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<chapter num="08" heading="Stem Cell Research Commission" title_num="14" subtitle_num="04">
  <regulation prefix="Regulation" num=".01" heading="Purpose.">
    <text>This chapter describes the policies and procedures for State-funded stem cell research in Maryland.</text>
  </regulation>
  <regulation prefix="Regulation" num=".02" heading="Program Objective.">
    <text>The basic objective of the Program is to provide financial assistance to qualified applicants to advance stem cell research and its therapeutic applications.</text>
  </regulation>
  <regulation prefix="Regulation" num=".03" heading="Definitions.">
    <paragraph num="A.">
      <text>In this chapter, the following terms have the meanings indicated.</text>
    </paragraph>
    <paragraph num="B.">
      <text>Terms Defined.</text>
      <paragraph num="(1)">
        <text>Applicant.</text>
        <paragraph num="(a)">
          <text>“Applicant” means a person located in Maryland who applies for the financial assistance provided pursuant to this chapter.</text>
        </paragraph>
        <paragraph num="(b)">
          <text>“Applicant” includes a public or private institution of higher education and a public or private corporation.</text>
        </paragraph>
      </paragraph>
      <paragraph num="(2)">
        <text>“Commission” means the Stem Cell Research Commission created under §10-431 of the Act.</text>
      </paragraph>
      <paragraph num="(3)">
        <text>“Corporation” means the Maryland Technology Development Corporation.</text>
      </paragraph>
      <paragraph num="(4)">
        <text>“Financial assistance” means a grant or loan from the Fund.</text>
      </paragraph>
      <paragraph num="(5)">
        <text>“Fund” means the Maryland Stem Cell Research Fund created under §10-434 of the Act.</text>
      </paragraph>
      <paragraph num="(6)">
        <text>“Grantee” means an applicant who has been awarded financial assistance, whether in the form of a grant or a loan.</text>
      </paragraph>
      <paragraph num="(7)">
        <text>“Human stem cell” means a stem cell derived from human tissue.</text>
      </paragraph>
      <paragraph num="(8)">
        <text>“Institutional Review Board (IRB)” has the meaning stated in 45 CFR §46.102.</text>
      </paragraph>
      <paragraph num="(9)">
        <text>“Program” means the program for State-funded stem cell research authorized by the Act.</text>
      </paragraph>
      <paragraph num="(10)">
        <text>“Stem cell research” means basic, translational, or clinical research that:</text>
        <paragraph num="(a)">
          <text>Is conducted in Maryland; and</text>
        </paragraph>
        <paragraph num="(b)">
          <text>Uses human stem cells derived from:</text>
          <paragraph num="(i)">
            <text>Tissue obtained after the birth of a human being; or</text>
          </paragraph>
          <paragraph num="(ii)">
            <text>Unused IVF material.</text>
          </paragraph>
        </paragraph>
      </paragraph>
      <paragraph num="(11)">
        <text>“State-funded stem cell research” means, in addition to the meaning stated in §10-429(i) of the Act, stem cell research that receives financial assistance.</text>
      </paragraph>
      <paragraph num="(12)">
        <text>“Stem cell” has the meaning stated in §10-429(j) of the Act.</text>
      </paragraph>
      <paragraph num="(13)">
        <text>“Unused IVF material” means the unused material described in §§10-438 and 10-439 of the Act.</text>
      </paragraph>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".04" heading="Eligible Applicants.">
    <paragraph num="A.">
      <text>To be eligible for financial assistance, an applicant shall certify to the Commission and the Corporation that the applicant:</text>
      <paragraph num="(1)">
        <text>Will use the financial assistance solely in accordance with the requirements of the Program;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Will conduct the stem cell research for which financial assistance is requested in Maryland;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Has the legal capacity and all necessary legal authorization to incur the obligations related to the financial assistance; and</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Will comply with all applicable State and federal laws, including the requirement that stem cell research receiving financial assistance be conducted only after the approval of an Institutional Review Board.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>This chapter does not preclude an applicant from conducting otherwise lawful research that is ineligible for financial assistance.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".05" heading="Financial Assistance Criteria.">
    <text>The Commission shall consider the following factors in determining whether to award financial assistance to an applicant:</text>
    <paragraph num="A.">
      <text>The scientific merit of the stem cell research described in the application, taking into account the evaluation, rankings, and recommendations of an independent scientific peer review committee pursuant to §10-435 of the Act;</text>
    </paragraph>
    <paragraph num="B.">
      <text>The ethical implications of the stem cell research described in the application;</text>
    </paragraph>
    <paragraph num="C.">
      <text>The relationship between the stem cell research described in the application and the etiology, prevention, diagnosis, or treatment of a disease;</text>
    </paragraph>
    <paragraph num="D.">
      <text>The potential impact of the stem cell research described in the application on technological innovation and the advancement of biotechnology in Maryland's academic, business, and nonprofit sectors; and</text>
    </paragraph>
    <paragraph num="E.">
      <text>The relationship between the stem cell research described in the application and other research and sources of research funding.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".06" heading="Financial Assistance Terms.">
    <paragraph num="A.">
      <text>The financial assistance may be used for the purposes stated in the application, including the cost of facilities, capital leases, and capital equipment at a place where stem cell research is conducted.</text>
    </paragraph>
    <paragraph num="B.">
      <text>The amount of indirect, unspecified, or overhead costs included in an application may not exceed the percentage of the total cost of the research identified by the Commission in a request for applications.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".07" heading="Application.">
    <paragraph num="A.">
      <text>An application for financial assistance shall be in the form and with the content identified by the Commission in a request for applications.</text>
    </paragraph>
    <paragraph num="B.">
      <text>An application shall categorize the stem cell research described in the application by reference to the categories of research identified by the Commission in a request for applications.</text>
    </paragraph>
    <paragraph num="C.">
      <text>An application shall state the intended duration of the State-funded stem cell research.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".08" heading="Agreement Following Award of Financial Assistance.">
    <paragraph num="A.">
      <text>A grantee shall execute a grant agreement or loan agreement with the Corporation, in a form prescribed by the Corporation, that:</text>
      <paragraph num="(1)">
        <text>Makes disbursement of financial assistance contingent on evidence of IRB approval of the State-funded stem cell research described in the application;</text>
      </paragraph>
      <paragraph num="(2)">
        <text>Acknowledges, as appropriate, that an award of financial assistance beyond the current fiscal year may be contingent on future appropriations to the Fund;</text>
      </paragraph>
      <paragraph num="(3)">
        <text>Establishes the scope of the State's ownership or other financial interest in the commercialization and other benefits of the results, products, inventions, and discoveries of the State-funded stem cell research described in the application;</text>
      </paragraph>
      <paragraph num="(4)">
        <text>Discusses, as appropriate, other matters related to intellectual property; and</text>
      </paragraph>
      <paragraph num="(5)">
        <text>Contains other assurances, as determined by the Corporation, related to the grantee's compliance with applicable law and the terms of the financial assistance.</text>
      </paragraph>
    </paragraph>
    <paragraph num="B.">
      <text>A grantee shall, upon request, provide information to the Commission and Corporation reasonably related to the oversight of an award of financial assistance and the progress and results of the State-funded stem cell research.</text>
    </paragraph>
  </regulation>
  <regulation prefix="Regulation" num=".09" heading="Nondiscrimination.">
    <text>An applicant shall comply with all applicable federal, State, and local laws regarding discrimination and equal opportunity in employment.</text>
  </regulation>
  <regulation prefix="Regulation" num=".10" heading="Drug-Free and Alcohol-Free Workplace.">
    <text>An applicant shall comply, and remain in compliance, with the State's policy concerning drug-free and alcohol-free workplaces, as set forth in Executive Order 01.01.1989.18, and shall make a good-faith effort to eliminate illegal drug use and alcohol and drug abuse from places at which work is performed that has been financed in whole or in part with financial assistance.</text>
  </regulation>
  <regulation prefix="Regulation" num=".11" heading="Waiver.">
    <text>The Corporation, in consultation with the Commission, may waive or vary particular provisions of these regulations to the extent that the waiver is not inconsistent with the Act if:</text>
    <paragraph num="A.">
      <text>Conformance to the requirements of any federal, State, or local programs in connection with State-funded stem cell research necessitates waiver or variance of a regulation; or</text>
    </paragraph>
    <paragraph num="B.">
      <text>In the determination of the Corporation, the application of a regulation in a specific case or in an emergency situation would be inequitable or contrary to the purposes of the Act.</text>
    </paragraph>
  </regulation>
  <annotations>
    <annotation type="Authority">Economic Development Article, §10-409 and 10-441, Annotated Code of Maryland</annotation>
    <annotation type="History" subtype="Administrative History">Effective date: August 27, 2007 (34:17 Md. R. 1510)</annotation>
    <annotation type="History" subtype="Administrative History">Regulations .01—.11 under COMAR 14.04.01, Stem Cell Research Commission recodified to be COMAR 14.04.08, Stem Cell Research Commission effective December 30, 2019 (46:26 Md. R. 1167)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .03B amended effective February 22, 2021 (48:4 Md. R. 178)</annotation>
    <annotation type="History" subtype="Administrative History">Regulation .05A amended effective February 22, 2021 (48:4 Md. R. 178)</annotation>
  </annotations>
</chapter>