>Stipulations. The administrative law judge may accept stipulations in accordance with COMAR 28.02.01.15 upon the showing of mutual consent of all parties.</text>
    </paragraph>
    <paragraph num="(7)">
      <text>Affidavits. The administrative law judge may accept affidavits in accordance with COMAR 28.02.01.15 upon showing:</text>
      <paragraph num="(a)">
        <text>Mutual consent of the parties;</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The affiant is unavailable to testify; and</text>
      </paragraph>
      <paragraph num="(c)">
        <text>The party seeking to introduce the affidavit has exercised reasonable diligence to locate the affiant.</text>
      </paragraph>
    </paragraph>
    <paragraph num="(8)">
      <text>Failure to Attend Hearing and Default. The failure of a party to attend a hearing and the subsequent default process shall be in accordance with COMAR 28.02.01.20.</text>
    </paragraph>
    <paragraph num="(9)">
      <text>Appointment of Interpreter. In situations where an interpreter is required, appointment shall be made in accordance with COMAR 28.02.01.19.</text>
    </paragraph>
    <paragraph num="(10)">
      <text>Public Hearings. Proceedings under this regulation shall be open to the public in accordance with COMAR 28.02.01.21.</text>
    </paragraph>
    <paragraph num="(11)">
      <text>Transcript of Hearing Record.</text>
      <paragraph num="(a)">
        <text>The administrative law judge shall cause the testimony taken at the hearing to be transcribed.</text>
      </paragraph>
      <paragraph num="(b)">
        <text>The transcript, together with all pleadings, exhibits, and other materials introduced into evidence, shall constitute the record of the case as defined in State Government Article, §10-218, Annotated Code of Maryland.</text>
      </paragraph>
    </paragraph>
  </paragraph>
</regulation>